27th Jun 2018 12:31
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 25 JUNE 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 821,462 | 5.7300 AUD | 5.6600 AUD |
CDI | SALES | 421,462 | 5.7500 AUD | 5.6300 AUD |
CDI | SALES | 400,000 | 3.1864 GBP | 3.1864 GBP |
10p ordinary | PURCHASES | 1,068,793 | 3.2880 GBP | 3.1840 GBP |
10p ordinary | SALES | 1,180,551 | 3.2840 GBP | 3.1820 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 500,000 | 3.1698 GBP |
10p ordinary | CFD | LONG | 3,468 | 3.1820 GBP |
10p ordinary | CFD | LONG | 15,196 | 3.1880 GBP |
10p ordinary | CFD | LONG | 1 | 3.1900 GBP |
10p ordinary | CFD | LONG | 1 | 3.1900 GBP |
10p ordinary | CFD | LONG | 447 | 3.1911 GBP |
10p ordinary | CFD | LONG | 3,707 | 3.1911 GBP |
10p ordinary | CFD | LONG | 310 | 3.1911 GBP |
10p ordinary | CFD | LONG | 6 | 3.1933 GBP |
10p ordinary | CFD | LONG | 3 | 3.1933 GBP |
10p ordinary | CFD | LONG | 3 | 3.1933 GBP |
10p ordinary | CFD | LONG | 19 | 3.1936 GBP |
10p ordinary | CFD | LONG | 13 | 3.1938 GBP |
10p ordinary | CFD | LONG | 101 | 3.1938 GBP |
10p ordinary | CFD | LONG | 101 | 3.1938 GBP |
10p ordinary | CFD | LONG | 88 | 3.1938 GBP |
10p ordinary | CFD | LONG | 31 | 3.1938 GBP |
10p ordinary | CFD | LONG | 163 | 3.1939 GBP |
10p ordinary | CFD | LONG | 73 | 3.1939 GBP |
10p ordinary | CFD | LONG | 5 | 3.1940 GBP |
10p ordinary | CFD | LONG | 15 | 3.1940 GBP |
10p ordinary | CFD | LONG | 330 | 3.1940 GBP |
10p ordinary | CFD | LONG | 387 | 3.1940 GBP |
10p ordinary | CFD | LONG | 382 | 3.1940 GBP |
10p ordinary | CFD | LONG | 620 | 3.1940 GBP |
10p ordinary | CFD | LONG | 119 | 3.1940 GBP |
10p ordinary | CFD | LONG | 52 | 3.1940 GBP |
10p ordinary | CFD | LONG | 24 | 3.1941 GBP |
10p ordinary | CFD | LONG | 19 | 3.1942 GBP |
10p ordinary | CFD | LONG | 7 | 3.1942 GBP |
10p ordinary | CFD | LONG | 6 | 3.1950 GBP |
10p ordinary | CFD | LONG | 4 | 3.1950 GBP |
10p ordinary | CFD | LONG | 2 | 3.1950 GBP |
10p ordinary | CFD | LONG | 22 | 3.1954 GBP |
10p ordinary | CFD | LONG | 34 | 3.1955 GBP |
10p ordinary | CFD | LONG | 117 | 3.1956 GBP |
10p ordinary | CFD | LONG | 182 | 3.1956 GBP |
10p ordinary | CFD | LONG | 113 | 3.1956 GBP |
10p ordinary | CFD | LONG | 96 | 3.1957 GBP |
10p ordinary | CFD | LONG | 15 | 3.1960 GBP |
10p ordinary | CFD | LONG | 3 | 3.1966 GBP |
10p ordinary | CFD | LONG | 426 | 3.1995 GBP |
10p ordinary | CFD | LONG | 1,041 | 3.1995 GBP |
10p ordinary | CFD | LONG | 28,429 | 3.1995 GBP |
10p ordinary | CFD | LONG | 46,018 | 3.1995 GBP |
10p ordinary | CFD | LONG | 28,793 | 3.1995 GBP |
10p ordinary | CFD | LONG | 24,451 | 3.1995 GBP |
10p ordinary | CFD | LONG | 5,494 | 3.1995 GBP |
10p ordinary | CFD | LONG | 8,859 | 3.1995 GBP |
10p ordinary | CFD | LONG | 1,731 | 3.1995 GBP |
10p ordinary | CFD | LONG | 1,344 | 3.1995 GBP |
10p ordinary | CFD | LONG | 3,924 | 3.1995 GBP |
10p ordinary | CFD | LONG | 205 | 3.1996 GBP |
10p ordinary | CFD | LONG | 200 | 3.2133 GBP |
10p ordinary | CFD | LONG | 582 | 3.2133 GBP |
10p ordinary | CFD | LONG | 259 | 3.2133 GBP |
10p ordinary | CFD | LONG | 1,319 | 3.2133 GBP |
10p ordinary | CFD | LONG | 3,636 | 3.2133 GBP |
10p ordinary | CFD | LONG | 6,846 | 3.2133 GBP |
10p ordinary | CFD | LONG | 4,285 | 3.2133 GBP |
