23rd Jul 2014 16:23
AMENDMENT (Section 2(a) & 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SHIRE PLC |
(d) Date dealing undertaken: | 18 JULY 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
COMMON STOCK | PURCHASES | 4,819,006 | 49.9800 GBP | 40.0000 GBP |
COMMON STOCK | SALES | 3,865,795 | 49.9700 GBP | 48.0000 GBP |
COMMON STOCK | PURCHASES | 51,871 | 84.0672 USD | 83.9162 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
COMMON STOCK | CFD | LONG | 22,753 | 48.2304 GBP |
COMMON STOCK | CFD | LONG | 1,254 | 48.3300 GBP |
COMMON STOCK | CFD | LONG | 164 | 48.3560 GBP |
COMMON STOCK | CFD | LONG | 198,841 | 48.8664 GBP |
COMMON STOCK | CFD | LONG | 86,898 | 48.8777 GBP |
COMMON STOCK | CFD | LONG | 12,099 | 48.8796 GBP |
COMMON STOCK | CFD | LONG | 23,500 | 48.9313 GBP |
COMMON STOCK | CFD | LONG | 11,187 | 48.9313 GBP |
COMMON STOCK | CFD | LONG | 78,372 | 48.9313 GBP |
COMMON STOCK | CFD | LONG | 4,000 | 48.9600 GBP |
COMMON STOCK | CFD | LONG | 12,500 | 48.9813 GBP |
COMMON STOCK | CFD | LONG | 2,800 | 49.0043 GBP |
COMMON STOCK | CFD | LONG | 124 | 49.0300 GBP |
COMMON STOCK | CFD | LONG | 61 | 49.1728 GBP |
COMMON STOCK | CFD | LONG | 1,884 | 49.2080 GBP |
COMMON STOCK | CFD | LONG | 1,807 | 49.3294 GBP |
COMMON STOCK | CFD | LONG | 6,368 | 49.3527 GBP |
COMMON STOCK | CFD | LONG | 330 | 49.3527 GBP |
COMMON STOCK | CFD | LONG | 1,642 | 49.3527 GBP |
COMMON STOCK | CFD | LONG | 5,000 | 49.4415 GBP |
COMMON STOCK | CFD | LONG | 2,593 | 49.5938 GBP |
COMMON STOCK | CFD | LONG | 22 | 49.6327 GBP |
COMMON STOCK | CFD | LONG | 20 | 49.6375 GBP |
COMMON STOCK | CFD | LONG | 18,138 | 49.6394 GBP |
COMMON STOCK | CFD | LONG | 45 | 49.6415 GBP |
COMMON STOCK | CFD | LONG | 726 | 49.6454 GBP |
COMMON STOCK | CFD | LONG | 49 | 49.6496 GBP |
COMMON STOCK | CFD | LONG | 250,000 | 49.7107 GBP |
COMMON STOCK | CFD | LONG | 100,000 | 49.7929 GBP |
COMMON STOCK | CFD | LONG | 62,300 | 49.7929 GBP |
COMMON STOCK | CFD | LONG | 30,000 | 49.7929 GBP |
COMMON STOCK | CFD | LONG | 7,700 | 49.7929 GBP |
COMMON STOCK | CFD | LONG | 18 | 49.9600 GBP |
COMMON STOCK | CFD | LONG | 14 | 49.9600 GBP |
COMMON STOCK | CFD | LONG | 782 | 49.9600 GBP |
COMMON STOCK | CFD | LONG | 10,097 | 49.9600 GBP |
COMMON STOCK | CFD | LONG | 6,660 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 65 | 48.5800 GBP |
COMMON STOCK | CFD | SHORT | 54 | 48.5800 GBP |
COMMON STOCK | CFD | SHORT | 12,500 | 48.6402 GBP |
COMMON STOCK | CFD | SHORT | 235,648 | 48.7600 GBP |
COMMON STOCK | CFD | SHORT | 190,056 | 48.7600 GBP |
COMMON STOCK | CFD | SHORT | 150,512 | 48.7600 GBP |
COMMON STOCK | CFD | SHORT | 107,045 | 48.7600 GBP |
COMMON STOCK | CFD | SHORT | 86,012 | 48.7600 GBP |
COMMON STOCK | CFD | SHORT | 9,342 | 48.7600 GBP |
COMMON STOCK | CFD | SHORT | 197,969 | 48.8351 GBP |
