6th Nov 2015 11:34
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 52,148 | 53.1900 USD | 52.5200 USD |
A ADSs | SALES | 5,350 | 53.0700 USD | 52.6700 USD |
B ADSs | PURCHASES | 14,500 | 53.2300 USD | 52.6600 USD |
B ADSs | SALES | 1,050 | 53.1700 USD | 52.6900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 52.6900 USD |
A ADSs | CFD | LONG | 16 | 52.7100 USD |
A ADSs | CFD | LONG | 12 | 52.7100 USD |
A ADSs | CFD | LONG | 828 | 52.7305 USD |
A ADSs | CFD | LONG | 1,094 | 52.7422 USD |
A ADSs | CFD | LONG | 100 | 52.7600 USD |
A ADSs | CFD | LONG | 3,200 | 52.7974 USD |
A ADSs | CFD | SHORT | 400 | 52.7500 USD |
A ADSs | CFD | SHORT | 18,500 | 52.7776 USD |
A ADSs | CFD | SHORT | 3,700 | 52.8016 USD |
A ADSs | CFD | SHORT | 1,100 | 52.8127 USD |
A ADSs | CFD | SHORT | 12,848 | 52.8947 USD |
A ADSs | CFD | SHORT | 500 | 52.9160 USD |
A ADSs | CFD | SHORT | 15,000 | 52.9773 USD |
A ADSs | CFD | SHORT | 100 | 53.1500 USD |
B ADSs | CFD | LONG | 451 | 52.8978 USD |
B ADSs | CFD | LONG | 599 | 52.8978 USD |
B ADSs | CFD | SHORT | 500 | 52.7729 USD |
B ADSs | CFD | SHORT | 7,100 | 52.8275 USD |
B ADSs | CFD | SHORT | 3,400 | 52.8453 USD |
B ADSs | CFD | SHORT | 2,500 | 52.8480 USD |
B ADSs | CFD | SHORT | 1,000 | 52.9430 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,714 | 24.2513 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,650 | 24.4352 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,600 | 24.2732 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,300 | 24.2882 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 108 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 141 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 42 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 859 | 24.3211 EUR |
EUR 0.07 A ordinary | CFD | LONG | 64,162 | 17.1978 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,790 | 17.2515 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 17.1511 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,860 | 17.1679 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 520 | 17.1791 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,400 | 17.1821 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,444 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 627 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,529 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 17.7820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 486 | 17.2101 GBP |
EUR 0.07 B ordinary | CFD | LONG | 667 | 17.2342 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,312 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,815 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 238 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,621 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,528 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 359 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,509 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,978 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,686 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 967 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,539 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,224 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,224 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,539 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 967 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,686 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,978 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,509 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 359 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,528 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,621 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 238 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,815 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,312 | 17.2876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,401 | 17.2883 GBP |
EUR 0.07 B ordinary | CFD | LONG | 967 | 17.3331 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,314 | 17.3331 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,635 | 17.3331 GBP |
EUR 0.07 B ordinary | CFD | LONG | 648 | 17.3331 GBP |
EUR 0.07 B ordinary | CFD | LONG | 606 | 17.6944 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,524 | 17.6944 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,227 | 17.6944 GBP |
EUR 0.07 B ordinary | CFD | LONG | 901 | 17.6944 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 934 | 17.2338 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 267,240 | 17.2372 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,803 | 17.2496 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 549 | 17.2710 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38 | 17.3352 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L