16th Jun 2015 11:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 2,100 | 58.9900 USD | 58.4600 USD |
B ADSs | SALES | 2,658 | 59.0200 USD | 58.5500 USD |
A ADSs | PURCHASES | 24,901 | 58.2200 USD | 57.7400 USD |
A ADSs | SALES | 1,727 | 58.2100 USD | 57.4600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 5,796 | 25.6453 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,481 | 25.6752 EUR |
EUR 0.07 A ordinary | CFD | LONG | 234 | 25.6752 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 25.6752 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,500 | 25.6839 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43,829 | 25.6888 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,511 | 25.7338 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,101 | 25.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,740 | 25.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 25.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 114 | 25.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 25.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 149 | 25.7450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,400 | 25.7649 EUR |
EUR 0.07 A ordinary | CFD | LONG | 844 | 25.7706 EUR |
EUR 0.07 A ordinary | CFD | LONG | 81 | 25.7706 EUR |
EUR 0.07 A ordinary | CFD | LONG | 297 | 25.7779 EUR |
EUR 0.07 A ordinary | CFD | LONG | 186 | 25.7781 EUR |
EUR 0.07 A ordinary | CFD | LONG | 275 | 25.7783 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 25.6050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 25.6050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 81 | 25.8402 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,551 | 18.5282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,047 | 18.5913 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,955 | 18.6051 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,157 | 18.6096 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,522 | 18.5175 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,832 | 18.5250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 560 | 18.5725 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 246 | 18.5728 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 238 | 18.5728 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,600 | 18.5736 GBP |
B ADSs | CFD | LONG | 700 | 58.7000 USD |
B ADSs | CFD | LONG | 1,010 | 58.7260 USD |
B ADSs | CFD | LONG | 236 | 58.7675 USD |
B ADSs | CFD | LONG | 312 | 58.7675 USD |
B ADSs | CFD | LONG | 200 | 58.7700 USD |
B ADSs | CFD | LONG | 200 | 58.8050 USD |
B ADSs | CFD | SHORT | 400 | 58.5900 USD |
B ADSs | CFD | SHORT | 1,700 | 58.7245 USD |
EUR 0.07 B ordinary | CFD | LONG | 518 | 18.7595 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,344 | 18.7710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,456 | 18.8566 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,988 | 18.7406 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12 | 18.7516 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,045 | 18.7740 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 363 | 18.7871 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 155,144 | 18.7873 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,446 | 18.8105 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,155 | 18.8254 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 280 | 18.8411 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,810 | 18.8761 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,279 | 18.8765 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 34,410 | 18.9078 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,190 | 18.9078 GBP |
A ADSs | CFD | LONG | 1,000 | 57.9014 USD |
A ADSs | CFD | LONG | 243 | 58.0141 USD |
A ADSs | CFD | LONG | 184 | 58.0141 USD |
A ADSs | CFD | LONG | 300 | 58.0500 USD |
A ADSs | CFD | SHORT | 23,017 | 57.9327 USD |
A ADSs | CFD | SHORT | 1,284 | 57.9533 USD |
A ADSs | CFD | SHORT | 600 | 57.9799 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L