17th Aug 2010 11:10
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|
FORM 8.5 (EPT/RI) |
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|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
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|
1. KEY INFORMATION |
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(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
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|
(b) Name of offeror/offeree in relation to whose |
Brit Insurance Holdings NV |
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|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to Apollo Global Management LLC |
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|
principal trader is connected: |
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|
(d) Date dealing undertaken: |
16/08/2010 |
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|
(e) Has the EPT previously disclosed, or is it today |
NO |
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|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - NL0009347863 |
Purchase |
4,445 |
GBP 9.94 |
GBP 9.83 |
|
|
Common - NL0009347863 |
Sale |
3,534 |
GBP 9.89 |
GBP 9.88 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
LONG |
1100 |
GBP 9.83 |
|
|
Common - NL0009347863 |
Swap |
LONG |
917 |
GBP 9.94 |
|
|
Common - NL0009347863 |
Swap |
LONG |
400 |
GBP 9.85 |
|
|
Common - NL0009347863 |
Swap |
LONG |
346 |
GBP 9.83 |
|
|
Common - NL0009347863 |
Swap |
LONG |
326 |
GBP 9.87 |
|
|
Common - NL0009347863 |
Swap |
LONG |
239 |
GBP 9.86 |
|
|
Common - NL0009347863 |
Swap |
LONG |
137 |
GBP 9.87 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - NL0009347863 |
Swap |
SHORT |
137 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
326 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
400 |
GBP 9.87 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
411 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
530 |
GBP 9.89 |
|
|
Common - NL0009347863 |
Swap |
SHORT |
1609 |
GBP 9.89 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
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|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
17/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
British Sky Broadcasting Group Plc |
|
|
relevant securities this form relates: |
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|
(c) Name of the party to the offer with which exempt |
Advisor to British Sky Broadcasting |
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|
principal trader is connected: |
Group Plc |
|
|
(d) Date dealing undertaken: |
16/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0001411924 |
Purchase |
62,870 |
GBP 7.09 |
GBP 7.07 |
|
|
Common - GB0001411924 |
Sale |
70,638 |
GBP 7.09 |
GBP 7.07 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product description |
Nature of dealing |
Number of |
|
Price per unit |
|
|
relevant |
|
reference securities |
|
|
security |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
17/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Dana Petroleum Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Korea National Oil Corporation |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
16/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0033252056 |
Purchase |
20,780 |
GBP 16.85 |
GBP 16.67 |
|
|
Common - GB0033252056 |
Sale |
26,003 |
GBP 16.82 |
GBP 16.67 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
LONG |
340 |
GBP 16.75 |
|
|
Common - GB0033252056 |
Swap |
LONG |
400 |
GBP 16.84 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1158 |
GBP 16.69 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1258 |
GBP 16.85 |
|
|
Common - GB0033252056 |
Swap |
LONG |
1346 |
GBP 16.82 |
|
|
Common - GB0033252056 |
Swap |
LONG |
3736 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
LONG |
66 |
GBP 16.69 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1395 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
3507 |
GBP 16.77 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
64 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
1346 |
GBP 16.82 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
290 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
249 |
GBP 16.70 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
234 |
GBP 16.70 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
106 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
66 |
GBP 16.72 |
|
|
Common - GB0033252056 |
Swap |
SHORT |
7278 |
GBP 16.70 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
17/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
|
|
FORM 8.5 (EPT/RI) |
|
|
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH |
|
|
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING |
|
|
CAPACITY |
|
|
Rule 8.5 of the Takeover Code (the "Code") |
|
|
1. KEY INFORMATION |
|
|
(a) Name of exempt principal trader: |
Bank of America Merrill Lynch |
|
|
(b) Name of offeror/offeree in relation to whose |
Tomkins Plc |
|
|
relevant securities this form relates: |
|
|
(c) Name of the party to the offer with which exempt |
Advisor to Pinafore LLC and Pinafore, Inc |
|
|
principal trader is connected: |
|
|
(d) Date dealing undertaken: |
16/08/2010 |
|
|
(e) Has the EPT previously disclosed, or is it today |
NO |
|
|
disclosing, under the Code in respect of any other |
|
|
party to this offer? |
|
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
|
|
(a) Purchases and sales |
|
|
Class of |
Purchase/ |
Total number |
Highest price |
Lowest price |
|
|
relevant |
Sales |
of securities |
per unit |
per unit |
|
|
security |
|
paid/received |
paid/received |
|
|
Common - GB0008962655 |
Purchase |
1,073,117 |
GBP 3.22 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Sale |
10,536 |
GBP 3.21 |
GBP 3.21 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
LONG |
67560 |
GBP 3.22 |
|
|
Common - GB0008962655 |
Swap |
LONG |
11536 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
11534 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
10219 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
9782 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
7695 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
5868 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
4855 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
2340 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
466 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
466 |
GBP 3.21 |
|
|
Common - GB0008962655 |
Swap |
LONG |
294 |
GBP 3.21 |
|
|
Class of |
Product |
Nature of dealing |
Number of |
Price per unit |
|
|
relevant |
description |
|
reference securities |
|
|
security |
eg. CFD |
|
|
Common - GB0008962655 |
Swap |
SHORT |
9200 |
GBP 3.21 |
|
|
(c) Options transactions in respect of existing securities |
|
|
(i) Writing, selling, purchasing or varying |
|
|
Class of |
|
Product |
Writing, |
Number of |
Exercise |
Type |
Expiry |
Option |
|
|
relevant |
|
description |
purchasing, |
securities |
price |
|
date |
money |
|
|
security |
|
selling, |
to which |
per unit |
|
paid/ |
|
|
varying etc. |
option |
|
received |
|
|
relates |
|
per unit |
|
|
(ii) Exercising |
|
|
Class of relevant |
Product description |
Number of securities |
Exercise price per unit |
|
|
security |
|
|
(d) Other dealings (including subscribing for new securities) |
|
|
Class of relevant |
Nature of dealing |
|
Details |
Price per unit (if |
|
|
security |
|
applicable) |
|
|
3. OTHER INFORMATION |
|
|
(a) Indemnity and other dealing arrangements |
|
|
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
or refrain from dealing entered into by the exempt principal trader making the |
|
|
disclosure and any party to the offer or any person acting in concert with a party to the |
|
|
offer: |
|
|
NONE |
|
|
(b) Agreements, arrangements or understandings relating to options or derivatives |
|
|
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
the exempt principal trader making the disclosure and any other person relating to: |
|
|
(i) the voting rights of any relevant securities under any option; or |
|
|
(ii) the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative is referenced: |
|
|
NONE |
|
|
Date of disclosure: |
17/08/2010 |
|
|
Contact name: |
Lucy Hayes |
|
|
Telephone number: |
+44 20 7995 9850 |
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