11th Dec 2017 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Hammerson plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Intu Properties PLC |
(d) Date dealing undertaken: | 08 December 2017 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Intu Properties PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
25p ordinary | Buy
| 3064128 | 5.265975 GBP | 5.08000 GBP |
25p ordinary | Sell
| 3008721
| 5.265975 GBP | 5.08000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
25p ordinary | CFD
| Long | 19071 | 5.2616179 GBP |
25p ordinary | CFD
| Long | 845 | 5.20205917159763 GBP |
25p ordinary | CFD
| Long | 21512 | 5.2488 GBP |
25p ordinary | CFD
| Long | 58213 | 5.2232389 GBP |
25p ordinary | CFD
| Long | 28292 | 5.265 GBP |
25p ordinary | CFD
| Long | 16000 | 5.230281 GBP |
25p ordinary | CFD
| Long | 95000 | 5.251664 GBP |
25p ordinary | CFD
| Long | 291 | 5.2185 GBP |
25p ordinary | CFD
| Long | 46 | 5.265975 GBP |
25p ordinary | CFD
| Long | 6617 | 5.224938 GBP |
25p ordinary | CFD
| Long | 21504 | 5.215928 GBP |
25p ordinary | CFD
| Long | 18890 | 5.228756 GBP |
25p ordinary | CFD
| Long | 25194 | 5.217831 GBP |
25p ordinary | CFD
| Long | 5000 | 5.263804 GBP |
25p ordinary | CFD
| Long | 20000 | 5.2561885 GBP |
25p ordinary | CFD
| Long | 9728 | 5.24198704769737 GBP |
25p ordinary | CFD
| Long | 16859 | 5.22413784922 GBP |
25p ordinary | CFD
| Long | 10628 | 5.22082611968385 GBP |
25p ordinary | CFD
| Long | 8661 | 5.24631451333564 GBP |
25p ordinary | CFD
| Long | 2611 | 5.23460743010341 GBP |
25p ordinary | CFD
| Long | 6668 | 5.26085632873425 GBP |
25p ordinary | CFD
| Long | 700 | 5.2268 GBP |
25p ordinary | CFD
| Short | 1001 | 5.23298701 GBP |
25p ordinary | CFD
| Short | 18121 | 5.18055185 GBP |
25p ordinary | CFD
| Short | 17596 | 5.26528984 GBP |
25p ordinary | CFD
| Short | 133443 | 5.265 GBP |
25p ordinary | CFD
| Short | 46 | 5.265975 GBP |
25p ordinary | CFD
| Short | 15832 | 5.23930963 GBP |
25p ordinary | CFD
| Short | 615 | 5.244435 GBP |
25p ordinary | CFD
| Short | 733 | 5.176035 GBP |
25p ordinary | CFD
| Short | 166 | 5.240524 GBP |
25p ordinary | CFD
| Short | 370 | 5.182156 GBP |
25p ordinary | CFD
| Short | 37 | 5.190519 GBP |
25p ordinary | CFD
| Short | 419 | 5.1975 GBP |
25p ordinary | CFD
| Short | 715 | 5.220716 GBP |
25p ordinary | CFD
| Short | 1655 | 5.252433 GBP |
25p ordinary | CFD
| Short | 2938 | 5.234122 GBP |
25p ordinary | CFD
| Short | 4279 | 5.26829 GBP |
25p ordinary | CFD
| Short | 7479 | 5.216837 GBP |
25p ordinary | CFD
| Short | 8443 | 5.237421 GBP |
25p ordinary | CFD
| Short | 206 | 5.249413 GBP |
25p ordinary | CFD
| Short | 307 | 5.23188 GBP |
25p ordinary | CFD
| Short | 882 | 5.212892 GBP |
25p ordinary | CFD
| Short | 1063 | 5.228755 GBP |
25p ordinary | CFD
| Short | 53 | 5.169128 GBP |
25p ordinary | CFD
| Short | 83 | 5.237424 GBP |
25p ordinary | CFD
| Short | 4043 | 5.23930745 GBP |
25p ordinary | CFD
| Short | 2494 | 5.23931034 GBP |
25p ordinary | CFD
| Short | 120 | 5.195 GBP |
25p ordinary | CFD
| Short | 900 | 5.185 GBP |
25p ordinary | CFD
| Short | 2380 | 5.182017 GBP |
25p ordinary | CFD
| Short | 1700 | 5.184706 GBP |
25p ordinary | CFD
| Short | 7210 | 5.2418301 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 11 December 2017 |
| Contact name: | Wendy Dent |
| Telephone number: | +44 (0)207 568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
HammersonINTU.L