24th Oct 2014 16:17
AMENDMENT (Section 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire Plc |
(d) Date dealing undertaken: | 16 OCTOBER 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | PURCHASES | 6,511,141 | 39.6985 GBP | 34.7577 GBP |
5p ordinary | SALES | 9,461,851 | 39.5508 GBP | 34.7700 GBP |
5p ordinary | PURCHASES | 26,885 | 56.9090 USD | 56.9090 USD |
5p ordinary | SALES | 396,769 | 59.2001 USD | 58.4200 USD |
ADS | PURCHASES | 18,160 | 175.2400 USD | 175.2400 USD |
ADS | SALES | 18,160 | 175.0158 USD | 175.0158 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | LONG | 2,318 | 35.3573 GBP |
5p ordinary | CFD | LONG | 1,257 | 35.9280 GBP |
5p ordinary | CFD | LONG | 14,500 | 36.0139 GBP |
5p ordinary | CFD | LONG | 108,144 | 36.1127 GBP |
5p ordinary | CFD | LONG | 151,495 | 36.2040 GBP |
5p ordinary | CFD | LONG | 124 | 36.2040 GBP |
5p ordinary | CFD | LONG | 733 | 36.2273 GBP |
5p ordinary | CFD | LONG | 15,000 | 36.3819 GBP |
5p ordinary | CFD | LONG | 2,020 | 36.3820 GBP |
5p ordinary | CFD | LONG | 2,300 | 36.4270 GBP |
5p ordinary | CFD | LONG | 2,844 | 36.4270 GBP |
5p ordinary | CFD | LONG | 44,948 | 36.4561 GBP |
5p ordinary | CFD | LONG | 56,591 | 36.4561 GBP |
5p ordinary | CFD | LONG | 5,113 | 36.4822 GBP |
5p ordinary | CFD | LONG | 3,203 | 36.4822 GBP |
5p ordinary | CFD | LONG | 5,343 | 36.4822 GBP |
5p ordinary | CFD | LONG | 8,003 | 36.4822 GBP |
5p ordinary | CFD | LONG | 34 | 36.4822 GBP |
5p ordinary | CFD | LONG | 258 | 36.4822 GBP |
5p ordinary | CFD | LONG | 57,524 | 36.6029 GBP |
5p ordinary | CFD | LONG | 15,000 | 36.6182 GBP |
5p ordinary | CFD | LONG | 307 | 36.6924 GBP |
5p ordinary | CFD | LONG | 1,455 | 36.6930 GBP |
5p ordinary | CFD | LONG | 152,468 | 36.7689 GBP |
5p ordinary | CFD | LONG | 224,142 | 36.7689 GBP |
5p ordinary | CFD | LONG | 3,961 | 36.8059 GBP |
5p ordinary | CFD | LONG | 4,409 | 36.8071 GBP |
5p ordinary | CFD | LONG | 672 | 36.8102 GBP |
5p ordinary | CFD | LONG | 1,177 | 36.8262 GBP |
5p ordinary | CFD | LONG | 2,148 | 36.8788 GBP |
5p ordinary | CFD | LONG | 7,125 | 36.9260 GBP |
5p ordinary | CFD | LONG | 285,689 | 36.9766 GBP |
5p ordinary | CFD | LONG | 39,404 | 37.0763 GBP |
5p ordinary | CFD | LONG | 78,508 | 37.1345 GBP |
5p ordinary | CFD | LONG | 11,492 | 37.1345 GBP |
5p ordinary | CFD | LONG | 4,225 | 37.1758 GBP |
5p ordinary | CFD | LONG | 18,461 | 37.1800 GBP |
5p ordinary | CFD | LONG | 95 | 37.1800 GBP |
5p ordinary | CFD | LONG | 40,467 | 37.1971 GBP |
5p ordinary | CFD | LONG | 1,805 | 37.1971 GBP |
5p ordinary | CFD | LONG | 3,380 | 37.2176 GBP |
5p ordinary | CFD | LONG | 4,162 | 37.2969 GBP |
5p ordinary | CFD | LONG | 1,641 | 37.3235 GBP |
5p ordinary | CFD | LONG | 3,209 | 37.3252 GBP |
5p ordinary | CFD | LONG | 39,486 | 37.3258 GBP |
5p ordinary | CFD | LONG | 18,080 | 37.3515 GBP |
5p ordinary | CFD | LONG | 2,812 | 37.4059 GBP |
5p ordinary | CFD | LONG | 2,698 | 37.4193 GBP |
5p ordinary | CFD | LONG | 40,000 | 38.1482 GBP |
5p ordinary | CFD | LONG | 13,839 | 39.5508 GBP |
5p ordinary | CFD | LONG | 53,996 | 39.5508 GBP |
5p ordinary | CFD | LONG | 112,165 | 39.5508 GBP |
5p ordinary | CFD | SHORT | 12,605 | 34.7577 GBP |
5p ordinary | CFD | SHORT | 6,302 | 34.8696 GBP |
5p ordinary | CFD | SHORT | 3,769 | 35.0700 GBP |
5p ordinary | CFD | SHORT | 10,000 | 35.1081 GBP |
5p ordinary | CFD | SHORT | 1,093 | 35.2636 GBP |
5p ordinary | CFD | SHORT | 714 | 35.3613 GBP |
5p ordinary | CFD | SHORT | 10,457 | 35.5008 GBP |
5p ordinary | CFD | SHORT | 2,881 | 35.9360 GBP |
5p ordinary | CFD | SHORT | 3,068 | 35.9652 GBP |
5p ordinary | CFD | SHORT | 108,144 | 36.0166 GBP |
5p ordinary | CFD | SHORT | 14,500 | 36.0581 GBP |
5p ordinary | CFD | SHORT | 44 | 36.0720 GBP |
