22nd Jun 2015 10:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 JUNE 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 929,826 | 26.1350 EUR | 25.6700 EUR |
EUR 0.07 A ordinary | SALES | 899,762 | 30.0000 EUR | 25.6950 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,003,288 | 20.0000 GBP | 18.2600 GBP |
EUR 0.07 A ordinary | SALES | 969,979 | 18.6000 GBP | 18.2650 GBP |
EUR 0.07 B ordinary | PURCHASES | 97 | 26.4550 EUR | 26.3950 EUR |
EUR 0.07 B ordinary | SALES | 97 | 26.4550 EUR | 26.3950 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,185,755 | 18.9000 GBP | 18.5300 GBP |
EUR 0.07 B ordinary | SALES | 1,263,998 | 24.0000 GBP | 18.5000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 508 | 59.5100 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,634 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,444 | 25.8850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,178 | 25.8850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 25.8850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,077 | 25.8850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 885 | 25.8911 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,345 | 25.9773 EUR |
EUR 0.07 A ordinary | CFD | LONG | 344 | 25.9773 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,512 | 25.9773 EUR |
EUR 0.07 A ordinary | CFD | LONG | 288,223 | 25.9861 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,913 | 26.0157 EUR |
EUR 0.07 A ordinary | CFD | LONG | 156 | 26.0278 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54 | 26.0450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12 | 26.0450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 122 | 26.0450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 97 | 26.0464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,979 | 26.0549 EUR |
EUR 0.07 A ordinary | CFD | LONG | 635 | 26.0549 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,000 | 26.0549 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 117 | 25.6700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,913 | 25.8000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,211 | 25.8850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 59 | 25.8850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79,532 | 25.9387 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 288,724 | 25.9866 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 70,000 | 26.0097 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28,396 | 26.0599 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 382 | 26.0712 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,914 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,748 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,000 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,212 | 18.4350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,081 | 18.4824 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 18.5000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,447 | 18.5108 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,869 | 18.5237 GBP |
EUR 0.07 A ordinary | CFD | LONG | 674 | 18.5244 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,694 | 18.5244 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,995 | 18.5244 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 453 | 18.3859 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,925 | 18.3859 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 71,820 | 18.4360 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 458 | 18.4399 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,911 | 18.4399 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 154 | 18.4399 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,000 | 18.4894 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,178 | 18.4940 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,500 | 18.4951 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,000 | 18.4977 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 18.5650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 161 | 18.5700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 860 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,179 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,398 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,850 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 18.7000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,892 | 18.7819 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,580 | 18.7970 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,920 | 18.8105 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,000 | 18.8107 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,911 | 18.8151 GBP |
EUR 0.07 B ordinary | CFD | LONG | 368 | 18.8271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,925 | 18.8271 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,089 | 18.8271 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,493 | 18.6026 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 892 | 18.6767 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 919 | 18.7374 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 877 | 18.7521 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 200 | 18.7600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 140 | 18.7615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 680 | 18.7615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 180 | 18.7615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,010 | 18.7615 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 419 | 18.7793 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,703 | 18.7803 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,949 | 18.7905 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,318 | 18.8078 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 50,000 | 0.1780 | E | 19/06/2015 | 0.0831 GBP |
EUR 0.07 A ordinary | CALL | PURCHASE | 1,200,000 | 0.1780 | E | 19/06/2015 | 0.0831 GBP |
EUR 0.07 A ordinary | CALL | PURCHASE | 1,250,000 | 0.1780 | E | 19/06/2015 | 0.0831 GBP |
EUR 0.07 A ordinary | CALL | SALE | 250,000 | 27.0000 | A | 17/07/2015 | 0.1754 EUR |
EUR 0.07 B ordinary | CALL | PURCHASE | 40,000 | 0.1700 | E | 19/06/2015 | 0.0858 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 960,000 | 0.1700 | E | 19/06/2015 | 0.0858 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 1,000,000 | 0.1700 | E | 19/06/2015 | 0.0858 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 1,250,000 | 0.1740 | E | 19/06/2015 | 0.0883 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 50,000 | 0.1740 | E | 19/06/2015 | 0.0883 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 1,200,000 | 0.1740 | E | 19/06/2015 | 0.0883 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | PUT | 64,600 | 26.0000 EUR |
EUR 0.07 A ordinary | PUT | 500 | 26.0000 EUR |
EUR 0.07 A ordinary | CALL | 75,000 | 27.0000 EUR |
EUR 0.07 A ordinary | CALL | 6,100 | 29.0000 EUR |
EUR 0.07 A ordinary | CALL | 400 | 29.0000 EUR |
EUR 0.07 A ordinary | CALL | 100,000 | 29.0000 EUR |
EUR 0.07 A ordinary | CALL | 10,600 | 32.0000 EUR |
EUR 0.07 A ordinary | CALL | 4,100 | 32.0000 EUR |
EUR 0.07 A ordinary | CALL | 14,600 | 32.0000 EUR |
EUR 0.07 A ordinary | CALL | 6,800 | 32.0000 EUR |
EUR 0.07 A ordinary | CALL | 25,000 | 23.0000 GBP |
EUR 0.07 A ordinary | CALL | 10,000 | 21.0000 GBP |
EUR 0.07 A ordinary | PUT | 14,000 | 20.0000 GBP |
EUR 0.07 A ordinary | CALL | 20,000 | 22.0000 GBP |
EUR 0.07 A ordinary | CALL | 15,000 | 24.0000 GBP |
EUR 0.07 B ordinary | CALL | 250,000 | 26.0000 GBP |
EUR 0.07 A ordinary | CALL | 500,000 | 30.0000 EUR |
EUR 0.07 A ordinary | CALL | 3,000 | 30.0000 EUR |
EUR 0.07 A ordinary | CALL | 100,000 | 30.0000 EUR |
EUR 0.07 A ordinary | CALL | 3,100 | 30.0000 EUR |
EUR 0.07 A ordinary | CALL | 200,000 | 31.0000 EUR |
EUR 0.07 A ordinary | CALL | 5,900 | 31.0000 EUR |
EUR 0.07 A ordinary | CALL | 100,000 | 27.5000 EUR |
EUR 0.07 A ordinary | PUT | 20,000 | 19.0000 GBP |
EUR 0.07 B ordinary | CALL | 500,000 | 18.5000 GBP |
EUR 0.07 B ordinary | CALL | 80,000 | 28.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 22 JUNE 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L