28th Jun 2018 13:58
AMENDMENT Section (2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 26 JUNE 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 505,172 | 5.7584 AUD | 5.6700 AUD |
CDI | SALES | 302,047 | 5.7900 AUD | 5.6212 AUD |
CDI | PURCHASES | 200,000 | 3.1437 GBP | 3.1437 GBP |
CDI | SALES | 403,125 | 3.2136 GBP | 3.1731 GBP |
10p ordinary | PURCHASES | 1,438,748 | 3.2100 GBP | 3.1580 GBP |
10p ordinary | SALES | 1,304,918 | 3.2100 GBP | 3.1560 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 1,330 | 3.1600 GBP |
10p ordinary | CFD | LONG | 30 | 3.1640 GBP |
10p ordinary | CFD | LONG | 149 | 3.1640 GBP |
10p ordinary | CFD | LONG | 334 | 3.1641 GBP |
10p ordinary | CFD | LONG | 251 | 3.1641 GBP |
10p ordinary | CFD | LONG | 907 | 3.1641 GBP |
10p ordinary | CFD | LONG | 1,575 | 3.1641 GBP |
10p ordinary | CFD | LONG | 350 | 3.1641 GBP |
10p ordinary | CFD | LONG | 870 | 3.1641 GBP |
10p ordinary | CFD | LONG | 2,537 | 3.1641 GBP |
10p ordinary | CFD | LONG | 2,962 | 3.1641 GBP |
10p ordinary | CFD | LONG | 2,140 | 3.1641 GBP |
10p ordinary | CFD | LONG | 1,899 | 3.1641 GBP |
10p ordinary | CFD | LONG | 206 | 3.1641 GBP |
10p ordinary | CFD | LONG | 441 | 3.1641 GBP |
10p ordinary | CFD | LONG | 92 | 3.1641 GBP |
10p ordinary | CFD | LONG | 116 | 3.1641 GBP |
10p ordinary | CFD | LONG | 11,489 | 3.1648 GBP |
10p ordinary | CFD | LONG | 4,644 | 3.1648 GBP |
10p ordinary | CFD | LONG | 2,021 | 3.1648 GBP |
10p ordinary | CFD | LONG | 33,916 | 3.1650 GBP |
10p ordinary | CFD | LONG | 2,221 | 3.1650 GBP |
10p ordinary | CFD | LONG | 1,559 | 3.1650 GBP |
10p ordinary | CFD | LONG | 3,394 | 3.1651 GBP |
10p ordinary | CFD | LONG | 25,474 | 3.1651 GBP |
10p ordinary | CFD | LONG | 21,147 | 3.1651 GBP |
10p ordinary | CFD | LONG | 39,784 | 3.1651 GBP |
10p ordinary | CFD | LONG | 347 | 3.1651 GBP |
10p ordinary | CFD | LONG | 409 | 3.1652 GBP |
10p ordinary | CFD | LONG | 5,957 | 3.1652 GBP |
10p ordinary | CFD | LONG | 2,773 | 3.1652 GBP |
10p ordinary | CFD | LONG | 1,217 | 3.1653 GBP |
10p ordinary | CFD | LONG | 1,170 | 3.1656 GBP |
10p ordinary | CFD | LONG | 166 | 3.1660 GBP |
10p ordinary | CFD | LONG | 281 | 3.1660 GBP |
10p ordinary | CFD | LONG | 648 | 3.1660 GBP |
10p ordinary | CFD | LONG | 1,612 | 3.1660 GBP |
10p ordinary | CFD | LONG | 54 | 3.1661 GBP |
10p ordinary | CFD | LONG | 4,726 | 3.1661 GBP |
10p ordinary | CFD | LONG | 5,521 | 3.1661 GBP |
10p ordinary | CFD | LONG | 2,941 | 3.1661 GBP |
10p ordinary | CFD | LONG | 3,542 | 3.1661 GBP |
10p ordinary | CFD | LONG | 825 | 3.1661 GBP |
10p ordinary | CFD | LONG | 384 | 3.1661 GBP |
10p ordinary | CFD | LONG | 473 | 3.1662 GBP |
10p ordinary | CFD | LONG | 219 | 3.1663 GBP |
