16th Apr 2015 11:19
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,407,655 | 29.06 EUR | 28.445 EUR |
EUR 0.07 A ordinary | SALES | 1,162,599 | 29.0545 EUR | 28.495 EUR |
EUR 0.07 B ordinary | PURCHASES | 37,946 | 29.995 EUR | 29.54 EUR |
EUR 0.07 B ordinary | SALES | 37,946 | 29.95 EUR | 29.6257 EUR |
EUR 0.07 A ordinary | PURCHASES | 512,618 | 20.8200 GBP | 20.3400 GBP |
EUR 0.07 A ordinary | SALES | 417,502 | 20.8100 GBP | 20.3400 GBP |
EUR 0.07 A ordinary | PURCHASES | 158 | 30.6385 USD | 30.6385 USD |
EUR 0.07 B ordinary | PURCHASES | 1,329,428 | 21.3350 GBP | 20.8950 GBP |
EUR 0.07 B ordinary | SALES | 2,541,675 | 21.3400 GBP | 20.8950 GBP |
EUR 0.07 B ordinary | PURCHASES | 77 | 31.3397 USD | 31.3397 USD |
A ADSs | PURCHASES | 992 | 61.4100 USD | 61.4100 USD |
A ADSs | SALES | 992 | 61.4100 USD | 61.4100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 355,325 | 28.9126 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,470 | 28.9175 EUR |
EUR 0.07 A ordinary | CFD | LONG | 330 | 28.9270 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 28.9622 EUR |
EUR 0.07 A ordinary | CFD | LONG | 137 | 28.9622 EUR |
EUR 0.07 A ordinary | CFD | LONG | 674 | 28.9850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 769 | 28.7674 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,218 | 28.8575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 28.8575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,448 | 28.8929 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 356,546 | 28.8929 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 103,835 | 28.9037 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,593 | 28.9195 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,426 | 28.9199 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,312 | 28.9392 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,478 | 28.9400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,670 | 28.9400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,309 | 28.9488 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 971 | 28.9694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32,415 | 28.9758 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,632 | 28.9758 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 186,373 | 28.9837 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 20.6000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,255 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,456 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 262 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 46,845 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 505 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,255 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,817 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3 | 20.7300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 255 | 20.7310 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7 | 20.7385 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10 | 20.7430 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3 | 20.7466 GBP |
EUR 0.07 A ordinary | CFD | LONG | 72 | 20.7797 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,354 | 20.7797 GBP |
EUR 0.07 A ordinary | CFD | LONG | 258 | 20.7797 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,655 | 20.7370 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,000 | 20.7392 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,184 | 20.7479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,500 | 20.7504 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 20.7550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,250 | 20.7600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130,000 | 21.1290 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,109 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 445,400 | 21.1584 GBP |
EUR 0.07 B ordinary | CFD | LONG | 827 | 21.1806 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,664 | 21.1881 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,664 | 21.1881 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,890 | 21.1881 GBP |
EUR 0.07 B ordinary | CFD | LONG | 180 | 21.1881 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,350 | 21.1932 GBP |
EUR 0.07 B ordinary | CFD | LONG | 310 | 21.1932 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,200 | 21.2142 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,000 | 21.2150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,340 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,560 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,500 | 21.2209 GBP |
EUR 0.07 B ordinary | CFD | LONG | 416 | 21.2235 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,831 | 21.2235 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,491 | 21.2235 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 21.2250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,250 | 21.2250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 21.2251 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,677 | 21.2570 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,831 | 21.2570 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,275 | 21.1249 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,878 | 21.1681 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,592 | 21.1685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,076 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,941 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,538 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,656 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 566 | 21.2310 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,892 | 21.2108 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | CALL | SALE | 5,000 | 29.0000 | A | 17/04/2015 | 0.1800 EUR |
A ADSs | CALL | SALE | 2,500 | 29.0000 | A | 17/04/2015 | 0.1800 EUR |
A ADSs | CALL | SALE | 5,000 | 29.0000 | A | 17/04/2015 | 0.1800 EUR |
A ADSs | CALL | SALE | 5,000 | 29.0000 | A | 17/04/2015 | 0.1800 EUR |
A ADSs | CALL | SALE | 2,500 | 29.0000 | A | 17/04/2015 | 0.1800 EUR |
A ADSs | CALL | SALE | 250,000 | 30.0000 | A | 18/09/2015 | 0.7700 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L