20th Jul 2016 11:13
This announcement replaces the previous announcement 6037E at 11:55 am on the 19th July 2016. Amendments made to 2 (a) Purchases and Sales (b) Cash-settled derivative transactions
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ARM Holdings Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | ARM Holdings Plc offeree to SoftBank Group Corporation |
(d) Date dealing undertaken: | 18 July 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
0.05p ordinary | Buy
| 31341827 | 17.49000 GBP | 16.71000 GBP |
0.05p ordinary | Sell
| 20493074 | 22.41266 USD | 16.71500 GBP |
ADR | Buy
| 160000 | 67.47853 USD | 67.12000 USD |
ADR | Sell
| 160000 | 67.48000 USD | 67.47853 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
0.05p ordinary | CFD
| Long | 1840 | 16.88509 GBP |
0.05p ordinary | CFD
| Long | 443105 | 16.9251 GBP |
0.05p ordinary | CFD
| Long | 9155 | 17.47 GBP |
0.05p ordinary | CFD
| Long | 190 | 16.976316 GBP |
0.05p ordinary | CFD
| Long | 720 | 17.100139 GBP |
0.05p ordinary | CFD
| Long | 76267 | 16.8451285 GBP |
0.05p ordinary | CFD
| Long | 288 | 17.14992 GBP |
0.05p ordinary | CFD
| Long | 180771 | 16.874913 GBP |
0.05p ordinary | CFD
| Long | 3056895 | 16.91459 GBP |
0.05p ordinary | CFD
| Long | 7463 | 16.75 GBP |
0.05p ordinary | CFD
| Long | 33459 | 16.78428196 GBP |
0.05p ordinary | CFD
| Long | 1581 | 22.41265501 USD |
0.05p ordinary | CFD
| Long | 42702 | 16.784282 GBP |
0.05p ordinary | CFD
| Long | 25348 | 16.78428199 GBP |
0.05p ordinary | CFD
| Long | 12478 | 16.8179524 GBP |
0.05p ordinary | CFD
| Long | 49926 | 17.4556 GBP |
0.05p ordinary | CFD
| Long | 394 | 16.88 GBP |
0.05p ordinary | CFD
| Short | 500000 | 17.16 GBP |
0.05p ordinary | CFD
| Short | 1000000 | 17.2408225 GBP |
0.05p ordinary | CFD
| Short | 495000 | 16.76675 GBP |
0.05p ordinary | CFD
| Short | 460000 | 16.8894 GBP |
0.05p ordinary | CFD
| Short | 225000 | 16.906878 GBP |
0.05p ordinary | CFD
| Short | 450000 | 16.8753 GBP |
0.05p ordinary | CFD
| Short | 445000 | 16.826922 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.9089254 GBP |
0.05p ordinary | CFD
| Short | 555000 | 16.901936 GBP |
0.05p ordinary | CFD
| Short | 286600 | 16.89104118 GBP |
0.05p ordinary | CFD
| Short | 245151 | 16.90231325 GBP |
0.05p ordinary | CFD
| Short | 366837 | 16.93124893 GBP |
0.05p ordinary | CFD
| Short | 400 | 16.880388 GBP |
0.05p ordinary | CFD
| Short | 89000 | 16.95694 GBP |
0.05p ordinary | CFD
| Short | 44500 | 16.85684 GBP |
0.05p ordinary | CFD
| Short | 13165 | 17.00072701 GBP |
0.05p ordinary | CFD
| Short | 582 | 17.141305 GBP |
0.05p ordinary | CFD
| Short | 77 | 16.9500835 GBP |
0.05p ordinary | CFD
| Short | 224 | 16.965 GBP |
0.05p ordinary | CFD
| Short | 3481 | 17.280345 GBP |
0.05p ordinary | CFD
| Short | 3057 | 17.03757278 GBP |
0.05p ordinary | CFD
| Short | 1911 | 16.99093871 GBP |
0.05p ordinary | CFD
| Short | 65 | 16.95550865 GBP |
0.05p ordinary | CFD
| Short | 10000 | 16.786522 GBP |
0.05p ordinary | CFD
| Short | 51 | 16.995097 GBP |
0.05p ordinary | CFD
| Short | 1111944 | 17.10854865 GBP |
0.05p ordinary | CFD
| Short | 71790 | 16.97576389 GBP |
0.05p ordinary | CFD
| Short | 1068 | 16.965913 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.998508 GBP |
0.05p ordinary | CFD
| Short | 100000 | 17.033513 GBP |
0.05p ordinary | CFD
| Short | 350000 | 17.017 GBP |
0.05p ordinary | CFD
| Short | 327451 | 17.055 GBP |
0.05p ordinary | CFD
| Short | 250000 | 17.06705 GBP |
0.05p ordinary | CFD
| Short | 1000 | 17.005 GBP |
0.05p ordinary | CFD
| Short | 87 | 17.03252874 GBP |
0.05p ordinary | CFD
| Short | 10000 | 16.8021 GBP |
0.05p ordinary | CFD
| Short | 19177 | 16.75 GBP |
0.05p ordinary | CFD
| Short | 227 | 17.27 GBP |
0.05p ordinary | CFD
| Short | 885 | 16.90360936 GBP |
0.05p ordinary | CFD
| Short | 885 | 17.01700565 GBP |
0.05p ordinary | CFD
| Short | 221 | 16.78967 GBP |
0.05p ordinary | CFD
| Short | 220000 | 16.897645 GBP |
0.05p ordinary | CFD
| Short | 440000 | 17.0027425 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.940662 GBP |
0.05p ordinary | CFD
| Short | 100000 | 16.9115401 GBP |
0.05p ordinary | CFD
| Short | 10000 | 17.2706955 GBP |
0.05p ordinary | CFD
| Short | 50000 | 16.911895 GBP |
0.05p ordinary | CFD
| Short | 100000 | 17.275421 GBP |
0.05p ordinary | CFD
| Short | 1600 | 16.901294 GBP |
0.05p ordinary | CFD
| Short | 15790 | 16.939262 GBP |
0.05p ordinary | CFD
| Short | 139155 | 16.856727 GBP |
0.05p ordinary | CFD
| Short | 100000 | 17.0255 GBP |
0.05p ordinary | CFD
| Short | 900000 | 16.99138923 GBP |
0.05p ordinary | CFD
| Short | 220000 | 16.87084364 GBP |
0.05p ordinary | CFD
| Short | 12500 | 16.80376 GBP |
0.05p ordinary | CFD
| Short | 750000 | 17.0722 GBP |
0.05p ordinary | CFD
| Short | 757549 | 16.928903 GBP |
0.05p ordinary | CFD
| Short | 35000 | 16.86685 GBP |
0.05p ordinary | CFD
| Short | 1250000 | 17.1317 GBP |
0.05p ordinary | CFD
| Short | 1488730 | 16.9637 GBP |
0.05p ordinary | CFD
| Short | 225000 | 1675.0000 GBP |
0.05p ordinary | CFD
| Short | 130000 | 1684.6637 GBP |
0.05p ordinary | CFD
| Short | 214850 | 1687.0200 GBP |
0.05p ordinary | CFD
| Short | 9155 | 1700.0003 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 20 July 2016 |
| Contact name: | Tahmidul Haque |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
ARM.L