16th Oct 2015 14:55
AMENDMENT (Section 2a)
(Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 13 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 5,500 | 54.2570 EUR | 53.5500 EUR |
USD 0.10 ordinary | SALES | 5,500 | 54.3200 EUR | 53.5500 EUR |
USD 0.10 ordinary | PURCHASES | 5,356,282 | 39.7450 GBP | 36.6789 GBP |
USD 0.10 ordinary | SALES | 3,527,092 | 39.7400 GBP | 36.3344 GBP |
USD 0.10 ordinary | PURCHASES | 8,308 | 60.3548 USD | 60.3548 USD |
USD 0.10 ordinary | SALES | 3,900 | 60.0431 USD | 60.0431 USD |
USD 0.10 ordinary | PURCHASES | 100,050 | 809.0000 ZAR | 805.3316 ZAR |
USD 0.10 ordinary | SALES | 50 | 808.9164 ZAR | 808.9164 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 4,000,000 | 1.8850 GBP |
USD 0.10 ordinary | CFD | LONG | 10,500 | 36.3344 GBP |
USD 0.10 ordinary | CFD | LONG | 12,500 | 36.3344 GBP |
USD 0.10 ordinary | CFD | LONG | 111,565 | 39.2334 GBP |
USD 0.10 ordinary | CFD | LONG | 28,770 | 39.2334 GBP |
USD 0.10 ordinary | CFD | LONG | 9,665 | 39.2335 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 39.2343 GBP |
USD 0.10 ordinary | CFD | LONG | 25,000 | 39.2410 GBP |
USD 0.10 ordinary | CFD | LONG | 1,209 | 39.2440 GBP |
USD 0.10 ordinary | CFD | LONG | 3,599 | 39.2440 GBP |
USD 0.10 ordinary | CFD | LONG | 13,956 | 39.2440 GBP |
USD 0.10 ordinary | CFD | LONG | 6,853 | 39.2564 GBP |
USD 0.10 ordinary | CFD | LONG | 9,665 | 39.2704 GBP |
USD 0.10 ordinary | CFD | LONG | 28,770 | 39.2704 GBP |
USD 0.10 ordinary | CFD | LONG | 111,565 | 39.2704 GBP |
USD 0.10 ordinary | CFD | LONG | 223,130 | 39.2826 GBP |
USD 0.10 ordinary | CFD | LONG | 57,541 | 39.2827 GBP |
USD 0.10 ordinary | CFD | LONG | 19,329 | 39.2827 GBP |
USD 0.10 ordinary | CFD | LONG | 9,665 | 39.3150 GBP |
USD 0.10 ordinary | CFD | LONG | 28,770 | 39.3150 GBP |
USD 0.10 ordinary | CFD | LONG | 111,565 | 39.3150 GBP |
USD 0.10 ordinary | CFD | LONG | 57,427 | 39.3409 GBP |
USD 0.10 ordinary | CFD | LONG | 14,810 | 39.3410 GBP |
USD 0.10 ordinary | CFD | LONG | 4,975 | 39.3410 GBP |
USD 0.10 ordinary | CFD | LONG | 26,756 | 39.3459 GBP |
USD 0.10 ordinary | CFD | LONG | 114 | 39.3650 GBP |
USD 0.10 ordinary | CFD | LONG | 998 | 39.4001 GBP |
USD 0.10 ordinary | CFD | LONG | 4,689 | 39.4056 GBP |
USD 0.10 ordinary | CFD | LONG | 54,138 | 39.4056 GBP |
USD 0.10 ordinary | CFD | LONG | 13,961 | 39.4056 GBP |
USD 0.10 ordinary | CFD | LONG | 2,000 | 39.4060 GBP |
USD 0.10 ordinary | CFD | LONG | 104,251 | 39.4388 GBP |
USD 0.10 ordinary | CFD | LONG | 27,963 | 39.4402 GBP |
USD 0.10 ordinary | CFD | LONG | 5,344 | 39.4467 GBP |
USD 0.10 ordinary | CFD | LONG | 627 | 39.4518 GBP |
USD 0.10 ordinary | CFD | LONG | 23,582 | 39.4652 GBP |
USD 0.10 ordinary | CFD | LONG | 5,176 | 39.4652 GBP |
USD 0.10 ordinary | CFD | LONG | 37,500 | 39.4786 GBP |
USD 0.10 ordinary | CFD | LONG | 12,250 | 39.4792 GBP |
USD 0.10 ordinary | CFD | LONG | 71,643 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 37 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 15,378 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 102 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 3,996 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 4,992 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 82 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 2,710 | 39.4800 GBP |
USD 0.10 ordinary | CFD | LONG | 2,500 | 39.4825 GBP |
USD 0.10 ordinary | CFD | LONG | 3,635 | 39.4901 GBP |
USD 0.10 ordinary | CFD | LONG | 487 | 39.4913 GBP |
USD 0.10 ordinary | CFD | LONG | 2,988 | 39.4913 GBP |
USD 0.10 ordinary | CFD | LONG | 79 | 39.4937 GBP |
USD 0.10 ordinary | CFD | LONG | 44,000 | 39.4973 GBP |
USD 0.10 ordinary | CFD | LONG | 500,000 | 39.4983 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 39.5005 GBP |
USD 0.10 ordinary | CFD | LONG | 84,600 | 39.5014 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 39.5188 GBP |
USD 0.10 ordinary | CFD | LONG | 6,266 | 39.5194 GBP |
USD 0.10 ordinary | CFD | LONG | 2,416 | 39.5194 GBP |
USD 0.10 ordinary | CFD | LONG | 46,938 | 39.5194 GBP |
USD 0.10 ordinary | CFD | LONG | 3,000 | 39.5418 GBP |
USD 0.10 ordinary | CFD | LONG | 5,000 | 39.5470 GBP |
USD 0.10 ordinary | CFD | LONG | 18,668 | 39.6041 GBP |
USD 0.10 ordinary | CFD | LONG | 455 | 39.6041 GBP |
USD 0.10 ordinary | CFD | SHORT | 21,000 | 36.8292 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 36.8292 GBP |
USD 0.10 ordinary | CFD | SHORT | 27,992 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,075 | 39.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 39.2874 GBP |
USD 0.10 ordinary | CFD | SHORT | 31 | 39.3200 GBP |
USD 0.10 ordinary | CFD | SHORT | 500,000 | 39.3403 GBP |
