21st Apr 2015 17:41
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 17 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | PURCHASES | 350 | 29.8000 EUR | 29.6000 EUR |
EUR 0.07 B ordinary | SALES | 350 | 29.7428 EUR | 29.7428 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,238,807 | 29.4400 EUR | 27.0000 EUR |
EUR 0.07 A ordinary | SALES | 1,251,335 | 29.4350 EUR | 27.0000 EUR |
EUR 0.07 A ordinary | PURCHASES | 882,669 | 21.1950 GBP | 20.7750 GBP |
EUR 0.07 A ordinary | SALES | 996,233 | 21.1898 GBP | 20.7750 GBP |
EUR 0.07 B ordinary | PURCHASES | 3,119,889 | 21.6100 GBP | 21.0783 GBP |
EUR 0.07 B ordinary | SALES | 3,141,931 | 21.6100 GBP | 21.0850 GBP |
A ADSs | PURCHASES | 2,599 | 62.7400 USD | 62.3900 USD |
A ADSs | SALES | 1,555 | 62.3900 USD | 62.3900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 3,161 | 28.9740 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,178 | 28.9790 EUR |
EUR 0.07 A ordinary | CFD | LONG | 402 | 28.9790 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,990 | 28.9824 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,241 | 28.9824 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,166 | 29.0045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 814 | 29.0045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 130,015 | 29.0533 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,652 | 29.0574 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,217 | 29.0766 EUR |
EUR 0.07 A ordinary | CFD | LONG | 322,726 | 29.0766 EUR |
EUR 0.07 A ordinary | CFD | LONG | 469 | 29.2506 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,153 | 29.2657 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,855 | 29.0350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 668 | 29.0811 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,185 | 29.0825 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 322,726 | 29.0915 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,369 | 29.0915 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,000 | 29.1075 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,449 | 29.1119 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 933 | 29.1189 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 926 | 29.1404 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 46 | 29.3400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,622 | 29.3700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 29.4300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 884 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 356 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 185 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4 | 20.9300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 190 | 21.0462 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7 | 21.0985 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 43 | 20.8082 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,850 | 20.8464 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6 | 20.8700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 117 | 20.8700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 20.8700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,020 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,538 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,656 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,229 | 20.8900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 51 | 21.0450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 378 | 21.0500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 668 | 21.1700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,763 | 21.1752 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,407 | 21.1752 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,165 | 21.1752 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,891 | 21.1752 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,209 | 21.1804 GBP |
EUR 0.07 B ordinary | CFD | LONG | 101 | 21.2211 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,899 | 21.2211 GBP |
EUR 0.07 B ordinary | CFD | LONG | 362 | 21.2211 GBP |
EUR 0.07 B ordinary | CFD | LONG | 123,500 | 21.2494 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,680 | 21.2734 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50 | 21.2734 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,650 | 21.2734 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,225 | 21.4144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 21.4824 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,224 | 21.5029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,685 | 21.5029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,977 | 21.5029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,300 | 21.5029 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,209 | 21.1500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 791 | 21.1500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,632 | 21.2186 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,019 | 21.2544 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 200,000 | 31.0000 | A | 19/06/2015 | 0.2000 EUR |
EUR 0.07 A ordinary | CALL | SALE | 100 | 27.0000 | A | 17/04/2015 | 0.0000 EUR |
EUR 0.07 A ordinary | CALL | SALE | 76,800 | 29.0000 | A | 17/04/2015 | 0.0000 EUR |
EUR 0.07 A ordinary | CALL | SALE | 192,900 | 28.0000 | A | 17/04/2015 | 0.0000 EUR |
EUR 0.07 A ordinary | CALL | SALE | 200,000 | 31.0000 | A | 15/05/2015 | 0.0800 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | CALL | 160,300 | 30.0000 EUR |
EUR 0.07 A ordinary | PUT | 225,600 | 27.0000 EUR |
EUR 0.07 A ordinary | PUT | 143,100 | 28.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L