26th Apr 2018 14:47
AMENDMENT Section 2(a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Shire plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| Shire plc |
(d) Date dealing undertaken: | 24 APRIL 2018 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes - Takeda Pharmaceutical Company |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADR | PURCHASES | 10,030 | 167.3946 USD | 164.0464 USD |
ADR | SALES | 10,030 | 167.3946 USD | 164.0464 USD |
5p ordinary | PURCHASES | 3,544,133 | 40.3700 GBP | 37.5100 GBP |
5p ordinary | SALES | 3,420,125 | 40.3850 GBP | 37.8000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADR | CFD | LONG | 23 | 163.9300 USD |
ADR | CFD | LONG | 25 | 163.9300 USD |
ADR | CFD | LONG | 50 | 163.9300 USD |
ADR | CFD | LONG | 3,297 | 163.9300 USD |
ADR | CFD | LONG | 51 | 163.9300 USD |
ADR | CFD | LONG | 3,296 | 163.9300 USD |
ADR | CFD | LONG | 20 | 165.0300 USD |
ADR | CFD | LONG | 550 | 171.2500 USD |
ADR | CFD | SHORT | 250 | 163.1040 USD |
ADR | CFD | SHORT | 198 | 163.9300 USD |
ADR | CFD | SHORT | 237 | 163.9300 USD |
ADR | CFD | SHORT | 139 | 164.4872 USD |
ADR | CFD | SHORT | 100 | 164.6600 USD |
ADR | CFD | SHORT | 139 | 164.6644 USD |
ADR | CFD | SHORT | 100 | 164.7300 USD |
ADR | CFD | SHORT | 359 | 166.0000 USD |
ADR | CFD | SHORT | 359 | 166.0000 USD |
ADR | CFD | SHORT | 118 | 166.0000 USD |
ADR | CFD | SHORT | 25 | 166.0000 USD |
ADR | CFD | SHORT | 23 | 166.0000 USD |
ADR | CFD | SHORT | 124 | 166.0000 USD |
5p ordinary | CFD | LONG | 214 | 37.9798 GBP |
5p ordinary | CFD | LONG | 146,963 | 37.9850 GBP |
5p ordinary | CFD | LONG | 289 | 38.0210 GBP |
5p ordinary | CFD | LONG | 307 | 38.0210 GBP |
5p ordinary | CFD | LONG | 158 | 38.0210 GBP |
5p ordinary | CFD | LONG | 277 | 38.0210 GBP |
5p ordinary | CFD | LONG | 258 | 38.0210 GBP |
5p ordinary | CFD | LONG | 2,500 | 39.0800 GBP |
5p ordinary | CFD | LONG | 3,000 | 39.1000 GBP |
5p ordinary | CFD | LONG | 1,000 | 39.1907 GBP |
5p ordinary | CFD | LONG | 12,118 | 39.2474 GBP |
5p ordinary | CFD | LONG | 133 | 39.2749 GBP |
5p ordinary | CFD | LONG | 2,121 | 39.3000 GBP |
5p ordinary | CFD | LONG | 3,746 | 39.3000 GBP |
5p ordinary | CFD | LONG | 3 | 39.3000 GBP |
5p ordinary | CFD | LONG | 6,109 | 39.3000 GBP |
5p ordinary | CFD | LONG | 6,108 | 39.3000 GBP |
5p ordinary | CFD | LONG | 7,746 | 39.3000 GBP |
5p ordinary | CFD | LONG | 196 | 39.4382 GBP |
5p ordinary | CFD | LONG | 3,000 | 39.5100 GBP |
5p ordinary | CFD | LONG | 202,462 | 39.5105 GBP |
5p ordinary | CFD | LONG | 23 | 39.5147 GBP |
5p ordinary | CFD | LONG | 1,538 | 39.5705 GBP |
5p ordinary | CFD | LONG | 1,452 | 39.5705 GBP |
5p ordinary | CFD | LONG | 1,289 | 39.5705 GBP |
5p ordinary | CFD | LONG | 1,396 | 39.5705 GBP |
5p ordinary | CFD | LONG | 792 | 39.5705 GBP |
5p ordinary | CFD | LONG | 755 | 39.5955 GBP |
5p ordinary | CFD | LONG | 172,701 | 39.6081 GBP |
5p ordinary | CFD | LONG | 1,000 | 39.6098 GBP |
5p ordinary | CFD | LONG | 1,000 | 39.6450 GBP |
5p ordinary | CFD | LONG | 2,087 | 39.6475 GBP |
5p ordinary | CFD | LONG | 1,200 | 39.7801 GBP |
5p ordinary | CFD | LONG | 2,200 | 39.9284 GBP |
5p ordinary | CFD | LONG | 2,000 | 39.9505 GBP |
5p ordinary | CFD | LONG | 3,000 | 39.9550 GBP |
5p ordinary | CFD | LONG | 30,182 | 39.9655 GBP |
5p ordinary | CFD | LONG | 500 | 39.9800 GBP |
5p ordinary | CFD | LONG | 1,803 | 40.0000 GBP |
5p ordinary | CFD | LONG | 391 | 40.0301 GBP |
5p ordinary | CFD | LONG | 1,655 | 40.0301 GBP |
5p ordinary | CFD | LONG | 8,192 | 40.0517 GBP |
5p ordinary | CFD | LONG | 10,444 | 40.0517 GBP |