USD 0.10 ordinary | CFD | SHORT | 1 | 39.4250 GBP |
USD 0.10 ordinary | CFD | SHORT | 85 | 39.4266 GBP |
USD 0.10 ordinary | CFD | SHORT | 750,000 | 39.4410 GBP |
USD 0.10 ordinary | CFD | SHORT | 45,000 | 39.4435 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,200 | 39.4435 GBP |
USD 0.10 ordinary | CFD | SHORT | 400 | 39.4440 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,000 | 39.4440 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,200 | 39.4455 GBP |
USD 0.10 ordinary | CFD | SHORT | 52,453 | 39.4455 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,642 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,803 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,572 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,731 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,116 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,300 | 39.4492 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,095 | 39.4594 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,854 | 39.4594 GBP |
USD 0.10 ordinary | CFD | SHORT | 127,003 | 39.4603 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,001 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 98,485 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 96,706 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,324 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,313 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 93,202 | 39.4626 GBP |
USD 0.10 ordinary | CFD | SHORT | 175,000 | 39.4717 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,578 | 39.4721 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,800 | 39.4733 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,410 | 39.4733 GBP |
USD 0.10 ordinary | CFD | SHORT | 400 | 39.4800 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,799 | 39.4802 GBP |
USD 0.10 ordinary | CFD | SHORT | 903 | 39.5099 GBP |
USD 0.10 ordinary | CFD | SHORT | 42,000 | 39.5124 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,283 | 39.5228 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,676 | 39.5228 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,702 | 39.5271 GBP |
USD 0.10 ordinary | CFD | SHORT | 808 | 39.5308 GBP |
USD 0.10 ordinary | CFD | SHORT | 84,600 | 39.5438 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 39.5449 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,250 | 39.5492 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,500 | 39.5495 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 39.5500 GBP |
USD 0.10 ordinary | CFD | SHORT | 37 | 39.5550 GBP |
USD 0.10 ordinary | CFD | SHORT | 29,500 | 39.5550 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 39.5700 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 39.5935 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,100 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 26,755 | 39.6019 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,000 | 39.6040 GBP |
USD 0.10 ordinary | CFD | SHORT | 14,032 | 39.6361 GBP |
USD 0.10 ordinary | CFD | SHORT | 117,968 | 39.6361 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,771 | 39.6452 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,138 | 39.6452 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 39.6596 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 39.6693 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,000 | 39.7116 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,000 | 39.7329 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,500 | 39.7329 GBP |
USD 0.10 ordinary | CFD | LONG | 990 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 990 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 150 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 150 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 2,760 | 39.6029 GBP |
USD 0.10 ordinary | CFD | LONG | 2,760 | 39.6029 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,419 | 39.4847 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,887 | 808.6912 ZAR |
USD 0.10 ordinary | CFD | LONG | 148,768 | 810.3106 ZAR |
USD 0.10 ordinary | CFD | SHORT | 148,823 | 810.0236 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | SALE | 2,000 | 40.00 | A | 16/10/2015 | 0.2000 GBP |
USD 0.10 ordinary | CALL | SALE | 3,000 | 40.00 | A | 16/10/2015 | 0.2000 GBP |
USD 0.10 ordinary | CALL | SALE | 7,000 | 40.00 | A | 16/10/2015 | 0.2800 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 40.00 | A | 20/11/2015 | 0.7350 GBP |
USD 0.10 ordinary | CALL | SALE | 4,000 | 38.00 | A | 18/12/2015 | 1.8850 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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