10p ordinary | CFD | LONG | 4,233 | 3.2133 GBP |
10p ordinary | CFD | LONG | 818 | 3.2133 GBP |
10p ordinary | CFD | LONG | 30 | 3.2133 GBP |
10p ordinary | CFD | LONG | 155 | 3.2133 GBP |
10p ordinary | CFD | LONG | 62 | 3.2133 GBP |
10p ordinary | CFD | LONG | 272 | 3.2178 GBP |
10p ordinary | CFD | LONG | 351 | 3.2178 GBP |
10p ordinary | CFD | LONG | 795 | 3.2178 GBP |
10p ordinary | CFD | LONG | 1,794 | 3.2178 GBP |
10p ordinary | CFD | LONG | 4,950 | 3.2178 GBP |
10p ordinary | CFD | LONG | 5,829 | 3.2178 GBP |
10p ordinary | CFD | LONG | 5,752 | 3.2178 GBP |
10p ordinary | CFD | LONG | 9,316 | 3.2178 GBP |
10p ordinary | CFD | LONG | 1,113 | 3.2178 GBP |
10p ordinary | CFD | LONG | 209 | 3.2178 GBP |
10p ordinary | CFD | LONG | 85 | 3.2178 GBP |
10p ordinary | CFD | LONG | 39 | 3.2179 GBP |
10p ordinary | CFD | LONG | 20 | 3.2205 GBP |
10p ordinary | CFD | LONG | 823 | 3.2206 GBP |
10p ordinary | CFD | LONG | 2,675 | 3.2206 GBP |
10p ordinary | CFD | LONG | 4,273 | 3.2206 GBP |
10p ordinary | CFD | LONG | 510 | 3.2206 GBP |
10p ordinary | CFD | LONG | 2,637 | 3.2206 GBP |
10p ordinary | CFD | LONG | 364 | 3.2206 GBP |
10p ordinary | CFD | LONG | 2,270 | 3.2206 GBP |
10p ordinary | CFD | LONG | 160 | 3.2206 GBP |
10p ordinary | CFD | LONG | 125 | 3.2207 GBP |
10p ordinary | CFD | LONG | 97 | 3.2207 GBP |
10p ordinary | CFD | LONG | 40 | 3.2207 GBP |
10p ordinary | CFD | LONG | 46,200 | 3.2267 GBP |
10p ordinary | CFD | LONG | 11 | 3.2363 GBP |
10p ordinary | CFD | LONG | 28 | 3.2364 GBP |
10p ordinary | CFD | LONG | 622 | 3.2365 GBP |
10p ordinary | CFD | LONG | 193 | 3.2365 GBP |
10p ordinary | CFD | LONG | 1,004 | 3.2365 GBP |
10p ordinary | CFD | LONG | 629 | 3.2365 GBP |
10p ordinary | CFD | LONG | 534 | 3.2365 GBP |
10p ordinary | CFD | LONG | 119 | 3.2365 GBP |
10p ordinary | CFD | LONG | 38 | 3.2365 GBP |
10p ordinary | CFD | LONG | 85 | 3.2365 GBP |
10p ordinary | CFD | LONG | 24 | 3.2366 GBP |
10p ordinary | CFD | LONG | 3 | 3.2366 GBP |
10p ordinary | CFD | SHORT | 37,325 | 3.1880 GBP |
10p ordinary | CFD | SHORT | 1,192 | 3.1940 GBP |
10p ordinary | CFD | SHORT | 66,459 | 3.1970 GBP |
10p ordinary | CFD | SHORT | 4,100 | 3.2040 GBP |
10p ordinary | CFD | SHORT | 1,501 | 3.2066 GBP |
10p ordinary | CFD | SHORT | 13,200 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 20,200 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 15,800 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 14,000 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 2,200 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 3,200 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 8,200 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 7,000 | 3.2144 GBP |
10p ordinary | CFD | SHORT | 12,461 | 3.2213 GBP |
10p ordinary | CFD | SHORT | 6,041 | 3.2574 GBP |
10p ordinary | CFD | LONG | 54,503 | 3.1880 GBP |
10p ordinary | CFD | SHORT | 166,198 | 3.1880 GBP |
10p ordinary | CFD | SHORT | 32,662 | 3.1880 GBP |
10p ordinary | CFD | SHORT | 32,662 | 3.1880 GBP |
10p ordinary | CFD | SHORT | 47,089 | 3.1880 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 JUNE 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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