11th Sep 2015 11:07
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,779 | 50.8400 USD | 50.0000 USD |
A ADSs | SALES | 16,466 | 50.8500 USD | 49.7300 USD |
B ADSs | PURCHASES | 1,700 | 50.7400 USD | 50.0100 USD |
B ADSs | SALES | 7,951 | 50.8800 USD | 49.7200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 2,800 | 50.4435 USD |
A ADSs | CFD | LONG | 900 | 50.4700 USD |
A ADSs | CFD | LONG | 12,749 | 50.5127 USD |
A ADSs | CFD | LONG | 10 | 50.5400 USD |
A ADSs | CFD | LONG | 7 | 50.5400 USD |
A ADSs | CFD | SHORT | 619 | 50.1648 USD |
A ADSs | CFD | SHORT | 500 | 50.5493 USD |
A ADSs | CFD | SHORT | 660 | 50.5639 USD |
B ADSs | CFD | LONG | 3,100 | 50.4734 USD |
B ADSs | CFD | LONG | 700 | 50.4885 USD |
B ADSs | CFD | LONG | 700 | 50.5300 USD |
B ADSs | CFD | LONG | 1,220 | 50.5656 USD |
B ADSs | CFD | LONG | 200 | 50.6100 USD |
B ADSs | CFD | SHORT | 700 | 50.1014 USD |
B ADSs | CFD | SHORT | 1,000 | 50.6220 USD |
EUR 0.07 A ordinary | CFD | LONG | 6 | 22.2150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 128 | 22.2150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 22.2150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,079 | 22.3450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 139 | 22.3450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 105 | 22.3450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,953 | 22.4080 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43 | 22.3048 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 22.3742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 558 | 22.3742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 22.3742 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,178 | 22.6171 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,220 | 16.2180 GBP |
EUR 0.07 A ordinary | CFD | LONG | 700 | 16.2180 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71 | 16.2180 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,662 | 16.2377 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,819 | 16.2475 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,128 | 16.2475 GBP |
EUR 0.07 A ordinary | CFD | LONG | 280 | 16.2550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,450 | 16.1413 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,128 | 16.1519 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,108 | 16.1863 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,907 | 16.1978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,166 | 16.2105 GBP |
EUR 0.07 B ordinary | CFD | LONG | 902 | 16.2133 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,555 | 16.2158 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,352 | 16.2161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,798 | 16.2161 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,370 | 16.2178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,764 | 16.2178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,580 | 16.2178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,823 | 16.2178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,345 | 16.2178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,153 | 16.2178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,212 | 16.2440 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500 | 16.2980 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,349 | 16.3407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 168 | 16.3407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,200 | 16.3945 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,507 | 16.3945 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,918 | 16.3945 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,019 | 16.3945 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,441 | 16.3945 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,645 | 16.3945 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 16.3999 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,000 | 16.4514 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,960 | 16.1988 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,340 | 16.2061 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,506 | 16.2074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,349 | 16.2074 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 348 | 16.2502 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 584 | 16.2668 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,437 | 16.2876 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,173 | 16.2876 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,137 | 16.2876 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L