17th Apr 2015 11:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 2,100 | 64.9000 USD | 64.0100 USD |
B ADSs | SALES | 3,020 | 65.0377 USD | 64.0600 USD |
A ADSs | PURCHASES | 24,470 | 63.7100 USD | 62.9200 USD |
A ADSs | SALES | 29,942 | 63.7200 USD | 62.6200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,897 | 29.1551 EUR |
EUR 0.07 A ordinary | CFD | LONG | 523 | 29.1564 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,877 | 29.2869 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 29.3500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 139 | 29.3500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 297 | 29.3500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 104 | 29.3500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 225 | 29.3500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,937 | 29.2907 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 29.3287 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,805 | 29.3567 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 143 | 29.3567 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 480 | 29.3567 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 201 | 29.3719 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63 | 29.3719 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,056 | 29.3719 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,317 | 20.8695 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,219 | 20.8729 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,009 | 20.8800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,817 | 21.0617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,070 | 21.0779 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,367 | 20.9994 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,431 | 20.9998 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 71 | 21.1216 GBP |
B ADSs | CFD | LONG | 400 | 64.2450 USD |
B ADSs | CFD | LONG | 700 | 64.2500 USD |
B ADSs | CFD | LONG | 1,200 | 64.5132 USD |
B ADSs | CFD | LONG | 720 | 64.6724 USD |
B ADSs | CFD | SHORT | 500 | 64.1040 USD |
B ADSs | CFD | SHORT | 500 | 64.6020 USD |
B ADSs | CFD | SHORT | 1,100 | 64.6800 USD |
EUR 0.07 B ordinary | CFD | LONG | 170 | 21.2494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 801 | 21.2662 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,389 | 21.3863 GBP |
EUR 0.07 B ordinary | CFD | LONG | 478 | 21.3904 GBP |
EUR 0.07 B ordinary | CFD | LONG | 80 | 21.4337 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,480 | 21.4400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 834 | 21.4472 GBP |
EUR 0.07 B ordinary | CFD | LONG | 287 | 21.4511 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,494 | 21.4736 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,634 | 21.4984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,286 | 21.4984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,080 | 21.4984 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 310 | 21.3305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,380 | 21.3305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 310 | 21.3375 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,224 | 21.3385 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 232 | 21.3460 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 75,000 | 21.3576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 21.3978 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 273 | 21.4227 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,039 | 21.4353 GBP |
A ADSs | CFD | LONG | 700 | 62.9100 USD |
A ADSs | CFD | LONG | 400 | 62.9500 USD |
A ADSs | CFD | LONG | 600 | 63.0200 USD |
A ADSs | CFD | LONG | 21,128 | 63.0764 USD |
A ADSs | CFD | LONG | 1,200 | 63.2067 USD |
A ADSs | CFD | LONG | 243 | 63.2541 USD |
A ADSs | CFD | LONG | 182 | 63.2541 USD |
A ADSs | CFD | LONG | 39 | 63.2800 USD |
A ADSs | CFD | LONG | 5,450 | 63.4976 USD |
A ADSs | CFD | SHORT | 100 | 62.9200 USD |
A ADSs | CFD | SHORT | 770 | 63.2745 USD |
A ADSs | CFD | SHORT | 23,300 | 63.3868 USD |
A ADSs | CFD | SHORT | 300 | 63.4300 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L