16th Jul 2015 11:14
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 JULY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 6,354 | 57.2800 USD | 56.8700 USD |
A ADSs | SALES | 4,166 | 57.0247 USD | 56.8600 USD |
B ADSs | PURCHASES | 300 | 57.8700 USD | 57.7300 USD |
B ADSs | SALES | 2,000 | 57.9600 USD | 57.4900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 56.9300 USD |
A ADSs | CFD | LONG | 1,300 | 56.9545 USD |
A ADSs | CFD | LONG | 2,445 | 56.9577 USD |
A ADSs | CFD | LONG | 9 | 56.9700 USD |
A ADSs | CFD | LONG | 12 | 56.9700 USD |
A ADSs | CFD | SHORT | 54 | 57.0300 USD |
A ADSs | CFD | SHORT | 1,200 | 57.0563 USD |
A ADSs | CFD | SHORT | 5,100 | 57.1098 USD |
B ADSs | CFD | LONG | 200 | 57.5800 USD |
B ADSs | CFD | LONG | 600 | 57.6783 USD |
B ADSs | CFD | LONG | 1,100 | 57.7117 USD |
B ADSs | CFD | LONG | 100 | 57.9300 USD |
B ADSs | CFD | SHORT | 200 | 57.7650 USD |
B ADSs | CFD | SHORT | 100 | 57.8700 USD |
EUR 0.07 A ordinary | CFD | LONG | 5 | 26.0780 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28 | 26.0786 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61 | 26.0801 EUR |
EUR 0.07 A ordinary | CFD | LONG | 66 | 26.0900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,831 | 26.0921 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 26.1220 EUR |
EUR 0.07 A ordinary | CFD | LONG | 380 | 26.1350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8 | 26.1350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,048 | 26.2400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,146 | 26.0930 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,482 | 18.2456 GBP |
EUR 0.07 A ordinary | CFD | LONG | 829 | 18.3614 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 120 | 18.2453 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,311 | 18.2537 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,622 | 18.2611 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,508 | 18.2750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13 | 26.3700 EUR |
EUR 0.07 B ordinary | CFD | LONG | 58 | 18.4573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,660 | 18.4720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,665 | 18.4736 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,708 | 18.4746 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,090 | 18.4776 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,341 | 18.4778 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,614 | 18.4891 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,939 | 18.4902 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,794 | 18.4942 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,761 | 18.4964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,217 | 18.4964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 782 | 18.4964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,206 | 18.5120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 150,814 | 18.5126 GBP |
EUR 0.07 B ordinary | CFD | LONG | 694 | 18.5195 GBP |
EUR 0.07 B ordinary | CFD | LONG | 93,045 | 18.5253 GBP |
EUR 0.07 B ordinary | CFD | LONG | 521 | 18.5484 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 58 | 18.4709 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,816 | 18.4713 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,299 | 18.4713 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,649 | 18.4855 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 408 | 18.4989 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 574 | 18.4989 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,106 | 18.5166 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,239 | 18.5169 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 JULY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L