14th Apr 2015 10:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 13 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 9,230 | 61.0800 USD | 60.6600 USD |
B ADSs | SALES | 883 | 61.0200 USD | 60.6900 USD |
A ADSs | PURCHASES | 8,000 | 60.1800 USD | 59.8600 USD |
A ADSs | SALES | 12,166 | 60.1900 USD | 59.7800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 2,375 | 28.2147 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,447 | 28.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33 | 28.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 219 | 28.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 231 | 28.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 166 | 28.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 176 | 28.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 128 | 28.3588 EUR |
EUR 0.07 A ordinary | CFD | LONG | 293 | 28.3588 EUR |
EUR 0.07 A ordinary | CFD | LONG | 836 | 28.3590 EUR |
EUR 0.07 A ordinary | CFD | LONG | 243 | 28.3603 EUR |
EUR 0.07 A ordinary | CFD | LONG | 802 | 28.3603 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,127 | 28.3603 EUR |
EUR 0.07 A ordinary | CFD | LONG | 587 | 28.3608 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,684 | 28.3667 EUR |
EUR 0.07 A ordinary | CFD | LONG | 761 | 28.3667 EUR |
EUR 0.07 A ordinary | CFD | LONG | 231 | 28.3667 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 28.3669 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,697 | 20.3088 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,444 | 20.4190 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,610 | 20.3703 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,820 | 20.3982 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,000 | 20.3989 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 643 | 20.4156 GBP |
B ADSs | CFD | LONG | 36 | 60.6900 USD |
B ADSs | CFD | LONG | 47 | 60.6900 USD |
B ADSs | CFD | LONG | 200 | 60.8400 USD |
B ADSs | CFD | LONG | 200 | 60.8600 USD |
B ADSs | CFD | LONG | 400 | 60.9575 USD |
B ADSs | CFD | SHORT | 200 | 60.7100 USD |
B ADSs | CFD | SHORT | 3,400 | 60.8602 USD |
B ADSs | CFD | SHORT | 500 | 60.8660 USD |
B ADSs | CFD | SHORT | 3,330 | 60.8773 USD |
B ADSs | CFD | SHORT | 700 | 60.8900 USD |
B ADSs | CFD | SHORT | 1,100 | 60.9463 USD |
EUR 0.07 B ordinary | CFD | LONG | 2,489 | 20.5788 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 20.5882 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,219 | 20.5908 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,139 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,784 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,524 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,509 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,270 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,902 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,438 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,864 | 20.5976 GBP |
EUR 0.07 B ordinary | CFD | LONG | 70,000 | 20.6012 GBP |
EUR 0.07 B ordinary | CFD | LONG | 422 | 20.6253 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,941 | 20.6253 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,434 | 20.6256 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,941 | 20.6289 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,000 | 20.6315 GBP |
EUR 0.07 B ordinary | CFD | LONG | 800 | 20.6480 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,355 | 20.5794 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 735 | 20.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,850 | 20.6469 GBP |
A ADSs | CFD | LONG | 4 | 59.8150 USD |
A ADSs | CFD | LONG | 5 | 59.8150 USD |
A ADSs | CFD | LONG | 2,215 | 59.9398 USD |
A ADSs | CFD | LONG | 900 | 59.9447 USD |
A ADSs | CFD | LONG | 1,600 | 60.0161 USD |
A ADSs | CFD | LONG | 1,934 | 60.0232 USD |
A ADSs | CFD | LONG | 2,058 | 60.0232 USD |
A ADSs | CFD | LONG | 1,100 | 60.0590 USD |
A ADSs | CFD | LONG | 700 | 60.0728 USD |
A ADSs | CFD | LONG | 300 | 60.1400 USD |
A ADSs | CFD | LONG | 600 | 60.1450 USD |
A ADSs | CFD | LONG | 700 | 60.1500 USD |
A ADSs | CFD | SHORT | 153 | 59.9254 USD |
A ADSs | CFD | SHORT | 441 | 60.0364 USD |
A ADSs | CFD | SHORT | 7,406 | 60.0481 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L