8th Oct 2015 16:02
AMENDMENT (Section 2 a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 06 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 2,340,993 | 37.4150 GBP | 36.1000 GBP |
USD 0.10 ordinary | SALES | 1,968,355 | 37.4150 GBP | 36.0800 GBP |
USD 0.10 ordinary | SALES | 2,822 | 55.2312 USD | 55.2312 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 30,110 | 36.0000 GBP |
USD 0.10 ordinary | CFD | LONG | 11,848 | 36.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 11,434 | 36.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 1,192 | 36.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 1,614 | 36.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 2,236 | 36.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 11,550 | 36.2121 GBP |
USD 0.10 ordinary | CFD | LONG | 235 | 36.2200 GBP |
USD 0.10 ordinary | CFD | LONG | 40 | 36.2200 GBP |
USD 0.10 ordinary | CFD | LONG | 14,640 | 36.2210 GBP |
USD 0.10 ordinary | CFD | LONG | 9,360 | 36.2210 GBP |
USD 0.10 ordinary | CFD | LONG | 1,102 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 5,863 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 621 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 14,309 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 20,123 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 5,632 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 2,350 | 36.2509 GBP |
USD 0.10 ordinary | CFD | LONG | 297 | 36.2840 GBP |
USD 0.10 ordinary | CFD | LONG | 3,237 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 11,573 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 8,229 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 358 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 3,391 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 636 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 1,352 | 36.3231 GBP |
USD 0.10 ordinary | CFD | LONG | 31,743 | 36.3411 GBP |
USD 0.10 ordinary | CFD | LONG | 51,526 | 36.3411 GBP |
USD 0.10 ordinary | CFD | LONG | 2,721 | 36.3728 GBP |
USD 0.10 ordinary | CFD | LONG | 13,854 | 36.3728 GBP |
USD 0.10 ordinary | CFD | LONG | 991 | 36.3728 GBP |
USD 0.10 ordinary | CFD | LONG | 191 | 36.3728 GBP |
USD 0.10 ordinary | CFD | LONG | 11,905 | 36.3728 GBP |
USD 0.10 ordinary | CFD | LONG | 2,336 | 36.3728 GBP |
USD 0.10 ordinary | CFD | LONG | 2,625 | 36.4132 GBP |
USD 0.10 ordinary | CFD | LONG | 3,000 | 36.4685 GBP |
USD 0.10 ordinary | CFD | LONG | 29,213 | 36.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 7,638 | 36.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 279 | 36.5154 GBP |
USD 0.10 ordinary | CFD | LONG | 134 | 36.5282 GBP |
USD 0.10 ordinary | CFD | LONG | 455 | 36.6063 GBP |
USD 0.10 ordinary | CFD | LONG | 18,668 | 36.6063 GBP |
USD 0.10 ordinary | CFD | LONG | 1,210 | 36.6425 GBP |
USD 0.10 ordinary | CFD | LONG | 44,345 | 36.7113 GBP |
USD 0.10 ordinary | CFD | LONG | 6 | 36.7637 GBP |
USD 0.10 ordinary | CFD | LONG | 36,000 | 36.7732 GBP |
USD 0.10 ordinary | CFD | LONG | 42,775 | 36.8062 GBP |
USD 0.10 ordinary | CFD | LONG | 4,000 | 36.8225 GBP |
USD 0.10 ordinary | CFD | LONG | 117,500 | 36.8389 GBP |
USD 0.10 ordinary | CFD | LONG | 358 | 36.8500 GBP |
USD 0.10 ordinary | CFD | LONG | 163 | 36.8500 GBP |
USD 0.10 ordinary | CFD | LONG | 2,127 | 37.0122 GBP |
USD 0.10 ordinary | CFD | LONG | 6,251 | 37.0546 GBP |
USD 0.10 ordinary | CFD | LONG | 2,400 | 37.1314 GBP |
USD 0.10 ordinary | CFD | LONG | 6,644 | 37.1383 GBP |
USD 0.10 ordinary | CFD | LONG | 2,946 | 37.1640 GBP |
USD 0.10 ordinary | CFD | LONG | 1,954 | 37.3975 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,110 | 36.0000 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,128 | 36.1854 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,481 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,473 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,270 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,903 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 592 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,427 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,706 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,427 | 36.2200 GBP |
