23rd Oct 2014 12:29
AMENDMENT (Section 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Securities Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire Plc |
(d) Date dealing undertaken: | 17 OCTOBER 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
5p ordinary | PURCHASES | 1,072,623 | 38.0411 GBP | 36.2883 GBP |
5p ordinary | SALES | 1,976,290 | 38.0300 GBP | 36.2490 GBP |
5p ordinary | SALES | 467,775 | 60.8361 USD | 59.4062 USD |
ADS | PURCHASES | 57,000 | 181.9975 USD | 181.9975 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
5p ordinary | CFD | LONG | 400,000 | 36.2490 GBP |
5p ordinary | CFD | LONG | 120,000 | 36.2490 GBP |
5p ordinary | CFD | LONG | 249,200 | 36.2490 GBP |
5p ordinary | CFD | LONG | 30,800 | 36.2490 GBP |
5p ordinary | CFD | LONG | 32,093 | 37.3161 GBP |
5p ordinary | CFD | LONG | 5,500 | 37.4509 GBP |
5p ordinary | CFD | LONG | 3,760 | 37.4748 GBP |
5p ordinary | CFD | LONG | 9 | 37.5000 GBP |
5p ordinary | CFD | LONG | 2,626 | 37.5007 GBP |
5p ordinary | CFD | LONG | 38,221 | 37.5558 GBP |
5p ordinary | CFD | LONG | 11,102 | 37.6310 GBP |
5p ordinary | CFD | LONG | 13,977 | 37.6310 GBP |
5p ordinary | CFD | LONG | 75 | 37.6328 GBP |
5p ordinary | CFD | LONG | 209,062 | 37.6697 GBP |
5p ordinary | CFD | LONG | 214,051 | 37.6789 GBP |
5p ordinary | CFD | LONG | 92,249 | 37.6790 GBP |
5p ordinary | CFD | LONG | 27,743 | 37.6790 GBP |
5p ordinary | CFD | LONG | 466 | 37.6978 GBP |
5p ordinary | CFD | LONG | 1,157 | 37.6978 GBP |
5p ordinary | CFD | LONG | 38 | 37.6978 GBP |
5p ordinary | CFD | LONG | 5 | 37.6978 GBP |
5p ordinary | CFD | LONG | 774 | 37.6978 GBP |
5p ordinary | CFD | LONG | 742 | 37.6978 GBP |
5p ordinary | CFD | LONG | 7,000 | 37.7137 GBP |
5p ordinary | CFD | LONG | 7,000 | 37.7258 GBP |
5p ordinary | CFD | LONG | 5,896 | 37.7522 GBP |
5p ordinary | CFD | LONG | 10,047 | 37.7715 GBP |
5p ordinary | CFD | LONG | 51 | 37.7905 GBP |
5p ordinary | CFD | LONG | 65 | 37.7906 GBP |
5p ordinary | CFD | LONG | 4,012 | 37.8000 GBP |
5p ordinary | CFD | LONG | 3,099 | 37.8000 GBP |
5p ordinary | CFD | LONG | 3,206 | 37.8000 GBP |
5p ordinary | CFD | LONG | 14 | 37.8000 GBP |
5p ordinary | CFD | LONG | 1,084 | 37.8000 GBP |
5p ordinary | CFD | LONG | 2,000 | 37.8217 GBP |
5p ordinary | CFD | LONG | 250,000 | 37.8219 GBP |
5p ordinary | CFD | LONG | 12,000 | 37.8371 GBP |
5p ordinary | CFD | LONG | 2,000 | 37.9999 GBP |
5p ordinary | CFD | SHORT | 1,150 | 37.2406 GBP |
5p ordinary | CFD | SHORT | 5,107 | 37.3673 GBP |
5p ordinary | CFD | SHORT | 34,893 | 37.3673 GBP |
5p ordinary | CFD | SHORT | 235 | 37.4400 GBP |
5p ordinary | CFD | SHORT | 1 | 37.4400 GBP |
5p ordinary | CFD | SHORT | 5,500 | 37.4994 GBP |
5p ordinary | CFD | SHORT | 11 | 37.5544 GBP |
5p ordinary | CFD | SHORT | 513 | 37.5544 GBP |
5p ordinary | CFD | SHORT | 3,613 | 37.5636 GBP |
5p ordinary | CFD | SHORT | 10,000 | 37.5687 GBP |
5p ordinary | CFD | SHORT | 85,541 | 37.6042 GBP |
5p ordinary | CFD | SHORT | 209,332 | 37.6582 GBP |
5p ordinary | CFD | SHORT | 124 | 37.6582 GBP |
5p ordinary | CFD | SHORT | 1,544 | 37.6596 GBP |
5p ordinary | CFD | SHORT | 303 | 37.6596 GBP |
5p ordinary | CFD | SHORT | 5,534 | 37.6596 GBP |
5p ordinary | CFD | SHORT | 1,805 | 37.6600 GBP |
5p ordinary | CFD | SHORT | 10,260 | 37.6600 GBP |
5p ordinary | CFD | SHORT | 2,611 | 37.6675 GBP |
5p ordinary | CFD | SHORT | 3,880 | 37.6795 GBP |
5p ordinary | CFD | SHORT | 500 | 37.6795 GBP |
5p ordinary | CFD | SHORT | 1,610 | 37.6795 GBP |
5p ordinary | CFD | SHORT | 1,370 | 37.6795 GBP |
5p ordinary | CFD | SHORT | 2,450 | 37.6795 GBP |
5p ordinary | CFD | SHORT | 7,000 | 37.7598 GBP |
5p ordinary | CFD | SHORT | 358 | 37.8000 GBP |
5p ordinary | CFD | SHORT | 495 | 37.8000 GBP |
5p ordinary | CFD | SHORT | 558 | 37.8000 GBP |
5p ordinary | CFD | SHORT | 5,997 | 37.8000 GBP |
5p ordinary | CFD | SHORT | 49 | 37.8000 GBP |
5p ordinary | CFD | SHORT | 275 | 37.9300 GBP |
5p ordinary | CFD | SHORT | 1,346 | 38.0411 GBP |
5p ordinary | CFD | LONG | 51,561 | 59.4061 GBP |
5p ordinary | CFD | LONG | 35,860 | 59.4061 GBP |
5p ordinary | CFD | LONG | 32,016 | 59.4061 GBP |
5p ordinary | CFD | LONG | 23,189 | 59.4061 GBP |
5p ordinary | CFD | LONG | 9,723 | 59.4061 GBP |
5p ordinary | CFD | LONG | 152,349 | 59.4062 GBP |
5p ordinary | CFD | LONG | 10,000 | 60.2487 GBP |
5p ordinary | CFD | LONG | 28,250 | 60.8360 GBP |
5p ordinary | CFD | LONG | 20,460 | 60.8360 GBP |
5p ordinary | CFD | LONG | 8,579 | 60.8360 GBP |
5p ordinary | CFD | LONG | 31,641 | 60.8360 GBP |
5p ordinary | CFD | LONG | 45,496 | 60.8360 GBP |
ADS | CFD | LONG | 300 | 180.0200 USD |
ADS | CFD | LONG | 270 | 182.3800 USD |
ADS | CFD | SHORT | 102,900 | 180.6787 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
5p ordinary | PUT | PURCHASE | 7,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 11,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 1,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 22,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 8,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 37,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 4,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
5p ordinary | PUT | PURCHASE | 10,000 | 3,600.0000 | A | 19/12/2014 | 1,300.0000 GBP |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 OCTOBER 2014 |
| Contact name: | Darren Wickert |
| Telephone number: | +44 (0)20 7425 6578 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire