29th Sep 2015 11:41
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 28 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 20,100 | 46.5700 USD | 45.9759 USD |
A ADSs | SALES | 52,466 | 46.4400 USD | 45.8300 USD |
B ADSs | PURCHASES | 1,470 | 46.3700 USD | 45.9700 USD |
B ADSs | SALES | 300 | 46.3400 USD | 46.1600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 31 | 45.8810 USD |
A ADSs | CFD | LONG | 335 | 45.8810 USD |
A ADSs | CFD | LONG | 8 | 45.9300 USD |
A ADSs | CFD | LONG | 10 | 45.9300 USD |
A ADSs | CFD | LONG | 1,200 | 45.9616 USD |
A ADSs | CFD | LONG | 39,682 | 46.1298 USD |
A ADSs | CFD | LONG | 200 | 46.1800 USD |
A ADSs | CFD | SHORT | 400 | 45.9925 USD |
A ADSs | CFD | SHORT | 8,600 | 46.2427 USD |
A ADSs | CFD | SHORT | 100 | 46.2500 USD |
B ADSs | CFD | LONG | 100 | 46.2118 USD |
B ADSs | CFD | LONG | 200 | 46.3400 USD |
B ADSs | CFD | SHORT | 91 | 46.0013 USD |
B ADSs | CFD | SHORT | 69 | 46.0013 USD |
B ADSs | CFD | SHORT | 400 | 46.1900 USD |
B ADSs | CFD | SHORT | 700 | 46.2214 USD |
B ADSs | CFD | SHORT | 200 | 46.2400 USD |
EUR 0.07 A ordinary | CFD | LONG | 204 | 20.6600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 20.7761 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,560 | 21.0035 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 20.6611 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 20.6633 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 33 | 20.6636 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 272 | 20.6922 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 20.6922 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 20.6922 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,166 | 20.9770 EUR |
EUR 0.07 A ordinary | CFD | LONG | 836 | 15.2107 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,100 | 15.3064 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,326 | 15.0947 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 710 | 15.1275 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,100 | 15.1775 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,025 | 15.2828 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,059 | 15.2828 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 916 | 15.2828 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,221 | 15.3265 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,142 | 15.3265 GBP |
EUR 0.07 A ordinary | CFD | LONG | 39,200 | 25.5102 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,700 | 28.0027 GBP |
EUR 0.07 A ordinary | CFD | LONG | 106,000 | 28.3251 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70,000 | 28.4595 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,100 | 28.5274 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,200 | 28.6136 GBP |
EUR 0.07 A ordinary | CFD | LONG | 175,000 | 28.6318 GBP |
EUR 0.07 A ordinary | CFD | LONG | 173,600 | 28.7984 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,700 | 28.8483 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,400 | 29.0102 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,300 | 29.1452 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,200 | 29.2411 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,100 | 29.3876 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,200 | 25.5102 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,700 | 28.0027 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 106,000 | 28.3251 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 70,000 | 28.4595 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,100 | 28.5274 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,200 | 28.6136 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 175,000 | 28.6318 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 173,600 | 28.7984 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,700 | 28.8483 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,400 | 29.0102 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,300 | 29.1452 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,200 | 29.2411 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,100 | 29.3876 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,328 | 15.2341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,760 | 15.2356 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,815 | 15.3594 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,921 | 15.5792 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,241 | 15.1570 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 910 | 15.2036 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,045 | 15.2177 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,440 | 15.2996 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 293,964 | 15.3153 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,954 | 15.3414 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 941 | 15.3734 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,334 | 15.3734 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,725 | 15.3734 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,046 | 15.3892 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,230 | 15.5176 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,770 | 15.5557 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L