15th Jul 2014 16:13
AMENDMENT (Section 2 (b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SHIRE PLC |
(d) Date dealing undertaken: | 10 JULY 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
COMMON STOCK | PURCHASES | 2,633,576 | 46.6300 GBP | 44.8972 GBP |
COMMON STOCK | SALES | 2,430,005 | 46.6500 GBP | 44.9100 GBP |
COMMON STOCK | PURCHASES | 179,856 | 77.7800 USD | 77.7800 USD |
ADS | PURCHASES | 59,952 | 232.8800 USD | 232.8800 USD |
ADS | SALES | 59,952 | 233.3400 USD | 233.3400 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
COMMON STOCK | CFD | LONG | 7 | 45.1700 GBP |
COMMON STOCK | CFD | LONG | 6,592 | 45.1728 GBP |
COMMON STOCK | CFD | LONG | 19 | 45.2100 GBP |
COMMON STOCK | CFD | LONG | 7,371 | 45.2328 GBP |
COMMON STOCK | CFD | LONG | 48 | 45.2400 GBP |
COMMON STOCK | CFD | LONG | 22 | 45.2800 GBP |
COMMON STOCK | CFD | LONG | 44 | 45.2900 GBP |
COMMON STOCK | CFD | LONG | 7 | 45.3000 GBP |
COMMON STOCK | CFD | LONG | 2 | 45.3000 GBP |
COMMON STOCK | CFD | LONG | 4 | 45.3000 GBP |
COMMON STOCK | CFD | LONG | 2 | 45.3000 GBP |
COMMON STOCK | CFD | LONG | 355 | 45.3467 GBP |
COMMON STOCK | CFD | LONG | 1,000 | 45.3781 GBP |
COMMON STOCK | CFD | LONG | 230,958 | 45.4049 GBP |
COMMON STOCK | CFD | LONG | 13,900 | 45.4269 GBP |
COMMON STOCK | CFD | LONG | 1,900 | 45.4269 GBP |
COMMON STOCK | CFD | LONG | 4,200 | 45.4269 GBP |
COMMON STOCK | CFD | LONG | 4,154 | 45.4428 GBP |
COMMON STOCK | CFD | LONG | 28,605 | 45.4428 GBP |
COMMON STOCK | CFD | LONG | 3,126 | 45.7000 GBP |
COMMON STOCK | CFD | LONG | 4,258 | 45.8842 GBP |
COMMON STOCK | CFD | LONG | 220 | 45.8842 GBP |
COMMON STOCK | CFD | LONG | 1,097 | 45.8842 GBP |
COMMON STOCK | CFD | LONG | 1,000 | 45.9225 GBP |
COMMON STOCK | CFD | LONG | 2,375 | 45.9876 GBP |
COMMON STOCK | CFD | LONG | 18,023 | 46.0000 GBP |
COMMON STOCK | CFD | LONG | 5,000 | 46.1339 GBP |
COMMON STOCK | CFD | LONG | 1,540 | 46.3033 GBP |
COMMON STOCK | CFD | LONG | 779 | 46.3033 GBP |
COMMON STOCK | CFD | LONG | 5,181 | 46.3033 GBP |
COMMON STOCK | CFD | LONG | 14,500 | 46.3833 GBP |
COMMON STOCK | CFD | SHORT | 5,886 | 44.8972 GBP |
COMMON STOCK | CFD | SHORT | 5,114 | 44.8972 GBP |
COMMON STOCK | CFD | SHORT | 2,575 | 44.8972 GBP |
COMMON STOCK | CFD | SHORT | 3,173 | 44.8972 GBP |
COMMON STOCK | CFD | SHORT | 1,521 | 44.8972 GBP |
COMMON STOCK | CFD | SHORT | 15,358 | 45.1216 GBP |
COMMON STOCK | CFD | SHORT | 8,103 | 45.1451 GBP |
COMMON STOCK | CFD | SHORT | 12,026 | 45.1947 GBP |
COMMON STOCK | CFD | SHORT | 577 | 45.2089 GBP |
COMMON STOCK | CFD | SHORT | 4,161 | 45.2089 GBP |
COMMON STOCK | CFD | SHORT | 1,000 | 45.2680 GBP |
COMMON STOCK | CFD | SHORT | 35,000 | 45.2737 GBP |
COMMON STOCK | CFD | SHORT | 20,000 | 45.2968 GBP |
COMMON STOCK | CFD | SHORT | 205 | 45.3027 GBP |
COMMON STOCK | CFD | SHORT | 798 | 45.3027 GBP |
COMMON STOCK | CFD | SHORT | 41 | 45.3027 GBP |
COMMON STOCK | CFD | SHORT | 5,794 | 45.3383 GBP |
COMMON STOCK | CFD | SHORT | 7,140 | 45.3383 GBP |
COMMON STOCK | CFD | SHORT | 3,423 | 45.3383 GBP |
COMMON STOCK | CFD | SHORT | 13,244 | 45.3383 GBP |
COMMON STOCK | CFD | SHORT | 11,505 | 45.3383 GBP |
COMMON STOCK | CFD | SHORT | 179,856 | 45.3457 GBP |
COMMON STOCK | CFD | SHORT | 52 | 45.4000 GBP |
COMMON STOCK | CFD | SHORT | 233,637 | 45.4097 GBP |
COMMON STOCK | CFD | SHORT | 72 | 45.4300 GBP |
COMMON STOCK | CFD | SHORT | 26,321 | 45.4537 GBP |
COMMON STOCK | CFD | SHORT | 1,000 | 45.4545 GBP |
COMMON STOCK | CFD | SHORT | 18,000 | 45.4780 GBP |
COMMON STOCK | CFD | SHORT | 42,640 | 45.4991 GBP |
COMMON STOCK | CFD | SHORT | 1,368 | 45.6017 GBP |
COMMON STOCK | CFD | SHORT | 6,041 | 45.7523 GBP |
COMMON STOCK | CFD | SHORT | 1,067 | 45.7725 GBP |
COMMON STOCK | CFD | SHORT | 1,067 | 45.7725 GBP |
COMMON STOCK | CFD | SHORT | 2,629 | 45.9113 GBP |
COMMON STOCK | CFD | SHORT | 53 | 45.9792 GBP |
COMMON STOCK | CFD | SHORT | 61 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 7 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 4 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 8,915 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 19 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 32 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 37 | 46.0000 GBP |
COMMON STOCK | CFD | SHORT | 162 | 46.0363 GBP |
COMMON STOCK | CFD | SHORT | 5,000 | 46.3358 GBP |
ADS | CFD | LONG | 59,952 | 232.8800 USD |
ADS | CFD | SHORT | 1,581 | 237.9360 USD |
ADS | CFD | SHORT | 100 | 237.9360 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 JULY 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire