13th May 2015 10:53
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 MAY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 2,100 | 64.9900 USD | 64.6100 USD |
B ADSs | SALES | 2,223 | 64.8700 USD | 64.4000 USD |
A ADSs | PURCHASES | 63,319 | 64.0100 USD | 63.5200 USD |
A ADSs | SALES | 2,659 | 63.9800 USD | 63.5505 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 200 | 28.4122 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32 | 28.4256 EUR |
EUR 0.07 A ordinary | CFD | LONG | 766 | 28.4261 EUR |
EUR 0.07 A ordinary | CFD | LONG | 180 | 28.4264 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,175 | 28.4357 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,735 | 28.4400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,224 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15 | 28.4318 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 28.4318 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 220 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 164 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 250 | 20.3343 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,165 | 20.3375 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,054 | 20.3680 GBP |
EUR 0.07 A ordinary | CFD | LONG | 108 | 20.4117 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 20.3177 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,965 | 20.3278 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 203 | 20.3655 GBP |
B ADSs | CFD | LONG | 900 | 64.5662 USD |
B ADSs | CFD | LONG | 600 | 64.7551 USD |
B ADSs | CFD | LONG | 500 | 64.7720 USD |
B ADSs | CFD | LONG | 96 | 64.7945 USD |
B ADSs | CFD | LONG | 127 | 64.7945 USD |
B ADSs | CFD | SHORT | 200 | 64.7600 USD |
B ADSs | CFD | SHORT | 1,900 | 64.8531 USD |
EUR 0.07 B ordinary | CFD | LONG | 7,000 | 20.5562 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,254 | 20.5890 GBP |
EUR 0.07 B ordinary | CFD | LONG | 733 | 20.6240 GBP |
EUR 0.07 B ordinary | CFD | LONG | 78,000 | 20.6432 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,016 | 20.6535 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,710 | 20.6596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,400 | 20.6685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,462 | 20.6685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 600 | 20.6685 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,720 | 20.6693 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,018 | 20.6693 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,619 | 20.6748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,162 | 20.7508 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,909 | 20.5811 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,800 | 20.5811 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,300 | 20.5811 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,645 | 20.5863 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,195 | 20.5863 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,018 | 20.5895 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 20.6083 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,400 | 20.6083 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,514 | 20.6083 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 188 | 20.6150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,500 | 20.7084 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 20.7084 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,400 | 20.7084 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 581 | 20.7470 GBP |
A ADSs | CFD | LONG | 4 | 63.6200 USD |
A ADSs | CFD | LONG | 4 | 63.6200 USD |
A ADSs | CFD | LONG | 1,500 | 63.6491 USD |
A ADSs | CFD | LONG | 9 | 63.7100 USD |
A ADSs | CFD | LONG | 542 | 63.7164 USD |
A ADSs | CFD | LONG | 600 | 63.8063 USD |
A ADSs | CFD | SHORT | 200 | 63.5900 USD |
A ADSs | CFD | SHORT | 282 | 63.6100 USD |
A ADSs | CFD | SHORT | 2,000 | 63.6537 USD |
A ADSs | CFD | SHORT | 883 | 63.7785 USD |
A ADSs | CFD | SHORT | 58,200 | 63.7929 USD |
A ADSs | CFD | SHORT | 300 | 63.8300 USD |
A ADSs | CFD | SHORT | 700 | 63.8486 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 MAY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L