23rd Apr 2015 10:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 22 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 3,253 | 63.5600 USD | 63.2700 USD |
B ADSs | SALES | 39,803 | 63.7300 USD | 63.2300 USD |
A ADSs | PURCHASES | 40,101 | 62.5100 USD | 62.0200 USD |
A ADSs | SALES | 6,632 | 62.4600 USD | 62.0550 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,749 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 843 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,749 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 29.0810 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 92 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 29.0367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 29.0367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 314 | 29.0450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,850 | 29.0451 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,089 | 29.0451 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,254 | 29.0962 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,601 | 20.6934 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,060 | 20.6957 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,446 | 20.8813 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,688 | 20.8827 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 431 | 20.7361 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,256 | 20.7595 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,664 | 20.7644 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,042 | 20.7644 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,294 | 20.7644 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,778 | 20.8419 GBP |
B ADSs | CFD | LONG | 700 | 63.4471 USD |
B ADSs | CFD | LONG | 1,500 | 63.7300 USD |
B ADSs | CFD | SHORT | 400 | 63.3200 USD |
B ADSs | CFD | SHORT | 900 | 63.3894 USD |
B ADSs | CFD | SHORT | 400 | 63.4000 USD |
B ADSs | CFD | SHORT | 700 | 63.4086 USD |
B ADSs | CFD | SHORT | 600 | 63.4500 USD |
B ADSs | CFD | SHORT | 93 | 63.4680 USD |
B ADSs | CFD | SHORT | 73 | 63.4680 USD |
B ADSs | CFD | SHORT | 87 | 63.4900 USD |
EUR 0.07 B ordinary | CFD | LONG | 179 | 21.0000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,110 | 21.0011 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,240 | 21.0058 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,297 | 21.0076 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,510 | 21.1037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,192 | 21.1254 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,328 | 21.1258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 194 | 21.1974 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,185 | 21.0274 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17 | 21.0315 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 53 | 21.0350 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 241,642 | 21.0945 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 358 | 21.1230 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 61 | 21.1267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 164 | 21.1267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38 | 21.1268 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,836 | 21.1275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,939 | 21.1275 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,962 | 21.1418 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 255 | 21.1904 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,000 | 21.2337 GBP |
A ADSs | CFD | LONG | 3,200 | 62.2729 USD |
A ADSs | CFD | LONG | 179 | 62.2923 USD |
A ADSs | CFD | LONG | 1,200 | 62.2968 USD |
A ADSs | CFD | LONG | 4 | 62.3000 USD |
A ADSs | CFD | LONG | 5 | 62.3000 USD |
A ADSs | CFD | LONG | 485 | 62.3001 USD |
A ADSs | CFD | SHORT | 400 | 62.1000 USD |
A ADSs | CFD | SHORT | 400 | 62.2325 USD |
A ADSs | CFD | SHORT | 12,638 | 62.2455 USD |
A ADSs | CFD | SHORT | 23,000 | 62.2738 USD |
A ADSs | CFD | SHORT | 500 | 62.2920 USD |
A ADSs | CFD | SHORT | 2,863 | 62.2964 USD |
A ADSs | CFD | SHORT | 300 | 62.3200 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L