28th Jul 2016 09:02
This announcement replaces the previous announcement 2563F at 11:17 am on the 26th July 2016. Amendments made to 2 (a) Purchases and Sales.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ARM Holdings Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected Advisor to ARM Holdings Plc offeree to SoftBank Group Corporation |
(d) Date dealing undertaken: | 25 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
0.05p ordinary | Buy
| 689727 | 29.55297 AUD | 16.77000 GBP |
0.05p ordinary | Sell
| 833133 | 16.84683 GBP | 16.76000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
0.05p ordinary | CFD
| Long | 23 | 16.7897201 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.78564827 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.78118202 GBP |
0.05p ordinary | CFD
| Long | 32 | 16.7880178 GBP |
0.05p ordinary | CFD
| Long | 13225 | 16.82407637 GBP |
0.05p ordinary | CFD
| Long | 22 | 16.79398745 GBP |
0.05p ordinary | CFD
| Long | 22 | 16.7831572 GBP |
0.05p ordinary | CFD
| Long | 22 | 16.79001303 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.79601882 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.80165196 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.78568006 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.78416301 GBP |
0.05p ordinary | CFD
| Long | 23 | 16.80077146 GBP |
0.05p ordinary | CFD
| Long | 2153 | 16.82055272 GBP |
0.05p ordinary | CFD
| Long | 5498 | 16.81805202 GBP |
0.05p ordinary | CFD
| Long | 76 | 16.82618421 GBP |
0.05p ordinary | CFD
| Long | 85 | 16.79258824 GBP |
0.05p ordinary | CFD
| Short | 2641 | 16.8319273 GBP |
0.05p ordinary | CFD
| Short | 6234 | 16.83192493 GBP |
0.05p ordinary | CFD
| Short | 14001 | 16.817009 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.80165196 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.79601882 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.7897201 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.80077146 GBP |
0.05p ordinary | CFD
| Short | 32 | 16.7880178 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.78118202 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.78564827 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.78568006 GBP |
0.05p ordinary | CFD
| Short | 23 | 16.78416301 GBP |
0.05p ordinary | CFD
| Short | 22 | 16.7831572 GBP |
0.05p ordinary | CFD
| Short | 22 | 16.79001303 GBP |
0.05p ordinary | CFD
| Short | 22 | 16.79398745 GBP |
0.05p ordinary | CFD
| Short | 266 | 16.78995236 GBP |
0.05p ordinary | CFD
| Short | 4445 | 16.816807 GBP |
0.05p ordinary | CFD
| Short | 1701 | 16.83 GBP |
0.05p ordinary | CFD
| Short | 3534 | 16.77 GBP |
0.05p ordinary | CFD
| Short | 7750 | 29.55297353 AUD |
0.05p ordinary | CFD
| Short | 7462 | 16.7968 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 28 July 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
ARM.L