4th Aug 2015 10:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 35,007 | 57.6000 USD | 57.0700 USD |
A ADSs | SALES | 281,861 | 57.6000 USD | 56.9900 USD |
B ADSs | PURCHASES | 400 | 57.9400 USD | 57.4200 USD |
B ADSs | SALES | 4,349 | 57.9300 USD | 57.4400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 22,833 | 57.0827 USD |
A ADSs | CFD | LONG | 192 | 57.0848 USD |
A ADSs | CFD | LONG | 145 | 57.0848 USD |
A ADSs | CFD | LONG | 1,200 | 57.2000 USD |
A ADSs | CFD | LONG | 900 | 57.2078 USD |
A ADSs | CFD | LONG | 250,545 | 57.2323 USD |
A ADSs | CFD | LONG | 6,046 | 57.2789 USD |
A ADSs | CFD | SHORT | 7 | 57.1000 USD |
A ADSs | CFD | SHORT | 34,900 | 57.3082 USD |
A ADSs | CFD | SHORT | 100 | 57.5200 USD |
B ADSs | CFD | LONG | 1,109 | 57.7551 USD |
B ADSs | CFD | LONG | 275 | 57.4847 USD |
B ADSs | CFD | LONG | 365 | 57.4847 USD |
B ADSs | CFD | LONG | 100 | 57.5300 USD |
B ADSs | CFD | LONG | 1,200 | 57.6025 USD |
B ADSs | CFD | LONG | 300 | 57.7466 USD |
B ADSs | CFD | LONG | 200 | 57.8550 USD |
B ADSs | CFD | SHORT | 100 | 57.4500 USD |
B ADSs | CFD | SHORT | 300 | 57.7567 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,908 | 26.1460 EUR |
EUR 0.07 A ordinary | CFD | LONG | 55 | 26.1460 EUR |
EUR 0.07 A ordinary | CFD | LONG | 190 | 26.1594 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,281 | 26.1595 EUR |
EUR 0.07 A ordinary | CFD | LONG | 971 | 26.1595 EUR |
EUR 0.07 A ordinary | CFD | LONG | 78 | 26.1652 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,400 | 26.1652 EUR |
EUR 0.07 A ordinary | CFD | LONG | 140 | 26.1652 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 26.1700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,658 | 26.1762 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 267 | 26.1700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29,944 | 26.1700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 174 | 26.2333 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,719 | 26.2372 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,130 | 18.3159 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,886 | 18.3292 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,117 | 18.3292 GBP |
EUR 0.07 A ordinary | CFD | LONG | 393 | 18.3292 GBP |
EUR 0.07 A ordinary | CFD | LONG | 300 | 18.3337 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,384 | 18.3562 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,718 | 18.3189 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23,002 | 18.3200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,521 | 18.3411 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 516 | 18.3475 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 68,400 | 18.3578 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 91,320 | 18.3578 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,750 | 18.4387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,353 | 18.4387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,253 | 18.4387 GBP |
EUR 0.07 B ordinary | CFD | LONG | 250 | 18.4504 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,512 | 18.4509 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,343 | 18.4558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 373 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,162 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 176 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,445 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 65 | 18.4711 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,850 | 18.4818 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,080 | 18.4832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114,304 | 18.5201 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,235 | 18.5272 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,931 | 18.5354 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,000 | 18.4463 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,000 | 18.4885 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,511 | 18.4950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,790 | 18.4950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,056 | 18.5118 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 67 | 18.5127 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22 | 18.5184 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 339 | 18.5184 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 216 | 18.5184 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L