28th Jun 2016 11:21
This announcement replaces the previous announcement 3542C at 11:57am on the 27th June 2016. Amendments made to 2 (a) Purchases and Sales and (b) Cash-settled derivative transactions. All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | J Sainsbury Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Connected advisor to J Sainsbury Plc offeror to Home Retail Group Plc |
(d) Date dealing undertaken: | 24 June 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES Home Retail Group Plc
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
28 4/7p ordinary | Buy
| 3363965 | 2.46500 GBP | 2.15700 GBP |
28 4/7p ordinary | Sell
| 12256103 | 2.46500 GBP | 2.11500 GBP |
Convertible Bond (19 Nov) | Buy | 1400000 | 100.744 GBP | 100.744 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
28 4/7p ordinary | CFD
| Long | 46814 | 2.26496792 GBP |
28 4/7p ordinary | CFD
| Long | 57052 | 2.296945 GBP |
28 4/7p ordinary | CFD
| Long | 11610 | 2.280561 GBP |
28 4/7p ordinary | CFD
| Long | 128548 | 2.278401 GBP |
28 4/7p ordinary | CFD
| Long | 1273063 | 2.257976 GBP |
28 4/7p ordinary | CFD
| Long | 328070 | 2.284228 GBP |
28 4/7p ordinary | CFD
| Long | 156800 | 2.250195 GBP |
28 4/7p ordinary | CFD
| Long | 3844 | 2.291293 GBP |
28 4/7p ordinary | CFD
| Long | 51617 | 2.296944 GBP |
28 4/7p ordinary | CFD
| Long | 5418 | 2.29211886 GBP |
28 4/7p ordinary | CFD
| Long | 56698 | 2.2857714 GBP |
28 4/7p ordinary | CFD
| Long | 59650 | 2.3218 GBP |
28 4/7p ordinary | CFD
| Long | 208144 | 2.2109 GBP |
28 4/7p ordinary | CFD
| Long | 507308 | 2.281211 GBP |
28 4/7p ordinary | CFD
| Long | 1593 | 2.291287 GBP |
28 4/7p ordinary | CFD
| Long | 7015 | 2.289279 GBP |
28 4/7p ordinary | CFD
| Long | 60800 | 2.2 GBP |
28 4/7p ordinary | CFD
| Long | 64200 | 2.253244 GBP |
28 4/7p ordinary | CFD
| Long | 2601 | 2.268766 GBP |
28 4/7p ordinary | CFD
| Long | 72763 | 2.268765 GBP |
28 4/7p ordinary | CFD
| Long | 1903895 | 2.2443 GBP |
28 4/7p ordinary | CFD
| Long | 1000000 | 2.2812 GBP |
28 4/7p ordinary | CFD
| Long | 1000000 | 2.2332 GBP |
28 4/7p ordinary | CFD
| Long | 1047 | 2.251057 GBP |
28 4/7p ordinary | CFD
| Long | 15462 | 2.219668 GBP |
28 4/7p ordinary | CFD
| Long | 4791 | 2.268764 GBP |
28 4/7p ordinary | CFD
| Long | 36048 | 2.28891312 GBP |
28 4/7p ordinary | CFD
| Long | 844446 | 2.284222 GBP |
28 4/7p ordinary | CFD
| Long | 18028 | 2.289278 GBP |
28 4/7p ordinary | CFD
| Long | 118230 | 2.26496692 GBP |
28 4/7p ordinary | CFD
| Long | 9707 | 2.291292 GBP |
28 4/7p ordinary | CFD
| Long | 13681 | 2.29212046 GBP |
28 4/7p ordinary | CFD
| Long | 403147 | 2.250193 GBP |
28 4/7p ordinary | CFD
| Long | 321000 | 2.20978801 GBP |
28 4/7p ordinary | CFD
| Long | 612917 | 2.18417872 GBP |
28 4/7p ordinary | CFD
| Long | 2500 | 2.276 GBP |
28 4/7p ordinary | CFD
| Long | 640 | 2.3 GBP |
28 4/7p ordinary | CFD
| Long | 200000 | 2.2194264 GBP |
28 4/7p ordinary | CFD
| Long | 2000 | 2.3184 GBP |
28 4/7p ordinary | CFD
| Long | 48782 | 2.280449 GBP |
28 4/7p ordinary | CFD
| Long | 192634 | 2.3209 GBP |
28 4/7p ordinary | CFD
| Long | 45605 | 2.279867 GB7 |
28 4/7p ordinary | CFD
| Long | 115171 | 2.279867 GBP |
28 4/7p ordinary | CFD
| Short | 59712 | 2.272 GBP |
28 4/7p ordinary | CFD
| Short | 7500 | 2.279909 GBP |
28 4/7p ordinary | CFD
| Short | 20000 | 2.260923 GBP |
28 4/7p ordinary | CFD
| Short | 14496 | 2.264123 GBP |
28 4/7p ordinary | CFD
| Short | 6837 | 2.2555 GBP |
28 4/7p ordinary | CFD
| Short | 85337 | 2.166003 GBP |
28 4/7p ordinary | CFD
| Short | 86808 | 2.26796836 GBP |
28 4/7p ordinary | CFD
| Short | 201436 | 2.28847676 GBP |
28 4/7p ordinary | CFD
| Short | 10440 | 2.2847433 GBP |
28 4/7p ordinary | CFD
| Short | 4500 | 2.24677778 GBP |
28 4/7p ordinary | CFD
| Short | 914663 | 2.30252434 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 28 June 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Sainsbury's