2nd Jul 2018 14:24
AMENDMENT Section (2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | CYBG plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| CYBG plc |
(d) Date dealing undertaken: | 28 JUNE 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Virgin Money Holdings (UK) plc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
CDI | PURCHASES | 261,470 | 5.6300 AUD | 5.4500 AUD |
CDI | SALES | 95,880 | 5.6300 AUD | 5.5650 AUD |
10p ordinary | PURCHASES | 240,864 | 3.1680 GBP | 3.1320 GBP |
10p ordinary | SALES | 359,375 | 3.1680 GBP | 3.1320 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 1,019 | 3.1320 GBP |
10p ordinary | CFD | LONG | 6 | 3.1333 GBP |
10p ordinary | CFD | LONG | 6 | 3.1350 GBP |
10p ordinary | CFD | LONG | 2 | 3.1350 GBP |
10p ordinary | CFD | LONG | 2 | 3.1350 GBP |
10p ordinary | CFD | LONG | 13 | 3.1353 GBP |
10p ordinary | CFD | LONG | 34 | 3.1355 GBP |
10p ordinary | CFD | LONG | 5 | 3.1360 GBP |
10p ordinary | CFD | LONG | 15 | 3.1360 GBP |
10p ordinary | CFD | LONG | 62 | 3.1412 GBP |
10p ordinary | CFD | LONG | 391 | 3.1431 GBP |
10p ordinary | CFD | LONG | 25 | 3.1436 GBP |
10p ordinary | CFD | LONG | 49 | 3.1436 GBP |
10p ordinary | CFD | LONG | 372 | 3.1437 GBP |
10p ordinary | CFD | LONG | 124 | 3.1437 GBP |
10p ordinary | CFD | LONG | 318 | 3.1437 GBP |
10p ordinary | CFD | LONG | 600 | 3.1437 GBP |
10p ordinary | CFD | LONG | 56 | 3.1437 GBP |
10p ordinary | CFD | LONG | 32 | 3.1437 GBP |
10p ordinary | CFD | LONG | 21 | 3.1438 GBP |
10p ordinary | CFD | LONG | 124 | 3.1441 GBP |
10p ordinary | CFD | LONG | 7 | 3.1442 GBP |
10p ordinary | CFD | LONG | 282 | 3.1444 GBP |
10p ordinary | CFD | LONG | 45 | 3.1446 GBP |
10p ordinary | CFD | LONG | 2 | 3.1450 GBP |
10p ordinary | CFD | LONG | 2 | 3.1450 GBP |
10p ordinary | CFD | LONG | 2 | 3.1450 GBP |
10p ordinary | CFD | LONG | 2 | 3.1450 GBP |
10p ordinary | CFD | LONG | 43 | 3.1465 GBP |
10p ordinary | CFD | LONG | 3 | 3.1466 GBP |
10p ordinary | CFD | LONG | 25 | 3.1468 GBP |
10p ordinary | CFD | LONG | 429 | 3.1468 GBP |
10p ordinary | CFD | LONG | 448 | 3.1469 GBP |
10p ordinary | CFD | LONG | 723 | 3.1469 GBP |
10p ordinary | CFD | LONG | 384 | 3.1469 GBP |
10p ordinary | CFD | LONG | 60 | 3.1470 GBP |
10p ordinary | CFD | LONG | 133 | 3.1471 GBP |
10p ordinary | CFD | LONG | 294 | 3.1472 GBP |
10p ordinary | CFD | LONG | 44 | 3.1472 GBP |
10p ordinary | CFD | LONG | 43 | 3.1476 GBP |
10p ordinary | CFD | LONG | 101 | 3.1477 GBP |
10p ordinary | CFD | LONG | 739 | 3.1477 GBP |
10p ordinary | CFD | LONG | 1,191 | 3.1477 GBP |
10p ordinary | CFD | LONG | 634 | 3.1477 GBP |
10p ordinary | CFD | LONG | 9 | 3.1477 GBP |
10p ordinary | CFD | LONG | 690 | 3.1478 GBP |
10p ordinary | CFD | LONG | 28 | 3.1478 GBP |
10p ordinary | CFD | LONG | 738 | 3.1478 GBP |
10p ordinary | CFD | LONG | 42 | 3.1480 GBP |
10p ordinary | CFD | LONG | 100 | 3.1481 GBP |
10p ordinary | CFD | LONG | 749 | 3.1481 GBP |
10p ordinary | CFD | LONG | 643 | 3.1481 GBP |
10p ordinary | CFD | LONG | 1,211 | 3.1481 GBP |
10p ordinary | CFD | LONG | 208 | 3.1482 GBP |
10p ordinary | CFD | LONG | 59 | 3.1483 GBP |
10p ordinary | CFD | LONG | 302 | 3.1483 GBP |
10p ordinary | CFD | LONG | 116 | 3.1483 GBP |
10p ordinary | CFD | LONG | 739 | 3.1483 GBP |
10p ordinary | CFD | LONG | 71 | 3.1484 GBP |
