21st Sep 2015 11:29
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 18 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,430 | 50.0348 USD | 49.8500 USD |
A ADSs | SALES | 2,430 | 50.0348 USD | 49.8500 USD |
EUR 0.07 A ordinary | PURCHASES | 2,330,744 | 27.0000 EUR | 21.7500 EUR |
EUR 0.07 A ordinary | SALES | 2,533,437 | 25.9231 EUR | 21.7500 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,840,204 | 22.0000 GBP | 15.7850 GBP |
EUR 0.07 A ordinary | SALES | 1,617,691 | 16.5551 GBP | 15.8000 GBP |
EUR 0.07 B ordinary | PURCHASES | 2,683,611 | 18.5000 GBP | 15.9100 GBP |
EUR 0.07 B ordinary | SALES | 1,550,277 | 18.0000 GBP | 15.9000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | FUTURE | PURCHASE | 301 | 21.8600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 21.7600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 411 | 21.8600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 146 | 21.8600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,320 | 21.8600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,366 | 21.8600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,376 | 21.8813 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21,000 | 21.9277 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,439 | 21.9385 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,274 | 22.1287 EUR |
EUR 0.07 A ordinary | CFD | LONG | 568,547 | 22.1287 EUR |
EUR 0.07 A ordinary | CFD | LONG | 417 | 22.1709 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,513 | 22.1709 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39,529 | 22.1934 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,332 | 22.2577 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,019 | 22.3288 EUR |
EUR 0.07 A ordinary | CFD | LONG | 149 | 22.3950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,335 | 22.4384 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,012 | 21.8589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,412 | 21.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,354 | 21.8661 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 191 | 21.9202 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,312 | 21.9202 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,656 | 21.9202 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 53,755 | 22.0424 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,800 | 22.0700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 928 | 22.0959 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38,427 | 22.1102 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,214 | 22.1325 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 568,547 | 22.1325 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,697 | 22.1390 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,600 | 22.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 149 | 22.3747 EUR |
EUR 0.07 A ordinary | CFD | LONG | 86 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,174 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 678 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 241 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 255,200 | 15.9208 GBP |
EUR 0.07 A ordinary | CFD | LONG | 127,189 | 15.9260 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36,039 | 15.9736 GBP |
EUR 0.07 A ordinary | CFD | LONG | 89,077 | 16.0343 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38,139 | 16.0523 GBP |
EUR 0.07 A ordinary | CFD | LONG | 153 | 16.1838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,911 | 16.1838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 508 | 16.1838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 33 | 16.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 84,433 | 16.4443 GBP |
EUR 0.07 A ordinary | CFD | LONG | 46,803 | 16.5551 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,958 | 16.5551 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,344 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 121,257 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,217 | 15.8200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 15.8250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,240 | 15.8953 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 487 | 15.8953 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,611 | 15.8953 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 71,364 | 16.0460 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,256 | 16.0606 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 45,000 | 16.1526 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 16.1550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 16.1550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 113 | 15.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 310 | 15.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6 | 15.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,014 | 15.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 16.0300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 300 | 16.0350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6 | 16.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,546 | 16.0809 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,239 | 16.1029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 750 | 16.1258 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,225 | 16.1356 GBP |
EUR 0.07 B ordinary | CFD | LONG | 299 | 16.1848 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,685 | 16.1848 GBP |
EUR 0.07 B ordinary | CFD | LONG | 991 | 16.1848 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,364 | 16.1958 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,011 | 16.2828 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,989 | 16.2828 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,774 | 16.2845 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,336 | 16.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,164 | 16.2900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 660 | 16.2950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,840 | 16.2950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 222,700 | 16.3486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,400 | 16.4210 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 58,239 | 15.9900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 135,758 | 15.9968 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,041 | 16.0143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 371 | 16.0143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,227 | 16.0143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 143,385 | 16.0383 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,600 | 16.0958 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,840 | 16.1360 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,277 | 16.1432 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,842 | 16.1861 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 336 | 16.2352 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 90,137 | 16.5816 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | CALL | 250,000 | 27.0000 EUR |
EUR 0.07 A ordinary | PUT | 100,000 | 26.0000 EUR |
EUR 0.07 A ordinary | CALL | 150,000 | 30.0000 EUR |
EUR 0.07 B ordinary | CALL | 30,000 | 28.0000 GBP |
EUR 0.07 A ordinary | CALL | 250,000 | 30.0000 EUR |
EUR 0.07 A ordinary | PUT | 96,600 | 27.0000 EUR |
EUR 0.07 A ordinary | PUT | 11,000 | 20.0000 GBP |
EUR 0.07 A ordinary | PUT | 21,000 | 22.0000 GBP |
EUR 0.07 B ordinary | PUT | 700,000 | 18.5000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L