20th Oct 2015 15:55
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 14 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 500 | 53.4000 EUR | 53.4000 EUR |
USD 0.10 ordinary | SALES | 500 | 53.4000 EUR | 53.4000 EUR |
USD 0.10 ordinary | PURCHASES | 3,537,236 | 39.7666 GBP | 38.9610 GBP |
USD 0.10 ordinary | SALES | 2,777,773 | 39.7596 GBP | 39.3270 GBP |
USD 0.10 ordinary | PURCHASES | 1,000 | 61.3386 USD | 61.3386 USD |
USD 0.10 ordinary | SALES | 7,917 | 61.1652 USD | 60.1971 USD |
USD 0.10 ordinary | PURCHASES | 52,222 | 815.0000 ZAR | 815.0000 ZAR |
USD 0.10 ordinary | SALES | 52,222 | 815.0000 ZAR | 815.0000 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 759 | 39.4991 GBP |
USD 0.10 ordinary | CFD | LONG | 204 | 39.4991 GBP |
USD 0.10 ordinary | CFD | LONG | 207 | 39.4991 GBP |
USD 0.10 ordinary | CFD | LONG | 13 | 39.4992 GBP |
USD 0.10 ordinary | CFD | LONG | 8 | 39.5000 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 39.5005 GBP |
USD 0.10 ordinary | CFD | LONG | 105 | 39.5180 GBP |
USD 0.10 ordinary | CFD | LONG | 70 | 39.5181 GBP |
USD 0.10 ordinary | CFD | LONG | 12,251 | 39.5232 GBP |
USD 0.10 ordinary | CFD | LONG | 14,714 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 5,792 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 20,693 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 638 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 6,030 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 1,122 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 2,417 | 39.5277 GBP |
USD 0.10 ordinary | CFD | LONG | 23 | 39.5300 GBP |
USD 0.10 ordinary | CFD | LONG | 19,407 | 39.5318 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 39.5376 GBP |
USD 0.10 ordinary | CFD | LONG | 174 | 39.5700 GBP |
USD 0.10 ordinary | CFD | LONG | 108 | 39.5756 GBP |
USD 0.10 ordinary | CFD | LONG | 236 | 39.5756 GBP |
USD 0.10 ordinary | CFD | LONG | 12,500 | 39.5879 GBP |
USD 0.10 ordinary | CFD | LONG | 51,066 | 39.5893 GBP |
USD 0.10 ordinary | CFD | LONG | 227 | 39.5912 GBP |
USD 0.10 ordinary | CFD | LONG | 9,335 | 39.5912 GBP |
USD 0.10 ordinary | CFD | LONG | 275 | 39.6103 GBP |
USD 0.10 ordinary | CFD | LONG | 8,165 | 39.6195 GBP |
USD 0.10 ordinary | CFD | LONG | 8,921 | 39.6387 GBP |
USD 0.10 ordinary | CFD | LONG | 126 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 1,970 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 229 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 3,595 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 691 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 9,620 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 1,230 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 2,965 | 39.6500 GBP |
USD 0.10 ordinary | CFD | LONG | 2,540 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 1,347 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 377 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 711 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 958 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 1,804 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 393 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 743 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 78 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 42 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 161 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 77 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 297 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 157 | 39.6501 GBP |
USD 0.10 ordinary | CFD | LONG | 724 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 336 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 1,806 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 191 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 4,407 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 1,735 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 6,199 | 39.6679 GBP |
USD 0.10 ordinary | CFD | LONG | 540 | 39.6700 GBP |
USD 0.10 ordinary | CFD | LONG | 263 | 39.6828 GBP |
USD 0.10 ordinary | CFD | LONG | 700 | 39.6830 GBP |
USD 0.10 ordinary | CFD | LONG | 269 | 39.6830 GBP |
USD 0.10 ordinary | CFD | LONG | 5,245 | 39.6830 GBP |
USD 0.10 ordinary | CFD | LONG | 250 | 39.7500 GBP |
USD 0.10 ordinary | CFD | SHORT | 165,000 | 39.4854 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,751 | 39.5220 GBP |
USD 0.10 ordinary | CFD | SHORT | 8 | 39.5237 GBP |
USD 0.10 ordinary | CFD | SHORT | 93 | 39.5243 GBP |
USD 0.10 ordinary | CFD | SHORT | 66 | 39.5243 GBP |
USD 0.10 ordinary | CFD | SHORT | 4 | 39.5250 GBP |
USD 0.10 ordinary | CFD | SHORT | 57 | 39.5350 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,251 | 39.5398 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,547 | 39.5400 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,042 | 39.5436 GBP |
USD 0.10 ordinary | CFD | SHORT | 85 | 39.5436 GBP |
USD 0.10 ordinary | CFD | SHORT | 68 | 39.5436 GBP |
USD 0.10 ordinary | CFD | SHORT | 48,680 | 39.5501 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,260 | 39.5501 GBP |
USD 0.10 ordinary | CFD | SHORT | 23 | 39.5550 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,943 | 39.5761 GBP |
USD 0.10 ordinary | CFD | SHORT | 42,444 | 39.5783 GBP |
USD 0.10 ordinary | CFD | SHORT | 68,022 | 39.5840 GBP |
USD 0.10 ordinary | CFD | SHORT | 127 | 39.5871 GBP |
USD 0.10 ordinary | CFD | SHORT | 40 | 39.6049 GBP |
USD 0.10 ordinary | CFD | SHORT | 780 | 39.6049 GBP |
USD 0.10 ordinary | CFD | SHORT | 104 | 39.6049 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,132 | 39.6226 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,290 | 39.6500 GBP |
USD 0.10 ordinary | CFD | SHORT | 354 | 39.6500 GBP |
USD 0.10 ordinary | CFD | SHORT | 473 | 39.6900 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,325 | 39.6947 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,033 | 39.6947 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,500 | 39.7666 GBP |
USD 0.10 ordinary | CFD | SHORT | 176 | 39.6350 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,373 | 815.6928 ZAR |
USD 0.10 ordinary | CFD | LONG | 40,000 | 811.6633 ZAR |
USD 0.10 ordinary | CFD | LONG | 153,095 | 814.8959 ZAR |
USD 0.10 ordinary | CFD | LONG | 50,000 | 816.0000 ZAR |
USD 0.10 ordinary | CFD | SHORT | 157,539 | 814.7922 ZAR |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 817.0000 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | SALE | 67,000 | 42.0000 | A | 20/11/2015 | 0.1600 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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