26th Aug 2015 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 25 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 32,642 | 51.6200 USD | 49.6400 USD |
A ADSs | SALES | 26,759 | 51.3700 USD | 49.6500 USD |
B ADSs | PURCHASES | 1,000 | 51.8200 USD | 50.7400 USD |
B ADSs | SALES | 2,960 | 51.8900 USD | 49.8600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 26,759 | 50.4059 USD |
A ADSs | CFD | SHORT | 5 | 49.8300 USD |
A ADSs | CFD | SHORT | 6 | 49.8300 USD |
A ADSs | CFD | SHORT | 75 | 49.9895 USD |
A ADSs | CFD | SHORT | 56 | 49.9895 USD |
A ADSs | CFD | SHORT | 11,300 | 50.3324 USD |
A ADSs | CFD | SHORT | 19,500 | 50.3629 USD |
A ADSs | CFD | SHORT | 1,700 | 50.7005 USD |
B ADSs | CFD | LONG | 36 | 50.1400 USD |
B ADSs | CFD | LONG | 28 | 50.1400 USD |
B ADSs | CFD | LONG | 385 | 50.1409 USD |
B ADSs | CFD | LONG | 511 | 50.1409 USD |
B ADSs | CFD | LONG | 300 | 50.8800 USD |
B ADSs | CFD | LONG | 1,600 | 50.9331 USD |
B ADSs | CFD | LONG | 100 | 51.8900 USD |
B ADSs | CFD | SHORT | 300 | 50.7633 USD |
B ADSs | CFD | SHORT | 300 | 51.1000 USD |
B ADSs | CFD | SHORT | 400 | 51.2175 USD |
EUR 0.07 A ordinary | CFD | LONG | 303 | 22.2847 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,101 | 22.2850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,375 | 22.2852 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,718 | 22.3146 EUR |
EUR 0.07 A ordinary | CFD | LONG | 95 | 22.3850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 71 | 22.3850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,004 | 22.4231 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,597 | 22.4415 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,624 | 22.4415 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 22.4500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 22.4500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 811 | 22.4586 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,006 | 22.5209 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79 | 22.5209 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26 | 22.5209 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,184 | 22.3353 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,500 | 22.3613 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 22.3850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,341 | 16.0518 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,360 | 16.1118 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,914 | 16.1901 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,350 | 16.0788 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,824 | 25.4581 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59,500 | 16.0245 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11 | 22.4550 EUR |
EUR 0.07 B ordinary | CFD | LONG | 14,528 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,371 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,969 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,624 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,440 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,651 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,523 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,070 | 16.1250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,170 | 16.2382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,871 | 16.2750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 893 | 16.2750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,850 | 16.2750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,536 | 16.3131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,491 | 16.3330 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,049 | 16.1874 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 232 | 16.2038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 113 | 16.2038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,000 | 16.2287 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 16.2466 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 260 | 16.2747 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,845 | 16.2947 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,000 | 16.3000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 16.3644 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,824 | 25.6438 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L