17th Apr 2015 16:53
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | PURCHASES | 400 | 29.2200 EUR | 29.1850 EUR |
EUR 0.07 B ordinary | SALES | 400 | 29.2058 EUR | 29.2058 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,650,453 | 28.5950 EUR | 28.2400 EUR |
EUR 0.07 A ordinary | SALES | 1,529,866 | 28.5950 EUR | 28.2400 EUR |
EUR 0.07 A ordinary | PURCHASES | 438,797 | 20.5300 GBP | 20.2550 GBP |
EUR 0.07 A ordinary | SALES | 544,822 | 20.5450 GBP | 20.1931 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,790,424 | 20.9600 GBP | 18.3675 GBP |
EUR 0.07 B ordinary | SALES | 2,514,100 | 20.9750 GBP | 20.5550 GBP |
A ADSs | PURCHASES | 1,269 | 60.7208 USD | 60.7208 USD |
A ADSs | SALES | 1,593 | 63.2167 USD | 60.7208 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 4,912 | 28.2800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 516,516 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,979 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39,117 | 28.4411 EUR |
EUR 0.07 A ordinary | CFD | LONG | 201 | 28.4521 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,448 | 28.4542 EUR |
EUR 0.07 A ordinary | CFD | LONG | 511,281 | 28.4542 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 28.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 45,420 | 28.4095 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 516,516 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,183 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,455 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,127 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 903 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,788 | 28.4200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,568 | 28.4246 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 57,523 | 28.4297 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 103,747 | 28.4297 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,912 | 28.4502 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 505,043 | 28.4530 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 738 | 28.4846 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 279 | 28.4911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 731 | 28.4984 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,500 | 20.1931 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23,342 | 20.3554 GBP |
EUR 0.07 A ordinary | CFD | LONG | 350 | 20.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,696 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4 | 20.4625 GBP |
EUR 0.07 A ordinary | CFD | LONG | 57,961 | 20.4627 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9 | 20.4666 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,479 | 20.4689 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,258 | 20.4720 GBP |
EUR 0.07 A ordinary | CFD | LONG | 31 | 20.4803 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21 | 20.4804 GBP |
EUR 0.07 A ordinary | CFD | LONG | 284 | 20.4812 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,341 | 20.4812 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,017 | 20.4812 GBP |
EUR 0.07 A ordinary | CFD | LONG | 191 | 20.4864 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 892 | 20.4390 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 48 | 20.4390 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 170 | 20.4390 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 164 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 85 | 20.4550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 409 | 20.4550 GBP |
B ADSs | CFD | LONG | 269 | 62.1900 USD |
EUR 0.07 B ordinary | CFD | LONG | 81 | 20.6650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,672 | 20.7800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,934 | 20.7800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,369 | 20.7800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,836 | 20.7800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,854 | 20.7800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,516 | 20.7800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,095 | 20.8065 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,072 | 20.8065 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,582 | 20.8065 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,471 | 20.8065 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,669 | 20.8287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,174 | 20.8287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,942 | 20.8287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,406 | 20.8287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 144,900 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,460 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,900 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 164 | 20.8644 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130,000 | 20.8682 GBP |
EUR 0.07 B ordinary | CFD | LONG | 144,900 | 20.8747 GBP |
EUR 0.07 B ordinary | CFD | LONG | 114,253 | 20.8747 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,131,677 | 20.8765 GBP |
EUR 0.07 B ordinary | CFD | LONG | 71 | 20.8797 GBP |
EUR 0.07 B ordinary | CFD | LONG | 661 | 20.8821 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,710 | 20.9052 GBP |
EUR 0.07 B ordinary | CFD | LONG | 410 | 20.9052 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,468 | 20.9052 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 460,000 | 20.5600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,470 | 20.6188 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,530 | 20.6188 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 81 | 20.7500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 144,900 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 863 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,723 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,692 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,078 | 20.8600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,373 | 20.8600 GBP |
A ADSs | CFD | LONG | 453 | 60.7464 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | SALE | 71,000 | 29.2100 | E | 14/04/2015 | 0.0000 EUR |
EUR 0.07 B ordinary | PUT | PURCHASE | 250,000 | 2,100.0000 | A | 15/05/2015 | 0.7600 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L