5p ordinary | CFD | LONG | 1,650 | 40.2112 GBP |
5p ordinary | CFD | SHORT | 1,803 | 38.5145 GBP |
5p ordinary | CFD | SHORT | 1,000 | 38.8150 GBP |
5p ordinary | CFD | SHORT | 157 | 39.0836 GBP |
5p ordinary | CFD | SHORT | 391 | 39.0836 GBP |
5p ordinary | CFD | SHORT | 15 | 39.0846 GBP |
5p ordinary | CFD | SHORT | 2,000 | 39.0935 GBP |
5p ordinary | CFD | SHORT | 37,689 | 39.0967 GBP |
5p ordinary | CFD | SHORT | 12,311 | 39.0967 GBP |
5p ordinary | CFD | SHORT | 1,200 | 39.1012 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.1066 GBP |
5p ordinary | CFD | SHORT | 6,000 | 39.1397 GBP |
5p ordinary | CFD | SHORT | 262 | 39.1476 GBP |
5p ordinary | CFD | SHORT | 13,485 | 39.1476 GBP |
5p ordinary | CFD | SHORT | 43,200 | 39.1565 GBP |
5p ordinary | CFD | SHORT | 5,222 | 39.1903 GBP |
5p ordinary | CFD | SHORT | 4,096 | 39.1903 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.2150 GBP |
5p ordinary | CFD | SHORT | 2,142 | 39.3000 GBP |
5p ordinary | CFD | SHORT | 3,858 | 39.3000 GBP |
5p ordinary | CFD | SHORT | 196 | 39.3000 GBP |
5p ordinary | CFD | SHORT | 6,380 | 39.3097 GBP |
5p ordinary | CFD | SHORT | 3,620 | 39.3097 GBP |
5p ordinary | CFD | SHORT | 115,218 | 39.3789 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.3969 GBP |
5p ordinary | CFD | SHORT | 153 | 39.4006 GBP |
5p ordinary | CFD | SHORT | 100 | 39.4006 GBP |
5p ordinary | CFD | SHORT | 100 | 39.4006 GBP |
5p ordinary | CFD | SHORT | 100 | 39.4006 GBP |
5p ordinary | CFD | SHORT | 59 | 39.4006 GBP |
5p ordinary | CFD | SHORT | 236 | 39.4219 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.5056 GBP |
5p ordinary | CFD | SHORT | 202,462 | 39.5105 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.5270 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.5281 GBP |
5p ordinary | CFD | SHORT | 177,518 | 39.5441 GBP |
5p ordinary | CFD | SHORT | 2,556 | 39.5678 GBP |
5p ordinary | CFD | SHORT | 10,859 | 39.6307 GBP |
5p ordinary | CFD | SHORT | 19,141 | 39.6307 GBP |
5p ordinary | CFD | SHORT | 10,000 | 39.6366 GBP |
5p ordinary | CFD | SHORT | 130 | 39.6379 GBP |
5p ordinary | CFD | SHORT | 5,000 | 39.6540 GBP |
5p ordinary | CFD | SHORT | 3,000 | 39.6850 GBP |
5p ordinary | CFD | SHORT | 2,500 | 39.7000 GBP |
5p ordinary | CFD | SHORT | 26,000 | 39.7726 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.7935 GBP |
5p ordinary | CFD | SHORT | 920 | 39.7935 GBP |
5p ordinary | CFD | SHORT | 600 | 39.7935 GBP |
5p ordinary | CFD | SHORT | 1,000 | 39.7935 GBP |
5p ordinary | CFD | SHORT | 1,076 | 39.7935 GBP |
5p ordinary | CFD | SHORT | 700 | 39.8597 GBP |
5p ordinary | CFD | SHORT | 700 | 39.8597 GBP |
5p ordinary | CFD | SHORT | 400 | 39.8597 GBP |
5p ordinary | CFD | SHORT | 600 | 39.8597 GBP |
5p ordinary | CFD | SHORT | 769 | 39.8597 GBP |
5p ordinary | CFD | SHORT | 181,000 | 39.8760 GBP |
5p ordinary | CFD | SHORT | 1,900 | 39.9455 GBP |
5p ordinary | CFD | SHORT | 19 | 39.9496 GBP |
5p ordinary | CFD | SHORT | 7,687 | 40.0274 GBP |
5p ordinary | CFD | SHORT | 7,300 | 40.0274 GBP |
5p ordinary | CFD | SHORT | 6,498 | 40.0274 GBP |
5p ordinary | CFD | SHORT | 7,000 | 40.0274 GBP |
5p ordinary | CFD | SHORT | 3,900 | 40.0274 GBP |
5p ordinary | CFD | SHORT | 700 | 40.0733 GBP |
5p ordinary | CFD | SHORT | 1,300 | 40.0733 GBP |
5p ordinary | CFD | SHORT | 1,140 | 40.0733 GBP |
5p ordinary | CFD | SHORT | 1,300 | 40.0733 GBP |
5p ordinary | CFD | SHORT | 1,384 | 40.0733 GBP |
5p ordinary | CFD | SHORT | 3,000 | 40.3200 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 APRIL 2018 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire