15th Dec 2015 10:40
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 194,292 | 44.3400 USD | 43.3200 USD |
A ADSs | SALES | 1,250 | 44.2100 USD | 43.3600 USD |
B ADSs | PURCHASES | 5,643 | 44.4800 USD | 43.5700 USD |
B ADSs | SALES | 1,000 | 44.4500 USD | 43.9200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 151 | 43.5356 USD |
A ADSs | CFD | LONG | 300 | 43.7667 USD |
A ADSs | CFD | LONG | 99 | 43.8300 USD |
A ADSs | CFD | LONG | 100 | 43.9200 USD |
A ADSs | CFD | LONG | 100 | 43.9400 USD |
A ADSs | CFD | LONG | 200 | 43.9500 USD |
A ADSs | CFD | LONG | 100 | 44.1100 USD |
A ADSs | CFD | LONG | 200 | 44.2100 USD |
A ADSs | CFD | SHORT | 7,023 | 43.6979 USD |
A ADSs | CFD | SHORT | 2,100 | 43.8347 USD |
A ADSs | CFD | SHORT | 401 | 43.8402 USD |
A ADSs | CFD | SHORT | 600 | 43.8500 USD |
A ADSs | CFD | SHORT | 162,449 | 43.8571 USD |
A ADSs | CFD | SHORT | 2,000 | 43.8650 USD |
A ADSs | CFD | SHORT | 732 | 43.9016 USD |
A ADSs | CFD | SHORT | 552 | 43.9016 USD |
A ADSs | CFD | SHORT | 5,786 | 43.9065 USD |
A ADSs | CFD | SHORT | 1,200 | 43.9233 USD |
A ADSs | CFD | SHORT | 9,949 | 43.9518 USD |
A ADSs | CFD | SHORT | 800 | 44.0200 USD |
A ADSs | CFD | SHORT | 700 | 44.0200 USD |
B ADSs | CFD | LONG | 200 | 44.1935 USD |
B ADSs | CFD | LONG | 100 | 44.2900 USD |
B ADSs | CFD | LONG | 500 | 44.3700 USD |
B ADSs | CFD | LONG | 100 | 44.4500 USD |
B ADSs | CFD | SHORT | 200 | 43.6200 USD |
B ADSs | CFD | SHORT | 500 | 44.0120 USD |
B ADSs | CFD | SHORT | 2,100 | 44.1461 USD |
B ADSs | CFD | SHORT | 1,200 | 44.1575 USD |
B ADSs | CFD | SHORT | 1,403 | 44.2841 USD |
B ADSs | CFD | SHORT | 100 | 44.2900 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,006 | 19.8623 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 19.9400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 19.9527 EUR |
EUR 0.07 A ordinary | CFD | LONG | 152 | 20.3800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,700 | 19.6289 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,523 | 19.6350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 226 | 19.6350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 171 | 19.6350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55 | 19.6894 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 19.6900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 58 | 19.6923 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 600 | 19.6950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,276 | 19.7563 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 19.8150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 800 | 19.8657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,600 | 19.8657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 292 | 19.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 121 | 19.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,777 | 19.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,539 | 20.0417 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,911 | 14.1821 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,511 | 14.1821 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,078 | 14.1821 GBP |
EUR 0.07 A ordinary | CFD | LONG | 900 | 14.2854 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,890 | 14.3710 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,229 | 14.3710 GBP |
EUR 0.07 A ordinary | CFD | LONG | 724 | 14.3710 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,946 | 14.4387 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,090 | 14.2324 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,870 | 14.2326 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,127 | 14.2986 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52,312 | 14.2986 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31,813 | 14.3296 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,396 | 14.7935 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,082 | 14.7935 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,905 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,195 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,091 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,435 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,966 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,514 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36,593 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,287 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 386 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,242 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,040 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,305 | 14.2267 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,853 | 14.2267 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,733 | 14.2924 GBP |
EUR 0.07 B ordinary | CFD | LONG | 550 | 14.3108 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,068 | 14.3662 GBP |
EUR 0.07 B ordinary | CFD | LONG | 171 | 14.5324 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,451 | 14.5807 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,360 | 14.6097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,208 | 14.6097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,808 | 14.6097 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,362 | 14.6615 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,854 | 14.6615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,590 | 14.2942 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,022 | 14.2942 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,180 | 14.3308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,045 | 14.3308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 14.3806 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,270 | 14.3929 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,193 | 14.3983 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,844 | 14.4287 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 301 | 14.4553 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,592 | 14.4574 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,270 | 14.4712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,566 | 14.4745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,071 | 14.4745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,526 | 14.4745 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,577 | 14.4773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,266 | 14.4773 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 14.4840 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,293 | 14.4925 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,088 | 14.4925 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,316 | 14.5096 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,405 | 14.5173 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,434 | 14.5337 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 14.5461 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,892 | 14.5495 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,708 | 14.5495 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,428 | 14.5737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,577 | 14.5737 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 272 | 14.5771 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,203 | 14.5814 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,059 | 14.5814 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,214 | 14.5998 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,251 | 14.5998 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 299 | 14.6079 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 128 | 14.6128 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 685 | 14.6134 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,872 | 14.6172 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,701 | 14.6221 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 688 | 14.6329 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,233 | 14.6356 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,669 | 14.6376 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,466 | 14.6400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 177 | 14.6410 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,681 | 14.6418 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,679 | 14.6519 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,501 | 14.6519 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,277 | 14.7272 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,224 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,107 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,127 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53,057 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,729 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,592 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,073 | 14.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,662 | 14.2949 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L