12th Oct 2015 15:54
AMENDMENT(Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 08 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 3,013,046 | 36.7368 GBP | 36.1450 GBP |
USD 0.10 ordinary | SALES | 3,348,278 | 37.5984 GBP | 36.1350 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 108,000 | 36.2739 GBP |
USD 0.10 ordinary | CFD | LONG | 16,250 | 36.2854 GBP |
USD 0.10 ordinary | CFD | LONG | 656 | 36.2908 GBP |
USD 0.10 ordinary | CFD | LONG | 400 | 36.3394 GBP |
USD 0.10 ordinary | CFD | LONG | 500 | 36.3394 GBP |
USD 0.10 ordinary | CFD | LONG | 1,945 | 36.3706 GBP |
USD 0.10 ordinary | CFD | LONG | 9,200 | 36.3839 GBP |
USD 0.10 ordinary | CFD | LONG | 7,000 | 36.3839 GBP |
USD 0.10 ordinary | CFD | LONG | 582 | 36.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 319 | 36.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 5,656 | 36.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 1,758 | 36.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 13,931 | 36.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 30,282 | 36.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 7,040 | 36.4136 GBP |
USD 0.10 ordinary | CFD | LONG | 19,877 | 36.4136 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 36.4213 GBP |
USD 0.10 ordinary | CFD | LONG | 9,200 | 36.4450 GBP |
USD 0.10 ordinary | CFD | LONG | 400 | 36.4450 GBP |
USD 0.10 ordinary | CFD | LONG | 139 | 36.4473 GBP |
USD 0.10 ordinary | CFD | LONG | 180 | 36.4494 GBP |
USD 0.10 ordinary | CFD | LONG | 8,500 | 36.4505 GBP |
USD 0.10 ordinary | CFD | LONG | 140 | 36.4575 GBP |
USD 0.10 ordinary | CFD | LONG | 245 | 36.4600 GBP |
USD 0.10 ordinary | CFD | LONG | 269 | 36.4650 GBP |
USD 0.10 ordinary | CFD | LONG | 210 | 36.4700 GBP |
USD 0.10 ordinary | CFD | LONG | 124 | 36.4775 GBP |
USD 0.10 ordinary | CFD | LONG | 137 | 36.4850 GBP |
USD 0.10 ordinary | CFD | LONG | 807 | 36.4950 GBP |
USD 0.10 ordinary | CFD | LONG | 138 | 36.5000 GBP |
USD 0.10 ordinary | CFD | LONG | 44,925 | 36.5300 GBP |
USD 0.10 ordinary | CFD | LONG | 10,355 | 36.5300 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,000,000 | 1.6450 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,487 | 36.3275 GBP |
USD 0.10 ordinary | CFD | SHORT | 207 | 36.3275 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,895 | 36.3275 GBP |
USD 0.10 ordinary | CFD | SHORT | 566 | 36.3299 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,017 | 36.3299 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,471 | 36.3299 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,526 | 36.3345 GBP |
USD 0.10 ordinary | CFD | SHORT | 67,741 | 36.3372 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,873 | 36.3563 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,248 | 36.3563 GBP |
USD 0.10 ordinary | CFD | SHORT | 31 | 36.3664 GBP |
USD 0.10 ordinary | CFD | SHORT | 170 | 36.3664 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,633 | 36.3728 GBP |
USD 0.10 ordinary | CFD | SHORT | 42,074 | 36.3774 GBP |
USD 0.10 ordinary | CFD | SHORT | 37,839 | 36.3774 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,655 | 36.3874 GBP |
USD 0.10 ordinary | CFD | SHORT | 46,000 | 36.3916 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,215 | 36.3949 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,621 | 36.4088 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,177 | 36.4088 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,301 | 36.4088 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,081 | 36.4088 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,328 | 36.4088 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,500 | 36.4088 GBP |
USD 0.10 ordinary | CFD | SHORT | 500 | 36.4100 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,566 | 36.4100 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,656 | 36.4100 GBP |
USD 0.10 ordinary | CFD | SHORT | 44,925 | 36.4116 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,040 | 36.4116 GBP |
USD 0.10 ordinary | CFD | SHORT | 29 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 875 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 53 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 326 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 230 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 14 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 448 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 805 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 74 | 36.4132 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,000 | 36.4165 GBP |
USD 0.10 ordinary | CFD | SHORT | 171 | 36.4266 GBP |
USD 0.10 ordinary | CFD | SHORT | 112 | 36.4266 GBP |
USD 0.10 ordinary | CFD | SHORT | 164 | 36.4266 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,143 | 36.4266 GBP |
USD 0.10 ordinary | CFD | SHORT | 236 | 36.4266 GBP |
USD 0.10 ordinary | CFD | SHORT | 291 | 36.4393 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,132 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,004 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,740 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,961 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,600 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,989 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,270 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,855 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 29,168 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,955 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,601 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,984 | 36.4646 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,573 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,664 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 22,028 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,166 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 679 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,420 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,203 | 36.4784 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,500 | 36.5225 GBP |
USD 0.10 ordinary | CFD | SHORT | 108,000 | 36.5292 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 36.5565 GBP |
USD 0.10 ordinary | CFD | LONG | 1,149 | 749.7842 ZAR |
USD 0.10 ordinary | CFD | LONG | 50,662 | 749.9476 ZAR |
USD 0.10 ordinary | CFD | SHORT | 50,705 | 749.2929 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | SALE | 4,000 | 42.0000 | A | 16/10/2015 | 0.1200 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 42.0000 | A | 16/10/2015 | 0.1600 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 42.0000 | A | 16/10/2015 | 0.1600 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 42.0000 | A | 16/10/2015 | 0.1600 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 16/10/2015 | 0.3100 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 16/10/2015 | 0.3400 GBP |
USD 0.10 ordinary | CALL | SALE | 4,000 | 40.0000 | A | 20/11/2015 | 0.6500 GBP |
USD 0.10 ordinary | CALL | SALE | 10,000 | 40.0000 | A | 20/11/2015 | 0.6500 GBP |
USD 0.10 ordinary | CALL | SALE | 20,000 | 40.0000 | A | 20/11/2015 | 0.7000 GBP |
USD 0.10 ordinary | CALL | PURCHASE | 4,000 | 38.0000 | A | 18/12/2015 | 1.6450 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 42.0000 | A | 18/12/2015 | 0.1900 GBP |
USD 0.10 ordinary | CALL | SALE | 3,000 | 40.0000 | A | 18/12/2015 | 0.6000 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 18/12/2015 | 0.6100 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.0000 | A | 18/12/2015 | 0.7300 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 39.0000 | A | 18/12/2015 | 0.8650 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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