28th Jan 2026 16:00
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | J.P. Morgan Securities Plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Rio Tinto plc and Rio Tinto Limited |
(c) Name of the party to the offer with which exempt principal trader is connected: | Corporate Broker to Rio Tinto plc and Rio Tinto Limited |
(d) Date dealing undertaken: | 26 January 2026 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes, Glencore plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Purchase | 430,554 | 67.4400 GBP | 66.0400 GBP |
322 | 77.3700 EUR | 76.4200 EUR | ||
| Sale | 595,355 | 67.3900 GBP | 66.0400 GBP | |
372 | 77.3700 EUR | 76.4200 EUR |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Ordinary | Purchase | 4,856 | 153.2146 AUD | 153.2146 AUD |
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| Sale | 4,856 | 153.2146 AUD | 153.2146 AUD | |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | Equity Swap | Decrease Long | 6 | 66.3267 GBP |
225 | 66.6735 GBP | |||
3,674 | 66.7086 GBP | |||
24,768 | 66.7603 GBP | |||
756 | 66.7617 GBP | |||
7,174 | 66.7704 GBP | |||
12,527 | 66.8023 GBP | |||
543 | 66.8505 GBP | |||
685 | 66.8739 GBP | |||
1,224 | 66.8866 GBP | |||
37,500 | 66.8963 GBP | |||
700 | 66.9333 GBP | |||
429 | 66.9629 GBP | |||
27,000 | 67.0001 GBP | |||
52 | 67.0167 GBP | |||
2,087 | 67.0788 GBP | |||
12,500 | 67.1358 GBP | |||
4,943 | 67.1664 GBP | |||
Decrease Short | 4,850 | 66.0400 GBP | ||
60 | 66.2347 GBP | |||
30,000 | 66.3241 GBP | |||
29,260 | 66.4320 GBP | |||
75,000 | 66.6502 GBP | |||
135 | 66.7490 GBP | |||
4,318 | 66.7600 GBP | |||
15,283 | 66.7774 GBP | |||
314 | 66.7961 GBP | |||
1,587 | 66.8115 GBP | |||
88 | 66.8288 GBP | |||
371 | 66.8449 GBP | |||
109,531 | 66.9382 GBP | |||
25,000 | 66.9488 GBP | |||
26,806 | 66.9727 GBP | |||
438 | 67.0051 GBP | |||
4,457 | 67.0269 GBP | |||
442 | 67.0776 GBP | |||
1,172 | 67.0925 GBP | |||
3,902 | 67.2630 GBP | |||
3,908 | 67.2691 GBP | |||
Increase Long | 33 | 66.3503 GBP | ||
300 | 66.4774 GBP | |||
2,268 | 66.6705 GBP | |||
1,960 | 66.7132 GBP | |||
314 | 66.7517 GBP | |||
38 | 66.7570 GBP | |||
1,856 | 66.7600 GBP | |||
505 | 66.8512 GBP | |||
1,927 | 66.9015 GBP | |||
21,237 | 66.9314 GBP | |||
164 | 66.9383 GBP | |||
2,709 | 66.9687 GBP | |||
161 | 67.0550 GBP | |||
50 | 76.7712 EUR | |||
Increase Short | 447 | 66.0531 GBP | ||
3,112 | 66.2782 GBP | |||
61 | 66.3507 GBP | |||
452 | 66.3781 GBP | |||
361 | 66.4103 GBP | |||
1,254 | 66.6419 GBP | |||
143 | 66.6903 GBP | |||
454 | 66.7172 GBP | |||
708 | 66.7266 GBP | |||
5,860 | 66.8785 GBP | |||
128 | 67.0367 GBP | |||
Opening a long position | 232 | 66.7600 GBP | ||
1,685 | 66.9380 GBP | |||
130 | 67.0580 GBP | |||
153 | 67.1792 GBP | |||
Opening a short position | 1,822 | 66.6514 GBP | ||
20,600 | 66.8101 GBP | |||
378 | 66.8142 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | Equity Swap | Opening a long position | 23,662 | 148.6428 AUD |
Opening a short position | 207 | 148.2454 AUD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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| Date of disclosure: | 28 January 2026 |
| Contact name: | Hetvi Shah |
| Telephone number: | 44 2034 936359 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Rio Tinto