18th May 2015 10:18
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 MAY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 12,853 | 64.4200 USD | 63.7700 USD |
B ADSs | SALES | 3,300 | 64.4000 USD | 63.6700 USD |
A ADSs | PURCHASES | 700 | 63.2400 USD | 62.7800 USD |
A ADSs | SALES | 53,596 | 63.4600 USD | 62.6200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 11 | 27.5900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8 | 27.5900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,526 | 27.8474 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 237 | 27.5900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 65 | 27.6403 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 52 | 27.6412 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 59 | 27.6436 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 354 | 27.7677 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,325 | 27.7677 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 102 | 27.7677 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,100 | 27.9713 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,190 | 19.9400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 767 | 19.9566 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,847 | 19.9933 GBP |
EUR 0.07 A ordinary | CFD | LONG | 44,557 | 20.0200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,268 | 19.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,371 | 19.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 348 | 19.9449 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 87 | 19.9449 GBP |
B ADSs | CFD | LONG | 850 | 63.7656 USD |
B ADSs | CFD | LONG | 200 | 64.1200 USD |
B ADSs | CFD | LONG | 700 | 64.1228 USD |
B ADSs | CFD | LONG | 500 | 64.1527 USD |
B ADSs | CFD | LONG | 100 | 64.1800 USD |
B ADSs | CFD | LONG | 750 | 64.2227 USD |
B ADSs | CFD | LONG | 200 | 64.2300 USD |
B ADSs | CFD | SHORT | 300 | 63.9733 USD |
B ADSs | CFD | SHORT | 50 | 64.2372 USD |
B ADSs | CFD | SHORT | 66 | 64.2372 USD |
EUR 0.07 B ordinary | CFD | LONG | 1,400 | 20.2564 GBP |
EUR 0.07 B ordinary | CFD | LONG | 521 | 20.2743 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,840 | 20.2760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,710 | 20.2760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,840 | 20.2763 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,078 | 20.3780 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,764 | 20.3881 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,427 | 20.4326 GBP |
EUR 0.07 B ordinary | CFD | LONG | 201,922 | 20.4351 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,938 | 20.4643 GBP |
EUR 0.07 B ordinary | CFD | LONG | 786 | 20.4643 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,252 | 20.4678 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,214 | 20.4756 GBP |
EUR 0.07 B ordinary | CFD | LONG | 62 | 20.4800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 579 | 20.4958 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,500 | 20.2371 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 700 | 20.2371 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,522 | 20.2371 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 190 | 20.2790 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 611 | 20.2827 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 501 | 20.2929 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 700 | 20.3004 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,489 | 20.3004 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,500 | 20.3004 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,700 | 20.3622 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 800 | 20.3622 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,272 | 20.3622 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,400 | 20.4036 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,307 | 20.4036 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 800 | 20.4036 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,679 | 20.4051 GBP |
A ADSs | CFD | LONG | 4,600 | 62.6685 USD |
A ADSs | CFD | LONG | 128 | 63.1650 USD |
A ADSs | CFD | LONG | 1,200 | 63.1795 USD |
A ADSs | CFD | LONG | 8,100 | 63.2065 USD |
A ADSs | CFD | LONG | 5 | 63.2300 USD |
A ADSs | CFD | LONG | 8 | 63.2300 USD |
A ADSs | CFD | LONG | 1,190 | 63.2613 USD |
A ADSs | CFD | LONG | 38,365 | 63.2818 USD |
A ADSs | CFD | SHORT | 200 | 62.7800 USD |
A ADSs | CFD | SHORT | 200 | 63.0300 USD |
A ADSs | CFD | SHORT | 300 | 63.2400 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 MAY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L