USD 0.10 ordinary | CFD | SHORT | 14,678 | 36.3677 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,739 | 36.3996 GBP |
USD 0.10 ordinary | CFD | SHORT | 97,711 | 36.4296 GBP |
USD 0.10 ordinary | CFD | SHORT | 250,000 | 36.4331 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,322 | 36.4442 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,721 | 36.4640 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,336 | 36.4640 GBP |
USD 0.10 ordinary | CFD | SHORT | 191 | 36.4640 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,024 | 36.4762 GBP |
USD 0.10 ordinary | CFD | SHORT | 809 | 36.4942 GBP |
USD 0.10 ordinary | CFD | SHORT | 56,000 | 36.5106 GBP |
USD 0.10 ordinary | CFD | SHORT | 760 | 36.6399 GBP |
USD 0.10 ordinary | CFD | SHORT | 530 | 36.6399 GBP |
USD 0.10 ordinary | CFD | SHORT | 30 | 36.6399 GBP |
USD 0.10 ordinary | CFD | SHORT | 114,500 | 36.6497 GBP |
USD 0.10 ordinary | CFD | SHORT | 29,213 | 36.6602 GBP |
USD 0.10 ordinary | CFD | SHORT | 52,016 | 36.6602 GBP |
USD 0.10 ordinary | CFD | SHORT | 44,345 | 36.6750 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,710 | 36.6806 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,812 | 36.6806 GBP |
USD 0.10 ordinary | CFD | SHORT | 659 | 36.6806 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,638 | 36.6953 GBP |
USD 0.10 ordinary | CFD | SHORT | 271 | 36.7687 GBP |
USD 0.10 ordinary | CFD | SHORT | 202 | 36.8012 GBP |
USD 0.10 ordinary | CFD | SHORT | 40 | 36.9800 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,444 | 36.9843 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,165 | 36.9888 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,668 | 36.9952 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,346 | 37.0028 GBP |
USD 0.10 ordinary | CFD | SHORT | 250 | 37.0222 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,594 | 37.0281 GBP |
USD 0.10 ordinary | CFD | SHORT | 220 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,179 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 124 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,022 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,860 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,125 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 470 | 37.0396 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,251 | 37.0490 GBP |
USD 0.10 ordinary | CFD | SHORT | 110 | 37.1850 GBP |
USD 0.10 ordinary | CFD | SHORT | 267 | 37.2000 GBP |
USD 0.10 ordinary | CFD | SHORT | 131 | 37.2050 GBP |
USD 0.10 ordinary | CFD | SHORT | 173 | 37.2100 GBP |
USD 0.10 ordinary | CFD | SHORT | 129 | 37.2150 GBP |
USD 0.10 ordinary | CFD | SHORT | 858 | 37.2225 GBP |
USD 0.10 ordinary | CFD | SHORT | 130 | 37.2250 GBP |
USD 0.10 ordinary | CFD | SHORT | 139 | 37.2550 GBP |
USD 0.10 ordinary | CFD | SHORT | 120 | 37.2650 GBP |
USD 0.10 ordinary | CFD | LONG | 5,000 | 761.0000 ZAR |
USD 0.10 ordinary | CFD | SHORT | 853 | 36.2766 GBP |
USD 0.10 ordinary | CFD | SHORT | 50 | 36.2766 GBP |
USD 0.10 ordinary | CFD | SHORT | 50 | 36.2766 GBP |
USD 0.10 ordinary | CFD | SHORT | 333 | 36.2766 GBP |
USD 0.10 ordinary | CFD | SHORT | 333 | 36.2766 GBP |
USD 0.10 ordinary | CFD | SHORT | 853 | 36.2766 GBP |
USD 0.10 ordinary | CFD | LONG | 75 | 759.7300 ZAR |
USD 0.10 ordinary | CFD | LONG | 46,830 | 761.2839 ZAR |
USD 0.10 ordinary | CFD | SHORT | 2,000 | 750.0000 ZAR |
USD 0.10 ordinary | CFD | SHORT | 75 | 750.3600 ZAR |
USD 0.10 ordinary | CFD | SHORT | 1,149 | 756.8884 ZAR |
USD 0.10 ordinary | CFD | SHORT | 9,213 | 756.8884 ZAR |
USD 0.10 ordinary | CFD | SHORT | 46,801 | 761.0136 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | PUT | PURCHASE | 2,000 | 35.0000 | A | 16/10/2015 | 1,260.0000 GBP |
USD 0.10 ordinary | PUT | SALE | 5,000 | 36.0000 | A | 16/10/2015 | 1.1550 GBP |
USD 0.10 ordinary | PUT | SALE | 5,000 | 36.0000 | A | 16/10/2015 | 1.1900 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L