15th Oct 2015 15:23
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 13 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
N/A | N/A | N/A | N/A | N/A |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 15,294 | 39.0000 GBP |
USD 0.10 ordinary | CFD | LONG | 115 | 39.0000 GBP |
USD 0.10 ordinary | CFD | LONG | 67 | 39.3312 GBP |
USD 0.10 ordinary | CFD | LONG | 86 | 39.3312 GBP |
USD 0.10 ordinary | CFD | LONG | 1,847 | 39.3312 GBP |
USD 0.10 ordinary | CFD | LONG | 2,897 | 39.4504 GBP |
USD 0.10 ordinary | CFD | LONG | 2,168 | 39.4504 GBP |
USD 0.10 ordinary | CFD | LONG | 153 | 39.4504 GBP |
USD 0.10 ordinary | CFD | LONG | 248 | 39.4504 GBP |
USD 0.10 ordinary | CFD | LONG | 261 | 39.4504 GBP |
USD 0.10 ordinary | CFD | LONG | 20 | 39.4615 GBP |
USD 0.10 ordinary | CFD | LONG | 73 | 39.4617 GBP |
USD 0.10 ordinary | CFD | LONG | 7 | 39.4628 GBP |
USD 0.10 ordinary | CFD | LONG | 107 | 39.4650 GBP |
USD 0.10 ordinary | CFD | LONG | 1,274 | 39.4650 GBP |
USD 0.10 ordinary | CFD | LONG | 344 | 39.4650 GBP |
USD 0.10 ordinary | CFD | LONG | 10,653 | 39.4694 GBP |
USD 0.10 ordinary | CFD | LONG | 2,636 | 39.4695 GBP |
USD 0.10 ordinary | CFD | LONG | 886 | 39.4697 GBP |
USD 0.10 ordinary | CFD | LONG | 800 | 39.4752 GBP |
USD 0.10 ordinary | CFD | LONG | 273 | 39.4763 GBP |
USD 0.10 ordinary | CFD | LONG | 362 | 39.4763 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 39.4855 GBP |
USD 0.10 ordinary | CFD | LONG | 2,003 | 39.4913 GBP |
USD 0.10 ordinary | CFD | LONG | 334 | 39.4913 GBP |
USD 0.10 ordinary | CFD | LONG | 258 | 39.4913 GBP |
USD 0.10 ordinary | CFD | LONG | 79 | 39.4937 GBP |
USD 0.10 ordinary | CFD | LONG | 487 | 39.4968 GBP |
USD 0.10 ordinary | CFD | LONG | 97 | 39.5237 GBP |
USD 0.10 ordinary | CFD | LONG | 370 | 39.5320 GBP |
USD 0.10 ordinary | CFD | LONG | 2,630 | 39.5340 GBP |
USD 0.10 ordinary | CFD | LONG | 8,437 | 39.5478 GBP |
USD 0.10 ordinary | CFD | LONG | 15,531 | 39.5478 GBP |
USD 0.10 ordinary | CFD | LONG | 1,032 | 39.5478 GBP |
USD 0.10 ordinary | CFD | LONG | 2,140 | 39.5558 GBP |
USD 0.10 ordinary | CFD | LONG | 100 | 39.5560 GBP |
USD 0.10 ordinary | CFD | LONG | 160 | 39.5668 GBP |
USD 0.10 ordinary | CFD | LONG | 4,000 | 39.6240 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,075 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,115 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,524 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,557 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,282 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,217 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 34,700 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,743 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,875 | 39.3209 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,314 | 39.3209 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,095 | 39.3680 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,063 | 39.3680 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,108 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 762 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,615 | 39.4594 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,436 | 39.4594 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,904 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,866 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,323 | 39.4733 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,467 | 39.4733 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,900 | 39.4836 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,091 | 39.4849 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,009 | 39.4849 GBP |
USD 0.10 ordinary | CFD | SHORT | 132 | 39.4849 GBP |
USD 0.10 ordinary | CFD | SHORT | 100,000 | 39.4895 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,883 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,057 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 951 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,067 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,805 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,267 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 512 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 456 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,410 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,312 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 103,596 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 116,154 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,360 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,213 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,850 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,569 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 26,519 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,652 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 166,126 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 148,169 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,220 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,852 | 39.5091 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,000 | 39.5124 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,892 | 39.5228 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,149 | 39.5228 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 39.5300 GBP |
USD 0.10 ordinary | CFD | SHORT | 346 | 39.5308 GBP |
USD 0.10 ordinary | CFD | SHORT | 66,400 | 39.5419 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,500 | 39.5495 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 39.5500 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,100 | 39.5593 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,900 | 39.5593 GBP |
USD 0.10 ordinary | CFD | SHORT | 31,531 | 39.5692 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,862 | 39.5692 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,076 | 39.5692 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,189 | 39.5692 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,485 | 39.5692 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 39.5700 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 39.5745 GBP |
USD 0.10 ordinary | CFD | SHORT | 70,805 | 39.5897 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,495 | 39.5897 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 39.5935 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,119 | 39.5946 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,618 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,608 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,141 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,100 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,294 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 35,525 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,312 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,808 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,000 | 39.6040 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,506 | 39.6452 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,585 | 39.6452 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 39.6596 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 39.6693 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,874 | 39.7115 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,000 | 39.7116 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 39.7197 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 39.7199 GBP |
USD 0.10 ordinary | CFD | LONG | 511 | 39.5400 GBP |
USD 0.10 ordinary | CFD | LONG | 810 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 810 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,170 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 64 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 64 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 4,016 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 4,016 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,440 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,440 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,410 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,410 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,642 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,642 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 2,614 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 2,614 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 7,249 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 7,249 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 990 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 990 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,455 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,455 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 484 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 484 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 3,994 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 3,994 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 3,038 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 3,038 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 1,170 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 2,602 | 806.9632 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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