11th Dec 2015 10:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 176,383 | 47.1200 USD | 46.1200 USD |
A ADSs | SALES | 5,600 | 46.8500 USD | 46.1200 USD |
B ADSs | PURCHASES | 3,350 | 47.1600 USD | 46.4500 USD |
B ADSs | SALES | 400 | 46.8400 USD | 46.5400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 46.1900 USD |
A ADSs | CFD | LONG | 300 | 46.3233 USD |
A ADSs | CFD | LONG | 600 | 46.3900 USD |
A ADSs | CFD | LONG | 1,900 | 46.4163 USD |
A ADSs | CFD | LONG | 1,700 | 46.4399 USD |
A ADSs | CFD | LONG | 400 | 46.5675 USD |
A ADSs | CFD | LONG | 500 | 46.5940 USD |
A ADSs | CFD | SHORT | 10 | 46.1650 USD |
A ADSs | CFD | SHORT | 8 | 46.1650 USD |
A ADSs | CFD | SHORT | 883 | 46.1934 USD |
A ADSs | CFD | SHORT | 1,170 | 46.1934 USD |
A ADSs | CFD | SHORT | 600 | 46.3600 USD |
A ADSs | CFD | SHORT | 92 | 46.3700 USD |
A ADSs | CFD | SHORT | 108,600 | 46.5693 USD |
A ADSs | CFD | SHORT | 64,720 | 46.6396 USD |
A ADSs | CFD | SHORT | 300 | 46.8333 USD |
B ADSs | CFD | LONG | 300 | 46.5400 USD |
B ADSs | CFD | LONG | 100 | 46.8400 USD |
B ADSs | CFD | SHORT | 406 | 46.5203 USD |
B ADSs | CFD | SHORT | 539 | 46.5203 USD |
B ADSs | CFD | SHORT | 60 | 46.5664 USD |
B ADSs | CFD | SHORT | 45 | 46.5664 USD |
B ADSs | CFD | SHORT | 500 | 46.6620 USD |
B ADSs | CFD | SHORT | 400 | 46.7150 USD |
B ADSs | CFD | SHORT | 1,000 | 46.7600 USD |
B ADSs | CFD | SHORT | 300 | 46.8700 USD |
B ADSs | CFD | SHORT | 100 | 47.1600 USD |
EUR 0.07 A ordinary | CFD | LONG | 324 | 21.3590 EUR |
EUR 0.07 A ordinary | CFD | LONG | 953 | 21.3596 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,481 | 21.3596 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,558 | 21.2349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 85 | 21.2349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 186 | 21.2349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 114 | 21.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24,065 | 21.2958 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 21.2982 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,284 | 21.3113 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63 | 21.3113 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,838 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,976 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,976 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 129 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 50 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 21.3757 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,733 | 15.1897 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,933 | 15.2566 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,141 | 15.2603 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,200 | 15.2706 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,280 | 15.2750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,348 | 15.2766 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,040 | 15.2795 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,917 | 15.2804 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,185 | 15.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,218 | 15.3025 GBP |
EUR 0.07 B ordinary | CFD | LONG | 262 | 15.3170 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,603 | 15.3238 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,354 | 15.3535 GBP |
EUR 0.07 B ordinary | CFD | LONG | 225 | 15.3864 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,000 | 15.4156 GBP |
EUR 0.07 B ordinary | CFD | LONG | 174 | 15.4196 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,353 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 556 | 15.5144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 748 | 15.2980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,437 | 15.3029 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,815 | 15.3037 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,610 | 15.3267 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 543 | 15.3330 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 205 | 15.3330 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,185 | 15.3344 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,402 | 15.3344 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,543 | 15.3347 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,055 | 15.3419 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,437 | 15.3624 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,754 | 15.3624 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,180 | 15.3624 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 329 | 15.3651 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,681 | 15.3671 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,771 | 15.3867 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L