5p ordinary | CFD | SHORT | 3,700 | 36.1000 GBP |
5p ordinary | CFD | SHORT | 151,495 | 36.1609 GBP |
5p ordinary | CFD | SHORT | 121 | 36.1609 GBP |
5p ordinary | CFD | SHORT | 45,000 | 36.1956 GBP |
5p ordinary | CFD | SHORT | 78,508 | 36.2061 GBP |
5p ordinary | CFD | SHORT | 11,492 | 36.2061 GBP |
5p ordinary | CFD | SHORT | 57 | 36.2464 GBP |
5p ordinary | CFD | SHORT | 1,478 | 36.2724 GBP |
5p ordinary | CFD | SHORT | 31 | 36.2883 GBP |
5p ordinary | CFD | SHORT | 2,905 | 36.3124 GBP |
5p ordinary | CFD | SHORT | 14 | 36.3751 GBP |
5p ordinary | CFD | SHORT | 386 | 36.4241 GBP |
5p ordinary | CFD | SHORT | 361 | 36.4266 GBP |
5p ordinary | CFD | SHORT | 6,000 | 36.4615 GBP |
5p ordinary | CFD | SHORT | 1,614 | 36.4904 GBP |
5p ordinary | CFD | SHORT | 6,353 | 36.5054 GBP |
5p ordinary | CFD | SHORT | 21,000 | 36.5097 GBP |
5p ordinary | CFD | SHORT | 1,149 | 36.5097 GBP |
5p ordinary | CFD | SHORT | 5,857 | 36.5097 GBP |
5p ordinary | CFD | SHORT | 2,822 | 36.5773 GBP |
5p ordinary | CFD | SHORT | 3,319 | 36.6109 GBP |
5p ordinary | CFD | SHORT | 233 | 36.6433 GBP |
5p ordinary | CFD | SHORT | 4,409 | 36.7500 GBP |
5p ordinary | CFD | SHORT | 49 | 36.8302 GBP |
5p ordinary | CFD | SHORT | 40,467 | 36.8375 GBP |
5p ordinary | CFD | SHORT | 43 | 36.8375 GBP |
5p ordinary | CFD | SHORT | 5,803 | 36.8940 GBP |
5p ordinary | CFD | SHORT | 4,151 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 2,156 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 5,819 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 1,842 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 96 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 21,396 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 198 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 8,591 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 102 | 37.1800 GBP |
5p ordinary | CFD | SHORT | 19 | 37.2036 GBP |
5p ordinary | CFD | SHORT | 18 | 37.2388 GBP |
5p ordinary | CFD | SHORT | 401 | 37.2800 GBP |
5p ordinary | CFD | SHORT | 210 | 37.2900 GBP |
5p ordinary | CFD | SHORT | 18 | 37.3300 GBP |
5p ordinary | CFD | SHORT | 190 | 37.3400 GBP |
5p ordinary | CFD | SHORT | 196 | 37.3500 GBP |
5p ordinary | CFD | SHORT | 4,200 | 37.5375 GBP |
5p ordinary | CFD | SHORT | 4,200 | 37.7878 GBP |
5p ordinary | CFD | SHORT | 40,000 | 38.0200 GBP |
5p ordinary | CFD | SHORT | 4,200 | 38.0380 GBP |
5p ordinary | CFD | SHORT | 1,760 | 38.6170 GBP |
5p ordinary | CFD | SHORT | 2,240 | 38.6170 GBP |
5p ordinary | CFD | LONG | 4,708 | 59.0443 GBP |
5p ordinary | CFD | LONG | 7,582 | 59.0443 GBP |
5p ordinary | CFD | LONG | 5,274 | 59.0443 GBP |
5p ordinary | CFD | LONG | 3,410 | 59.0443 GBP |
5p ordinary | CFD | LONG | 1,430 | 59.0443 GBP |
5p ordinary | CFD | LONG | 3,273 | 59.0584 GBP |
5p ordinary | CFD | LONG | 7,805 | 59.0584 GBP |
5p ordinary | CFD | LONG | 12,072 | 59.0584 GBP |
5p ordinary | CFD | LONG | 17,357 | 59.0584 GBP |
5p ordinary | CFD | LONG | 10,777 | 59.0584 GBP |
5p ordinary | CFD | LONG | 44,258 | 59.2000 GBP |
5p ordinary | CFD | LONG | 32,054 | 59.2000 GBP |
5p ordinary | CFD | LONG | 13,440 | 59.2000 GBP |
5p ordinary | CFD | LONG | 49,572 | 59.2000 GBP |
5p ordinary | CFD | LONG | 71,277 | 59.2000 GBP |
5p ordinary | CFD | SHORT | 9,099 | 56.9090 GBP |
5p ordinary | CFD | SHORT | 6,329 | 56.9090 GBP |
5p ordinary | CFD | SHORT | 1,715 | 56.9090 GBP |
5p ordinary | CFD | SHORT | 4,092 | 56.9090 GBP |
5p ordinary | CFD | SHORT | 5,650 | 56.9090 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | PUT | PURCHASE | 90,000 | 3,400.0000 | A | 19/12/2014 | 1.6500 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 OCTOBER 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire