25th Sep 2015 14:46
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 22 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 1,740,460 | 35.8000 GBP | 34.6750 GBP |
USD 0.10 ordinary | SALES | 1,185,563 | 35.8000 GBP | 34.6750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 17,427 | 34.7436 GBP |
USD 0.10 ordinary | CFD | LONG | 19,238 | 34.9022 GBP |
USD 0.10 ordinary | CFD | LONG | 4,543 | 34.9026 GBP |
USD 0.10 ordinary | CFD | LONG | 14,855 | 34.9026 GBP |
USD 0.10 ordinary | CFD | LONG | 4,513 | 34.9922 GBP |
USD 0.10 ordinary | CFD | LONG | 66,325 | 35.0425 GBP |
USD 0.10 ordinary | CFD | LONG | 61 | 35.0850 GBP |
USD 0.10 ordinary | CFD | LONG | 920 | 35.0986 GBP |
USD 0.10 ordinary | CFD | LONG | 3,865 | 35.1094 GBP |
USD 0.10 ordinary | CFD | LONG | 1,086 | 35.2925 GBP |
USD 0.10 ordinary | CFD | LONG | 1,000 | 35.5400 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,918 | 34.6850 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,931 | 34.6850 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 34.6954 GBP |
USD 0.10 ordinary | CFD | SHORT | 3 | 34.7350 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 34.7816 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,337 | 34.7823 GBP |
USD 0.10 ordinary | CFD | SHORT | 29,743 | 34.8153 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,567 | 34.8153 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 34.8925 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 34.9000 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,000 | 34.9074 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,460 | 34.9157 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 34.9250 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,061 | 34.9406 GBP |
USD 0.10 ordinary | CFD | SHORT | 623 | 34.9406 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,818 | 34.9406 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,010 | 34.9700 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,896 | 34.9855 GBP |
USD 0.10 ordinary | CFD | SHORT | 22,033 | 34.9855 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,241 | 35.0410 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,165 | 35.0410 GBP |
USD 0.10 ordinary | CFD | SHORT | 78 | 35.0585 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,814 | 35.0657 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,582 | 35.0780 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,920 | 35.0780 GBP |
USD 0.10 ordinary | CFD | SHORT | 498 | 35.0780 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 35.0782 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 35.0795 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,914 | 35.0820 GBP |
USD 0.10 ordinary | CFD | SHORT | 54,006 | 35.0831 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,301 | 35.0840 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,358 | 35.0847 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,165 | 35.0851 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,241 | 35.0851 GBP |
USD 0.10 ordinary | CFD | SHORT | 754 | 35.0883 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,700 | 35.1363 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 35.1414 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,300 | 35.1461 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,000 | 35.1773 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,000 | 35.4887 GBP |
USD 0.10 ordinary | CFD | SHORT | 40 | 35.5500 GBP |
USD 0.10 ordinary | CFD | LONG | 2,350 | 736.4974 ZAR |
USD 0.10 ordinary | CFD | SHORT | 2,624 | 736.7266 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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