30th Jun 2015 10:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 55,700 | 58.0500 USD | 57.5600 USD |
A ADSs | SALES | 2,335 | 57.9800 USD | 57.7200 USD |
B ADSs | PURCHASES | 600 | 58.6500 USD | 58.2700 USD |
B ADSs | SALES | 3,994 | 58.6600 USD | 58.1300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 1,941 | 57.8085 USD |
A ADSs | CFD | LONG | 303 | 57.8300 USD |
A ADSs | CFD | LONG | 21 | 57.9000 USD |
A ADSs | CFD | LONG | 70 | 57.9800 USD |
A ADSs | CFD | SHORT | 54,241 | 57.7904 USD |
A ADSs | CFD | SHORT | 36 | 57.8200 USD |
A ADSs | CFD | SHORT | 28 | 57.8200 USD |
A ADSs | CFD | SHORT | 84 | 57.8364 USD |
A ADSs | CFD | SHORT | 111 | 57.8364 USD |
A ADSs | CFD | SHORT | 200 | 57.8600 USD |
A ADSs | CFD | SHORT | 1,000 | 57.8630 USD |
B ADSs | CFD | LONG | 1,700 | 58.3011 USD |
B ADSs | CFD | LONG | 1,000 | 58.3220 USD |
B ADSs | CFD | LONG | 200 | 58.3400 USD |
B ADSs | CFD | LONG | 194 | 58.4542 USD |
B ADSs | CFD | LONG | 900 | 58.4711 USD |
B ADSs | CFD | SHORT | 100 | 58.2800 USD |
B ADSs | CFD | SHORT | 500 | 58.5740 USD |
EUR 0.07 A ordinary | CFD | LONG | 4,400 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,575 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,207 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 25.8682 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,009 | 25.8770 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,096 | 25.9003 EUR |
EUR 0.07 A ordinary | CFD | LONG | 252 | 25.9206 EUR |
EUR 0.07 A ordinary | CFD | LONG | 287 | 25.9206 EUR |
EUR 0.07 A ordinary | CFD | LONG | 552 | 25.9273 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,400 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 87 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,502 | 25.8655 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,859 | 25.8935 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 925 | 25.8935 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,464 | 25.8937 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 60 | 25.8937 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24 | 25.8937 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 213 | 25.8938 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 25.9832 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 25.9832 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79 | 25.9832 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 60 | 25.9950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,404 | 18.2269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,298 | 18.2533 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,460 | 18.2554 GBP |
EUR 0.07 A ordinary | CFD | LONG | 246 | 18.2831 GBP |
EUR 0.07 A ordinary | CFD | LONG | 971 | 18.2958 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,662 | 18.1947 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 18.2173 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 240 | 18.2580 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,000 | 18.4362 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,363 | 18.4401 GBP |
EUR 0.07 B ordinary | CFD | LONG | 513 | 18.4636 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,440 | 18.4865 GBP |
EUR 0.07 B ordinary | CFD | LONG | 875 | 18.5127 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,387 | 18.4549 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,600 | 18.4618 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,000 | 18.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,171 | 18.4800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,610 | 18.4869 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,279 | 18.5298 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L