22nd Apr 2015 10:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | PURCHASES | 349 | 29.8450 EUR | 29.8450 EUR |
EUR 0.07 B ordinary | SALES | 349 | 29.8450 EUR | 29.8450 EUR |
EUR 0.07 A ordinary | PURCHASES | 725,743 | 29.5000 EUR | 29.2000 EUR |
EUR 0.07 A ordinary | SALES | 860,649
| 29.5000 EUR | 29.2000 EUR |
EUR 0.07 A ordinary | PURCHASES | 983,743 | 21.2000 GBP | 20.9250 GBP |
EUR 0.07 A ordinary | SALES | 1,011,740 | 21.1218 GBP | 20.9350 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,123,620 | 21.4300 GBP | 21.2200 GBP |
EUR 0.07 B ordinary | SALES | 1,064,289 | 21.4500 GBP | 21.2000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 18 | 29.2864 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31,879 | 29.2981 EUR |
EUR 0.07 A ordinary | CFD | LONG | 232,649 | 29.3206 EUR |
EUR 0.07 A ordinary | CFD | LONG | 86,905 | 29.3318 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,751 | 29.4100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 97 | 29.2000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,134 | 29.2000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 78 | 29.2000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 364 | 29.2000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,059 | 29.2974 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,672 | 29.2974 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,272 | 29.2974 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,221 | 29.2974 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 46,365 | 29.3220 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 238,881 | 29.3220 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 72 | 29.3258 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 293 | 29.3650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 274 | 29.3708 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 209 | 29.3708 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,935 | 29.3708 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,458 | 29.3791 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,300 | 29.3900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,058 | 29.4053 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 461 | 29.4029 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 399 | 29.2842 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 61 | 29.3300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 190 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 907 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,239 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 365 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 266 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 330 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,500 | 21.0145 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 21.0200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 186,175 | 21.0259 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,250 | 21.0300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,000 | 21.0504 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31,631 | 21.0000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 418 | 21.0082 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,861 | 21.0082 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,497 | 21.0082 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 189,133 | 21.0156 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,577 | 21.0536 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,064 | 21.0603 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111 | 21.0625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,700 | 21.3004 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,750 | 21.3004 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,310 | 21.3004 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,670 | 21.3113 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,230 | 21.3113 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,569 | 21.3178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 99,000 | 21.3555 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,000 | 21.3555 GBP |
EUR 0.07 B ordinary | CFD | LONG | 345 | 21.3626 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,448 | 21.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 863 | 21.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,026 | 21.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,078 | 21.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,508 | 21.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,300 | 21.2767 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,500 | 21.2863 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 288 | 21.2878 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,409 | 21.2878 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,030 | 21.2878 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,719 | 21.2940 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,500 | 21.2950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,250 | 21.2950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,651 | 21.2977 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 107,931 | 21.3070 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,000 | 21.3246 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | SALE | 340,000 | 28.5000 | A | 15/05/2015 | 0.4300 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L