14th Sep 2015 15:33
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 3,336 | 51.6200 USD | 50.7300 USD |
A ADSs | SALES | 18,978 | 51.6300 USD | 50.7100 USD |
B ADSs | PURCHASES | 4,800 | 51.5500 USD | 50.6700 USD |
B ADSs | SALES | 2,200 | 51.4100 USD | 50.7200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 7 | 50.8300 USD |
A ADSs | CFD | LONG | 11 | 50.8300 USD |
A ADSs | CFD | LONG | 2,100 | 50.8817 USD |
A ADSs | CFD | LONG | 5,760 | 51.0183 USD |
A ADSs | CFD | LONG | 11,100 | 51.0413 USD |
A ADSs | CFD | SHORT | 100 | 50.8000 USD |
A ADSs | CFD | SHORT | 1,800 | 50.9960 USD |
A ADSs | CFD | SHORT | 836 | 51.0814 USD |
A ADSs | CFD | SHORT | 600 | 51.3600 USD |
B ADSs | CFD | LONG | 500 | 50.8660 USD |
B ADSs | CFD | LONG | 100 | 50.9200 USD |
B ADSs | CFD | LONG | 1,600 | 51.0262 USD |
B ADSs | CFD | SHORT | 100 | 50.7900 USD |
B ADSs | CFD | SHORT | 100 | 50.8600 USD |
B ADSs | CFD | SHORT | 1,000 | 50.9400 USD |
B ADSs | CFD | SHORT | 2,800 | 51.0332 USD |
EUR 0.07 A ordinary | CFD | LONG | 100 | 22.8991 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,700 | 22.9493 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 162 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 121 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,911 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 951 | 23.1048 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 23.1048 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 23.1048 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,378 | 22.6793 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20 | 22.9120 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,499 | 22.9120 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,165 | 22.9284 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 23.0896 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 23.0896 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67 | 23.0896 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 50 | 23.0898 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 23.0898 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 23.0898 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40 | 23.0910 EUR |
EUR 0.07 A ordinary | CFD | LONG | 116,100 | 16.4745 GBP |
EUR 0.07 A ordinary | CFD | LONG | 277,500 | 16.5242 GBP |
EUR 0.07 A ordinary | CFD | LONG | 692 | 16.5756 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,500 | 16.5799 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,950 | 16.6255 GBP |
EUR 0.07 A ordinary | CFD | LONG | 342 | 16.6543 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3 | 16.6750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,661 | 16.5829 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,900 | 16.6501 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,982 | 25.3969 GBP |
EUR 0.07 B ordinary | CFD | LONG | 115 | 23.0315 EUR |
EUR 0.07 B ordinary | CFD | LONG | 5,436 | 16.5984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,604 | 16.5984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,372 | 16.5984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,779 | 16.5984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,198 | 16.5984 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,540 | 16.6100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,458 | 16.6504 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,000 | 16.6752 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,065 | 16.6969 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.7050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,580 | 16.7438 GBP |
EUR 0.07 B ordinary | CFD | LONG | 860 | 16.7487 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20 | 16.7550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,356 | 16.6776 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,903 | 16.6820 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,844 | 16.6820 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 186 | 16.6820 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,855 | 16.7313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 55,583 | 16.7313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 183 | 16.7683 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L