2nd Oct 2014 10:54
AMENDMENT (Section 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire Plc |
(d) Date dealing undertaken: | 23 SEPTEMBER 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | PURCHASES | 749,490 | 59.8450 EUR | 59.8450 EUR |
5p ordinary | SALES | 749,490 | 59.8450 EUR | 59.8450 EUR |
5p ordinary | PURCHASES | 2,717,758 | 51.5000 GBP | 48.8300 GBP |
5p ordinary | SALES | 1,617,727 | 51.5000 GBP | 48.8400 GBP |
5p ordinary | PURCHASES | 4,000 | 83.8551 USD | 83.8551 USD |
5p ordinary | SALES | 347,745 | 83.4078 USD | 80.8253 USD |
ADS | PURCHASES | 16,000 | 244.2164 USD | 242.4759 USD |
ADS | SALES | 16,000 | 243.3461 USD | 243.3461 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | LONG | 749,490 | 59.8449 GBP |
5p ordinary | CFD | LONG | 12,500 | 49.1038 GBP |
5p ordinary | CFD | LONG | 2,759 | 49.1948 GBP |
5p ordinary | CFD | LONG | 1,700 | 49.2086 GBP |
5p ordinary | CFD | LONG | 185,099 | 49.2158 GBP |
5p ordinary | CFD | LONG | 18,713 | 49.3517 GBP |
5p ordinary | CFD | LONG | 13,400 | 49.4550 GBP |
5p ordinary | CFD | LONG | 3 | 49.8433 GBP |
5p ordinary | CFD | LONG | 23,619 | 50.1139 GBP |
5p ordinary | CFD | LONG | 3,368 | 50.8898 GBP |
5p ordinary | CFD | LONG | 818 | 50.8898 GBP |
5p ordinary | CFD | LONG | 156 | 50.8898 GBP |
5p ordinary | CFD | LONG | 35 | 50.8898 GBP |
5p ordinary | CFD | LONG | 181 | 50.8898 GBP |
5p ordinary | CFD | LONG | 644 | 50.8898 GBP |
5p ordinary | CFD | LONG | 1,000 | 51.0000 GBP |
5p ordinary | CFD | LONG | 479 | 51.0000 GBP |
5p ordinary | CFD | LONG | 467 | 51.0000 GBP |
5p ordinary | CFD | LONG | 1,337 | 51.0000 GBP |
5p ordinary | CFD | LONG | 2,016 | 52.3000 GBP |
5p ordinary | CFD | LONG | 2,916 | 52.3000 GBP |
5p ordinary | CFD | SHORT | 1,155 | 48.9499 GBP |
5p ordinary | CFD | SHORT | 9,345 | 48.9499 GBP |
5p ordinary | CFD | SHORT | 4,500 | 48.9499 GBP |
5p ordinary | CFD | SHORT | 1,000 | 48.9974 GBP |
5p ordinary | CFD | SHORT | 396 | 49.0000 GBP |
5p ordinary | CFD | SHORT | 1,240 | 49.0200 GBP |
5p ordinary | CFD | SHORT | 162 | 49.0220 GBP |
5p ordinary | CFD | SHORT | 14 | 49.0485 GBP |
5p ordinary | CFD | SHORT | 4,653 | 49.0813 GBP |
5p ordinary | CFD | SHORT | 8,000 | 49.0841 GBP |
5p ordinary | CFD | SHORT | 12,500 | 49.0886 GBP |
5p ordinary | CFD | SHORT | 442 | 49.1435 GBP |
5p ordinary | CFD | SHORT | 3,454 | 49.1739 GBP |
5p ordinary | CFD | SHORT | 13,186 | 49.1739 GBP |
5p ordinary | CFD | SHORT | 7,913 | 49.1892 GBP |
5p ordinary | CFD | SHORT | 2,072 | 49.1892 GBP |
