28th Apr 2015 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 27 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 3,200 | 64.3600 USD | 63.8494 USD |
B ADSs | SALES | 1,121 | 64.3200 USD | 63.8400 USD |
A ADSs | PURCHASES | 67,092 | 63.4900 USD | 63.0900 USD |
A ADSs | SALES | 2,300 | 63.4282 USD | 63.1000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 32 | 29.0750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10 | 29.0899 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 29.0899 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,203 | 29.0453 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,760 | 29.0750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 632 | 29.0750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,760 | 29.0750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 29.0900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21 | 29.0930 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,542 | 29.0943 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,003 | 29.0944 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,550 | 20.5278 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,160 | 20.7720 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,880 | 20.6689 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,230 | 20.6996 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,780 | 20.6996 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,990 | 20.6996 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,160 | 20.7543 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 349 | 20.7961 GBP |
B ADSs | CFD | LONG | 321 | 63.8688 USD |
B ADSs | CFD | LONG | 800 | 64.1250 USD |
B ADSs | CFD | SHORT | 300 | 63.9200 USD |
B ADSs | CFD | SHORT | 700 | 63.9742 USD |
B ADSs | CFD | SHORT | 1,500 | 64.0613 USD |
B ADSs | CFD | SHORT | 700 | 64.1371 USD |
EUR 0.07 B ordinary | CFD | LONG | 1,391 | 20.7662 GBP |
EUR 0.07 B ordinary | CFD | LONG | 53 | 20.8041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 375 | 20.9625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 950 | 21.0058 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 21.0096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,850 | 21.0452 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 71,145 | 20.7607 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,780 | 20.7644 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5 | 20.7700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,860 | 20.7736 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47,995 | 20.7736 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,821 | 20.7736 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,140 | 20.7834 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 179 | 20.7834 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,220 | 20.8345 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,855 | 20.9338 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,048 | 20.9741 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 421 | 21.0285 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 72 | 21.0439 GBP |
A ADSs | CFD | LONG | 1,900 | 63.2316 USD |
A ADSs | CFD | LONG | 400 | 63.2400 USD |
A ADSs | CFD | SHORT | 7,233 | 63.1758 USD |
A ADSs | CFD | SHORT | 5,500 | 63.1945 USD |
A ADSs | CFD | SHORT | 54,359 | 63.2254 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L