21st Apr 2015 10:44
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 20 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 3,584 | 64.2400 USD | 63.7000 USD |
B ADSs | SALES | 3,560 | 64.2800 USD | 63.7100 USD |
A ADSs | PURCHASES | 12,399 | 63.1900 USD | 62.7287 USD |
A ADSs | SALES | 10,047 | 63.3000 USD | 62.7000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,821 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,906 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,821 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 182 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 580 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 182 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 232 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54 | 29.2892 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 29.3567 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,031 | 29.4400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 214 | 29.4400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 178 | 29.4400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 135 | 29.4400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 29.4100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,656 | 29.4275 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,754 | 29.4491 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,956 | 21.1109 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,000 | 21.1150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,660 | 21.1745 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,842 | 21.1460 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,334 | 21.1574 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,186 | 21.1720 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 201 | 21.2418 GBP |
B ADSs | CFD | LONG | 1,560 | 63.9477 USD |
B ADSs | CFD | LONG | 2,000 | 63.9921 USD |
B ADSs | CFD | SHORT | 300 | 63.7000 USD |
B ADSs | CFD | SHORT | 48 | 63.7700 USD |
B ADSs | CFD | SHORT | 36 | 63.7700 USD |
B ADSs | CFD | SHORT | 200 | 63.8950 USD |
B ADSs | CFD | SHORT | 400 | 63.9275 USD |
B ADSs | CFD | SHORT | 800 | 63.9587 USD |
B ADSs | CFD | SHORT | 1,100 | 63.9963 USD |
B ADSs | CFD | SHORT | 100 | 64.1300 USD |
B ADSs | CFD | SHORT | 600 | 64.1600 USD |
EUR 0.07 B ordinary | CFD | LONG | 2,121 | 21.4126 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,943 | 21.4196 GBP |
EUR 0.07 B ordinary | CFD | LONG | 120 | 21.4430 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,287 | 21.4476 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,080 | 21.4476 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,633 | 21.4476 GBP |
EUR 0.07 B ordinary | CFD | LONG | 196 | 21.4560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48 | 21.4581 GBP |
EUR 0.07 B ordinary | CFD | LONG | 990 | 21.4614 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,245 | 21.4661 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 459 | 21.4418 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,179 | 21.4471 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,181 | 21.4471 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 666 | 21.4486 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,156 | 21.4488 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10 | 21.4550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,928 | 21.4550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,829 | 21.4550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 21.4639 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,000 | 21.4639 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,053 | 21.4641 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,181 | 21.4648 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,928 | 21.4728 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,144 | 21.4728 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,000 | 21.4771 GBP |
A ADSs | CFD | LONG | 4 | 62.8100 USD |
A ADSs | CFD | LONG | 5 | 62.8100 USD |
A ADSs | CFD | LONG | 700 | 62.8343 USD |
A ADSs | CFD | LONG | 1,119 | 62.9325 USD |
A ADSs | CFD | LONG | 1,300 | 62.9400 USD |
A ADSs | CFD | LONG | 2,610 | 62.9457 USD |
A ADSs | CFD | LONG | 3,900 | 62.9672 USD |
A ADSs | CFD | LONG | 409 | 63.1700 USD |
A ADSs | CFD | SHORT | 8,300 | 62.8481 USD |
A ADSs | CFD | SHORT | 3,099 | 63.0170 USD |
A ADSs | CFD | SHORT | 300 | 63.0600 USD |
A ADSs | CFD | SHORT | 700 | 63.1686 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L