5p ordinary | CFD | SHORT | 179,885 | 49.1903 GBP |
5p ordinary | CFD | SHORT | 161 | 49.2034 GBP |
5p ordinary | CFD | SHORT | 5,106 | 49.2034 GBP |
5p ordinary | CFD | SHORT | 415 | 49.2035 GBP |
5p ordinary | CFD | SHORT | 388 | 49.2415 GBP |
5p ordinary | CFD | SHORT | 18,713 | 49.2853 GBP |
5p ordinary | CFD | SHORT | 5,930 | 49.3116 GBP |
5p ordinary | CFD | SHORT | 319 | 49.3116 GBP |
5p ordinary | CFD | SHORT | 35 | 49.3116 GBP |
5p ordinary | CFD | SHORT | 644 | 49.3116 GBP |
5p ordinary | CFD | SHORT | 156 | 49.3116 GBP |
5p ordinary | CFD | SHORT | 1,441 | 49.3116 GBP |
5p ordinary | CFD | SHORT | 53 | 49.3800 GBP |
5p ordinary | CFD | SHORT | 29 | 49.3900 GBP |
5p ordinary | CFD | SHORT | 552 | 49.4261 GBP |
5p ordinary | CFD | SHORT | 453 | 49.4301 GBP |
5p ordinary | CFD | SHORT | 8 | 49.4800 GBP |
5p ordinary | CFD | SHORT | 140 | 49.7604 GBP |
5p ordinary | CFD | SHORT | 381 | 49.9498 GBP |
5p ordinary | CFD | SHORT | 159 | 49.9510 GBP |
5p ordinary | CFD | SHORT | 99 | 49.9551 GBP |
5p ordinary | CFD | SHORT | 1,797 | 50.1021 GBP |
5p ordinary | CFD | SHORT | 3,429 | 50.1021 GBP |
5p ordinary | CFD | SHORT | 255 | 50.1189 GBP |
5p ordinary | CFD | SHORT | 3,212 | 50.2544 GBP |
5p ordinary | CFD | SHORT | 7,974 | 50.3110 GBP |
5p ordinary | CFD | SHORT | 12,500 | 50.4524 GBP |
5p ordinary | CFD | SHORT | 1,476 | 50.6044 GBP |
5p ordinary | CFD | SHORT | 5,636 | 50.6044 GBP |
5p ordinary | CFD | SHORT | 15,439 | 50.7314 GBP |
5p ordinary | CFD | SHORT | 226 | 50.9156 GBP |
5p ordinary | CFD | SHORT | 74 | 50.9333 GBP |
5p ordinary | CFD | SHORT | 1,337 | 51.0000 GBP |
5p ordinary | CFD | SHORT | 2,230 | 51.0000 GBP |
5p ordinary | CFD | SHORT | 1,449 | 51.0000 GBP |
5p ordinary | CFD | SHORT | 32 | 51.0000 GBP |
5p ordinary | CFD | SHORT | 441 | 51.0000 GBP |
5p ordinary | CFD | SHORT | 738 | 51.0500 GBP |
5p ordinary | CFD | SHORT | 2,818 | 51.0500 GBP |
5p ordinary | CFD | SHORT | 2,818 | 51.0911 GBP |
5p ordinary | CFD | SHORT | 738 | 51.0911 GBP |
5p ordinary | CFD | SHORT | 738 | 51.1210 GBP |
5p ordinary | CFD | SHORT | 2,818 | 51.1210 GBP |
5p ordinary | CFD | SHORT | 1,327 | 51.1511 GBP |
5p ordinary | CFD | SHORT | 25,400 | 51.1621 GBP |
5p ordinary | CFD | SHORT | 2,818 | 51.3000 GBP |
5p ordinary | CFD | SHORT | 738 | 51.3000 GBP |
5p ordinary | CFD | SHORT | 61 | 51.4749 GBP |
5p ordinary | CFD | SHORT | 4,000 | 83.8551 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 OCTOBER 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire