3rd Sep 2015 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 02 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 7,781 | 51.2100 USD | 50.0300 USD |
A ADSs | SALES | 6,730 | 51.2300 USD | 50.0600 USD |
B ADSs | PURCHASES | 51,526 | 51.3000 USD | 49.9200 USD |
B ADSs | SALES | 1,191 | 51.1700 USD | 50.1400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 50.4400 USD |
A ADSs | CFD | LONG | 3,040 | 50.7594 USD |
A ADSs | CFD | LONG | 3,460 | 50.9168 USD |
A ADSs | CFD | SHORT | 938 | 50.6972 USD |
A ADSs | CFD | SHORT | 3,100 | 50.7850 USD |
A ADSs | CFD | SHORT | 44 | 50.9300 USD |
A ADSs | CFD | SHORT | 38 | 50.9300 USD |
A ADSs | CFD | SHORT | 28 | 50.9300 USD |
A ADSs | CFD | SHORT | 33 | 50.9300 USD |
A ADSs | CFD | SHORT | 3,500 | 50.9770 USD |
A ADSs | CFD | SHORT | 100 | 50.9800 USD |
B ADSs | CFD | LONG | 100 | 51.1700 USD |
B ADSs | CFD | SHORT | 43,935 | 50.4382 USD |
B ADSs | CFD | SHORT | 1,600 | 50.7243 USD |
B ADSs | CFD | SHORT | 4,800 | 50.7935 USD |
B ADSs | CFD | SHORT | 100 | 50.9800 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,300 | 22.4155 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 22.4838 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,210 | 22.2442 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,447 | 22.3496 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,462 | 22.3890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79 | 22.3890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 131 | 22.3890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 185 | 22.4350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 432 | 22.4366 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,242 | 22.4367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,818 | 22.4367 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 22.4710 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 22.7200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 22.7200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 22.7200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16 | 16.2750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,219 | 16.2900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,661 | 16.2959 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,805 | 16.2703 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,495 | 16.3022 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,300 | 16.3280 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 737 | 16.3345 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 741 | 16.3345 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,350 | 16.3398 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43 | 22.5250 EUR |
EUR 0.07 B ordinary | CFD | LONG | 3 | 16.3100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53 | 16.3452 GBP |
EUR 0.07 B ordinary | CFD | LONG | 159 | 16.3743 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,569 | 16.3743 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,736 | 16.3743 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,294 | 16.3815 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,855 | 16.3815 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,114 | 16.4077 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,520 | 16.4196 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,344 | 16.4295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 97,596 | 16.4316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,150 | 16.4418 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 16.3460 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,638 | 16.3585 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,734 | 16.3585 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9 | 16.3841 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,285 | 16.3957 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L