28th Jul 2015 10:50
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 27 JULY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 6,497 | 54.3300 USD | 53.7700 USD |
A ADSs | SALES | 259,425 | 54.4000 USD | 53.7600 USD |
B ADSs | PURCHASES | 280 | 54.6800 USD | 54.6800 USD |
B ADSs | SALES | 4,926 | 55.1000 USD | 54.5800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 9 | 53.8500 USD |
A ADSs | CFD | LONG | 8 | 53.8500 USD |
A ADSs | CFD | LONG | 35,013 | 54.1095 USD |
A ADSs | CFD | LONG | 224,295 | 54.1382 USD |
A ADSs | CFD | LONG | 100 | 54.3500 USD |
A ADSs | CFD | SHORT | 27 | 53.8800 USD |
A ADSs | CFD | SHORT | 4,000 | 53.9784 USD |
A ADSs | CFD | SHORT | 370 | 53.9916 USD |
A ADSs | CFD | SHORT | 2,100 | 54.1080 USD |
B ADSs | CFD | LONG | 700 | 54.8131 USD |
B ADSs | CFD | LONG | 900 | 54.8988 USD |
B ADSs | CFD | LONG | 100 | 54.9700 USD |
B ADSs | CFD | LONG | 300 | 54.9816 USD |
EUR 0.07 A ordinary | CFD | LONG | 30 | 24.4200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25 | 24.4550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 500 | 24.4550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30 | 24.5213 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,023 | 24.5213 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,390 | 24.6109 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 24.6322 EUR |
EUR 0.07 A ordinary | CFD | LONG | 507 | 24.6322 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 24.6322 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,900 | 24.4681 EUR |
EUR 0.07 A ordinary | CFD | LONG | 119,510 | 17.3351 GBP |
EUR 0.07 A ordinary | CFD | LONG | 83,520 | 17.3351 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,502 | 17.6024 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,100 | 17.3548 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,038 | 17.3780 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 321 | 17.3810 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 360 | 17.4699 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,567 | 17.4699 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,615 | 17.4699 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 966 | 17.6562 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 523 | 17.6564 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,552 | 17.5197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 198 | 17.5617 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44 | 17.5634 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,290 | 17.5956 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,923 | 17.6397 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,293 | 17.6397 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,340 | 17.6397 GBP |
EUR 0.07 B ordinary | CFD | LONG | 124,635 | 18.0700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,773 | 18.1238 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,770 | 17.5607 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,270 | 17.5609 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,594 | 17.5643 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,936 | 17.5672 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41 | 17.5683 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,353 | 17.6260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124,635 | 18.0700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,773 | 18.1238 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 JULY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L