10p ordinary | CFD | LONG | 440 | 3.1484 GBP |
10p ordinary | CFD | LONG | 67 | 3.1485 GBP |
10p ordinary | CFD | LONG | 156 | 3.1485 GBP |
10p ordinary | CFD | LONG | 18 | 3.1494 GBP |
10p ordinary | CFD | LONG | 70 | 3.1497 GBP |
10p ordinary | CFD | LONG | 37 | 3.1497 GBP |
10p ordinary | CFD | LONG | 43 | 3.1497 GBP |
10p ordinary | CFD | LONG | 43 | 3.1497 GBP |
10p ordinary | CFD | LONG | 45 | 3.1497 GBP |
10p ordinary | CFD | LONG | 3 | 3.1500 GBP |
10p ordinary | CFD | LONG | 1 | 3.1500 GBP |
10p ordinary | CFD | LONG | 5 | 3.1500 GBP |
10p ordinary | CFD | LONG | 8 | 3.1500 GBP |
10p ordinary | CFD | LONG | 1 | 3.1500 GBP |
10p ordinary | CFD | LONG | 6 | 3.1500 GBP |
10p ordinary | CFD | LONG | 1 | 3.1500 GBP |
10p ordinary | CFD | LONG | 48 | 3.1511 GBP |
10p ordinary | CFD | LONG | 79 | 3.1513 GBP |
10p ordinary | CFD | LONG | 208 | 3.1513 GBP |
10p ordinary | CFD | LONG | 559 | 3.1514 GBP |
10p ordinary | CFD | LONG | 1,359 | 3.1514 GBP |
10p ordinary | CFD | LONG | 2,214 | 3.1514 GBP |
10p ordinary | CFD | LONG | 1,370 | 3.1514 GBP |
10p ordinary | CFD | LONG | 1,175 | 3.1514 GBP |
10p ordinary | CFD | LONG | 4 | 3.1514 GBP |
10p ordinary | CFD | LONG | 11 | 3.1514 GBP |
10p ordinary | CFD | LONG | 23 | 3.1514 GBP |
10p ordinary | CFD | LONG | 189 | 3.1515 GBP |
10p ordinary | CFD | LONG | 1,337 | 3.1515 GBP |
10p ordinary | CFD | LONG | 67 | 3.1535 GBP |
10p ordinary | CFD | LONG | 8 | 3.1539 GBP |
10p ordinary | CFD | LONG | 1 | 3.1540 GBP |
10p ordinary | CFD | LONG | 7 | 3.1540 GBP |
10p ordinary | CFD | LONG | 5 | 3.1540 GBP |
10p ordinary | CFD | LONG | 3 | 3.1540 GBP |
10p ordinary | CFD | LONG | 11 | 3.1540 GBP |
10p ordinary | CFD | LONG | 7 | 3.1540 GBP |
10p ordinary | CFD | LONG | 2,337 | 3.1543 GBP |
10p ordinary | CFD | LONG | 350 | 3.1543 GBP |
10p ordinary | CFD | LONG | 1,132 | 3.1543 GBP |
10p ordinary | CFD | LONG | 573 | 3.1543 GBP |
10p ordinary | CFD | LONG | 3,857 | 3.1543 GBP |
10p ordinary | CFD | LONG | 245 | 3.1543 GBP |
10p ordinary | CFD | LONG | 3,555 | 3.1543 GBP |
10p ordinary | CFD | LONG | 4,150 | 3.1543 GBP |
10p ordinary | CFD | LONG | 6,698 | 3.1543 GBP |
10p ordinary | CFD | LONG | 11,604 | 3.1544 GBP |
10p ordinary | CFD | LONG | 301 | 3.1544 GBP |
10p ordinary | CFD | LONG | 1,011 | 3.1548 GBP |
10p ordinary | CFD | LONG | 1 | 3.1600 GBP |
10p ordinary | CFD | LONG | 3 | 3.1633 GBP |
10p ordinary | CFD | SHORT | 1,019 | 3.1320 GBP |
10p ordinary | CFD | SHORT | 264 | 3.1394 GBP |
10p ordinary | CFD | SHORT | 7,504 | 3.1486 GBP |
10p ordinary | CFD | SHORT | 982 | 3.1508 GBP |
10p ordinary | CFD | SHORT | 2,300 | 3.1518 GBP |
10p ordinary | CFD | SHORT | 2,600 | 3.1518 GBP |
10p ordinary | CFD | SHORT | 12,000 | 3.1518 GBP |
10p ordinary | CFD | SHORT | 10 | 3.1540 GBP |
10p ordinary | CFD | SHORT | 24 | 3.1540 GBP |
10p ordinary | CFD | SHORT | 4,592 | 3.1559 GBP |
10p ordinary | CFD | SHORT | 24,198 | 3.1576 GBP |
10p ordinary | CFD | SHORT | 6,137 | 3.1580 GBP |
10p ordinary | CFD | LONG | 63,749 | 3.1580 GBP |
10p ordinary | CFD | LONG | 26,274 | 3.1580 GBP |
10p ordinary | CFD | SHORT | 34,050 | 3.1580 GBP |
10p ordinary | CFD | SHORT | 54,670 | 3.1580 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 JULY 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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