COMMON STOCK | CFD | SHORT | 86,898 | 48.8741 GBP |
COMMON STOCK | CFD | SHORT | 5,000 | 48.9385 GBP |
COMMON STOCK | CFD | SHORT | 250,000 | 48.9876 GBP |
COMMON STOCK | CFD | SHORT | 2,000 | 49.0064 GBP |
COMMON STOCK | CFD | SHORT | 11,000 | 49.0081 GBP |
COMMON STOCK | CFD | SHORT | 9,000 | 49.0081 GBP |
COMMON STOCK | CFD | SHORT | 24,000 | 49.0340 GBP |
COMMON STOCK | CFD | SHORT | 7,105 | 49.0650 GBP |
COMMON STOCK | CFD | SHORT | 12,482 | 49.1269 GBP |
COMMON STOCK | CFD | SHORT | 3,200 | 49.1556 GBP |
COMMON STOCK | CFD | SHORT | 6,875 | 49.1894 GBP |
COMMON STOCK | CFD | SHORT | 5,524 | 49.1894 GBP |
COMMON STOCK | CFD | SHORT | 600 | 49.1894 GBP |
COMMON STOCK | CFD | SHORT | 9,666 | 49.1894 GBP |
COMMON STOCK | CFD | SHORT | 15,129 | 49.1894 GBP |
COMMON STOCK | CFD | SHORT | 12,206 | 49.1894 GBP |
COMMON STOCK | CFD | SHORT | 172 | 49.2827 GBP |
COMMON STOCK | CFD | SHORT | 14,500 | 49.3729 GBP |
COMMON STOCK | CFD | SHORT | 12,500 | 49.3729 GBP |
COMMON STOCK | CFD | SHORT | 6,000 | 49.3878 GBP |
COMMON STOCK | CFD | SHORT | 714 | 49.4000 GBP |
COMMON STOCK | CFD | SHORT | 11,186 | 49.4000 GBP |
COMMON STOCK | CFD | SHORT | 15,914 | 49.4024 GBP |
COMMON STOCK | CFD | SHORT | 11,186 | 49.5455 GBP |
COMMON STOCK | CFD | SHORT | 714 | 49.5455 GBP |
COMMON STOCK | CFD | SHORT | 1,608 | 49.6315 GBP |
COMMON STOCK | CFD | SHORT | 10,000 | 49.6996 GBP |
COMMON STOCK | CFD | SHORT | 912 | 49.9186 GBP |
COMMON STOCK | CFD | SHORT | 10,113 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 8,813 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 696 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 84 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 202 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 324 | 49.9600 GBP |
COMMON STOCK | CFD | SHORT | 6,100 | 83.9162 GBP |
COMMON STOCK | CFD | SHORT | 6,210 | 83.9689 GBP |
COMMON STOCK | CFD | SHORT | 7,254 | 83.9689 GBP |
COMMON STOCK | CFD | SHORT | 3,136 | 83.9689 GBP |
COMMON STOCK | CFD | SHORT | 1,855 | 83.9689 GBP |
COMMON STOCK | CFD | SHORT | 4,431 | 83.9689 GBP |
COMMON STOCK | CFD | SHORT | 4,431 | 84.0672 GBP |
COMMON STOCK | CFD | SHORT | 1,854 | 84.0672 GBP |
COMMON STOCK | CFD | SHORT | 3,137 | 84.0672 GBP |
COMMON STOCK | CFD | SHORT | 7,253 | 84.0672 GBP |
COMMON STOCK | CFD | SHORT | 6,210 | 84.0672 GBP |
ADS | CFD | SHORT | 18,019
| 256.5043 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
COMMON STOCK | CALL | PURCHASE | 67,000 | 40.0000 | A | 18/07/2014 | 9.3500 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
COMMON STOCK | CALL | 15,000 | 48.0000 GBP |
ADS | PUT | 5,000 | 38.0000 GBP |
ADS | PUT | 15,000 | 40.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 JULY 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire