21st Jul 2016 09:45
This announcement replaces the previous announcement 7472E at 11:40 am on the 20th July 2016. Amendments made to 2 (a) Purchases and Sales (b) Cash-settled derivative transactions
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ARM Holdings Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | ARM Holdings Plc offeree to SoftBank Group Corporation |
(d) Date dealing undertaken: | 19 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
0.05p ordinary | Buy
| 8012408
| 16.97405 GBP | 16.62900 GBP |
0.05p ordinary | Sell
| 3920946
| 21.91111 USD | 16.62900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
0.05p ordinary | CFD
| Long | 2808 | 16.673123 GBP |
0.05p ordinary | CFD
| Long | 63545 | 21.90431308 USD |
0.05p ordinary | CFD
| Long | 29201 | 16.6507034 GBP |
0.05p ordinary | CFD
| Long | 1560 | 16.7 GBP |
0.05p ordinary | CFD
| Long | 4010 | 21.91110789 USD |
0.05p ordinary | CFD
| Long | 1873 | 16.706175 GBP |
0.05p ordinary | CFD
| Long | 30900 | 16.676162 GBP |
0.05p ordinary | CFD
| Long | 14000 | 16.700203 GBP |
0.05p ordinary | CFD
| Long | 175202 | 17.4291 GBP |
0.05p ordinary | CFD
| Long | 36698 | 16.66719848 GBP |
0.05p ordinary | CFD
| Long | 92627 | 16.66719833 GBP |
0.05p ordinary | CFD
| Long | 1 | 16.73 GBP |
0.05p ordinary | CFD
| Long | 404691 | 16.6507033 GBP |
0.05p ordinary | CFD
| Long | 6467 | 16.66719808 GBP |
0.05p ordinary | CFD
| Long | 594 | 16.69678451 GBP |
0.05p ordinary | CFD
| Long | 27356 | 16.678645 GBP |
0.05p ordinary | CFD
| Long | 9705 | 16.67144049 GBP |
0.05p ordinary | CFD
| Long | 21723 | 16.64430327 GBP |
0.05p ordinary | CFD
| Long | 112814 | 16.63660414 GBP |
0.05p ordinary | CFD
| Long | 31100 | 16.675175 GBP |
0.05p ordinary | CFD
| Long | 297000 | 16.675208 GBP |
0.05p ordinary | CFD
| Long | 37500 | 16.675209 GBP |
0.05p ordinary | CFD
| Long | 32000 | 16.675405 GBP |
0.05p ordinary | CFD
| Long | 23000 | 16.675713 GBP |
0.05p ordinary | CFD
| Short | 167400 | 16.703364 GBP |
0.05p ordinary | CFD
| Short | 143300 | 16.7064 GBP |
0.05p ordinary | CFD
| Short | 143100 | 16.708013 GBP |
0.05p ordinary | CFD
| Short | 47700 | 16.701685 GBP |
0.05p ordinary | CFD
| Short | 145000 | 16.69 GBP |
0.05p ordinary | CFD
| Short | 108701 | 16.63 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.73672 GBP |
0.05p ordinary | CFD
| Short | 120000 | 16.743383 GBP |
0.05p ordinary | CFD
| Short | 13687 | 16.678956 GBP |
0.05p ordinary | CFD
| Short | 45000 | 16.70669 GBP |
0.05p ordinary | CFD
| Short | 45000 | 16.67666 GBP |
0.05p ordinary | CFD
| Short | 70000 | 16.671012 GBP |
0.05p ordinary | CFD
| Short | 330000 | 16.68726106 GBP |
0.05p ordinary | CFD
| Short | 200000 | 16.706359 GBP |
0.05p ordinary | CFD
| Short | 200000 | 16.6726441 GBP |
0.05p ordinary | CFD
| Short | 220000 | 16.687106 GBP |
0.05p ordinary | CFD
| Short | 220000 | 16.685311 GBP |
0.05p ordinary | CFD
| Short | 6000 | 16.72061583 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.691543 GBP |
0.05p ordinary | CFD
| Short | 115000 | 16.7167 GBP |
0.05p ordinary | CFD
| Short | 30000 | 16.695 GBP |
0.05p ordinary | CFD
| Short | 2680 | 16.67723134 GBP |
0.05p ordinary | CFD
| Short | 233733 | 16.6784393122 GBP |
0.05p ordinary | CFD
| Short | 220167 | 16.7 GBP |
0.05p ordinary | CFD
| Short | 250000 | 16.692676 GBP |
0.05p ordinary | CFD
| Short | 455221 | 16.71497394 GBP |
0.05p ordinary | CFD
| Short | 350000 | 16.66998 GBP |
0.05p ordinary | CFD
| Short | 124525 | 16.718355 GBP |
0.05p ordinary | CFD
| Short | 350000 | 16.69743977 GBP |
0.05p ordinary | CFD
| Short | 118500 | 16.675933 GBP |
0.05p ordinary | CFD
| Short | 150000 | 16.88569 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.9740519 GBP |
0.05p ordinary | CFD
| Short | 130000 | 16.717143 GBP |
0.05p ordinary | CFD
| Short | 200000 | 16.68746357 GBP |
0.05p ordinary | CFD
| Short | 250000 | 16.684668 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 21 July 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
ARM.L