10p ordinary | CFD | LONG | 8,338 | 3.1674 GBP |
10p ordinary | CFD | LONG | 38 | 3.1681 GBP |
10p ordinary | CFD | LONG | 89 | 3.1684 GBP |
10p ordinary | CFD | LONG | 219 | 3.1685 GBP |
10p ordinary | CFD | LONG | 7 | 3.1685 GBP |
10p ordinary | CFD | LONG | 548 | 3.1689 GBP |
10p ordinary | CFD | LONG | 1,363 | 3.1689 GBP |
10p ordinary | CFD | LONG | 238 | 3.1689 GBP |
10p ordinary | CFD | LONG | 32 | 3.1690 GBP |
10p ordinary | CFD | LONG | 675 | 3.1691 GBP |
10p ordinary | CFD | LONG | 118 | 3.1693 GBP |
10p ordinary | CFD | LONG | 428 | 3.1693 GBP |
10p ordinary | CFD | LONG | 803 | 3.1693 GBP |
10p ordinary | CFD | LONG | 515 | 3.1693 GBP |
10p ordinary | CFD | LONG | 4,126 | 3.1693 GBP |
10p ordinary | CFD | LONG | 50 | 3.1694 GBP |
10p ordinary | CFD | LONG | 15,796 | 3.1694 GBP |
10p ordinary | CFD | LONG | 2,433 | 3.1694 GBP |
10p ordinary | CFD | LONG | 55 | 3.1694 GBP |
10p ordinary | CFD | LONG | 151 | 3.1694 GBP |
10p ordinary | CFD | LONG | 418 | 3.1695 GBP |
10p ordinary | CFD | LONG | 338 | 3.1695 GBP |
10p ordinary | CFD | LONG | 23 | 3.1695 GBP |
10p ordinary | CFD | LONG | 69 | 3.1695 GBP |
10p ordinary | CFD | LONG | 730 | 3.1695 GBP |
10p ordinary | CFD | LONG | 190 | 3.1695 GBP |
10p ordinary | CFD | LONG | 4,888 | 3.1695 GBP |
10p ordinary | CFD | LONG | 3,134 | 3.1695 GBP |
10p ordinary | CFD | LONG | 2,597 | 3.1695 GBP |
10p ordinary | CFD | LONG | 1 | 3.1700 GBP |
10p ordinary | CFD | LONG | 1 | 3.1700 GBP |
10p ordinary | CFD | LONG | 1 | 3.1700 GBP |
10p ordinary | CFD | LONG | 1 | 3.1700 GBP |
10p ordinary | CFD | LONG | 1 | 3.1700 GBP |
10p ordinary | CFD | LONG | 1,254 | 3.1719 GBP |
10p ordinary | CFD | LONG | 422 | 3.1733 GBP |
10p ordinary | CFD | LONG | 2,749 | 3.1734 GBP |
10p ordinary | CFD | LONG | 17 | 3.1735 GBP |
10p ordinary | CFD | LONG | 8 | 3.1737 GBP |
10p ordinary | CFD | LONG | 10 | 3.1740 GBP |
10p ordinary | CFD | LONG | 174 | 3.1741 GBP |
10p ordinary | CFD | LONG | 37 | 3.1743 GBP |
10p ordinary | CFD | LONG | 9 | 3.1744 GBP |
10p ordinary | CFD | LONG | 90 | 3.1744 GBP |
10p ordinary | CFD | LONG | 114 | 3.1746 GBP |
10p ordinary | CFD | LONG | 135 | 3.1746 GBP |
10p ordinary | CFD | LONG | 72 | 3.1747 GBP |
10p ordinary | CFD | LONG | 19 | 3.1747 GBP |
10p ordinary | CFD | LONG | 107 | 3.1749 GBP |
10p ordinary | CFD | LONG | 4 | 3.1750 GBP |
10p ordinary | CFD | LONG | 18 | 3.1750 GBP |
10p ordinary | CFD | LONG | 41 | 3.1751 GBP |
10p ordinary | CFD | LONG | 6 | 3.1766 GBP |
10p ordinary | CFD | LONG | 3 | 3.1766 GBP |
10p ordinary | CFD | LONG | 6 | 3.1766 GBP |
10p ordinary | CFD | LONG | 55 | 3.1778 GBP |
10p ordinary | CFD | LONG | 338 | 3.1778 GBP |
10p ordinary | CFD | LONG | 5 | 3.1780 GBP |
10p ordinary | CFD | LONG | 4 | 3.1800 GBP |
10p ordinary | CFD | LONG | 611 | 3.1806 GBP |
10p ordinary | CFD | LONG | 259 | 3.1806 GBP |
10p ordinary | CFD | LONG | 1,518 | 3.1806 GBP |
10p ordinary | CFD | LONG | 20,500 | 3.1814 GBP |
10p ordinary | CFD | LONG | 5 | 3.1820 GBP |
10p ordinary | CFD | LONG | 5,089 | 3.1824 GBP |
10p ordinary | CFD | LONG | 245 | 3.1828 GBP |
10p ordinary | CFD | LONG | 534 | 3.1830 GBP |
10p ordinary | CFD | LONG | 3,329 | 3.1830 GBP |
10p ordinary | CFD | LONG | 4,017 | 3.1830 GBP |
10p ordinary | CFD | LONG | 6,259 | 3.1830 GBP |
10p ordinary | CFD | LONG | 14,770 | 3.1831 GBP |
10p ordinary | CFD | LONG | 2 | 3.1850 GBP |
10p ordinary | CFD | LONG | 2 | 3.1850 GBP |
10p ordinary | CFD | LONG | 1,158 | 3.1858 GBP |
10p ordinary | CFD | LONG | 540 | 3.1859 GBP |
10p ordinary | CFD | LONG | 29 | 3.1860 GBP |
10p ordinary | CFD | LONG | 3 | 3.1860 GBP |
10p ordinary | CFD | LONG | 238 | 3.1860 GBP |
10p ordinary | CFD | LONG | 77 | 3.1861 GBP |
10p ordinary | CFD | LONG | 1,703 | 3.1864 GBP |
10p ordinary | CFD | LONG | 3,847 | 3.1883 GBP |
10p ordinary | CFD | LONG | 590 | 3.1883 GBP |
10p ordinary | CFD | SHORT | 5,458 | 3.1600 GBP |
10p ordinary | CFD | SHORT | 13,990 | 3.1600 GBP |
10p ordinary | CFD | SHORT | 1,021 | 3.1620 GBP |
10p ordinary | CFD | SHORT | 79,038 | 3.1649 GBP |
10p ordinary | CFD | SHORT | 1,494 | 3.1715 GBP |
10p ordinary | CFD | SHORT | 4,100 | 3.1720 GBP |
10p ordinary | CFD | SHORT | 8,798 | 3.1730 GBP |
10p ordinary | CFD | SHORT | 26,660 | 3.1735 GBP |
10p ordinary | CFD | SHORT | 3,343 | 3.1749 GBP |
10p ordinary | CFD | SHORT | 16,815 | 3.1755 GBP |
10p ordinary | CFD | SHORT | 5,900 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 16,700 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 2,100 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 4,800 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 9,100 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 25,400 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 14,300 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 27,000 | 3.1757 GBP |
10p ordinary | CFD | SHORT | 951 | 3.1807 GBP |
10p ordinary | CFD | SHORT | 23,880 | 3.1880 GBP |
10p ordinary | CFD | SHORT | 1,447 | 3.1920 GBP |
10p ordinary | CFD | LONG | 166,198 | 3.1600 GBP |
10p ordinary | CFD | LONG | 48,434 | 3.1600 GBP |
10p ordinary | CFD | LONG | 48,434 | 3.1600 GBP |
10p ordinary | CFD | LONG | 31,317 | 3.1600 GBP |
10p ordinary | CFD | SHORT | 64,698 | 3.1600 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 JUNE 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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