28th Apr 2015 15:17
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | PURCHASES | 4,200 | 29.6306 EUR | 29.6306 EUR |
EUR 0.07 B ordinary | SALES | 4,200 | 29.6650 EUR | 29.3700 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,566,242
| 29.3200 EUR | 28.9650 EUR |
EUR 0.07 A ordinary | SALES | 1,313,902
| 29.3250 EUR | 28.9550 EUR |
EUR 0.07 A ordinary | PURCHASES | 745,650 | 20.9850 GBP | 20.6350 GBP |
EUR 0.07 A ordinary | SALES | 898,583 | 20.9800 GBP | 20.6250 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,591,280 | 21.2450 GBP | 20.9650 GBP |
EUR 0.07 B ordinary | SALES | 1,775,786 | 21.2550 GBP | 20.9500 GBP |
EUR 0.07 B ordinary | PURCHASES | 13 | 31.6424 USD | 31.6424 USD |
A ADSs | PURCHASES | 5,107 | 63.0800 USD | 62.8400 USD |
A ADSs | SALES | 5,107 | 63.0800 USD | 62.8400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 43,165 | 29.1306 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31,475 | 29.1447 EUR |
EUR 0.07 A ordinary | CFD | LONG | 298 | 29.1475 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 29.1750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 29.1750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,568 | 29.1821 EUR |
EUR 0.07 A ordinary | CFD | LONG | 320,731 | 29.1821 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,833 | 29.1975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 29.2700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,833 | 28.9800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,141 | 29.0205 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,688 | 29.1040 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 249 | 29.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 308 | 29.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,157 | 29.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 357 | 29.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,452 | 29.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,795 | 29.1542 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 306,268 | 29.1822 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 120,324 | 29.1911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 46,666 | 29.1965 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 126,899 | 29.2069 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 380 | 29.2300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 924 | 29.2300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,193 | 20.6951 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47,398 | 20.8457 GBP |
EUR 0.07 A ordinary | CFD | LONG | 391,328 | 20.8566 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,817 | 20.8646 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,356 | 20.8646 GBP |
EUR 0.07 A ordinary | CFD | LONG | 143,000 | 20.8914 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 20.9100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,500 | 20.9100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,250 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,391 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35,000 | 20.9169 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 58 | 20.7300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 392,019 | 20.8561 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,801 | 20.8561 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,062 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 45 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,070 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,949 | 20.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,418 | 20.9150 GBP |
B ADSs | CFD | LONG | 156 | 63.9200 USD |
B ADSs | CFD | SHORT | 13,416 | 64.0657 USD |
EUR 0.07 B ordinary | CFD | LONG | 51,493 | 21.0162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,547 | 21.0338 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,078 | 21.0339 GBP |
EUR 0.07 B ordinary | CFD | LONG | 202,657 | 21.1379 GBP |
EUR 0.07 B ordinary | CFD | LONG | 109,123 | 21.1379 GBP |
EUR 0.07 B ordinary | CFD | LONG | 515 | 21.1579 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,041 | 21.1579 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,051 | 21.1595 GBP |
EUR 0.07 B ordinary | CFD | LONG | 293 | 21.1595 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,516 | 21.1595 GBP |
EUR 0.07 B ordinary | CFD | LONG | 279,797 | 21.1632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 80 | 21.1741 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,455 | 21.2093 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,024 | 21.2093 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,653 | 21.2206 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 939 | 21.1169 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50 | 21.1169 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 179 | 21.1169 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,500 | 21.1589 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,500 | 21.1589 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 67,900 | 21.1648 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,227 | 21.1710 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,500 | 21.1750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,250 | 21.1750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,500 | 21.1759 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35,000 | 21.1807 GBP |
A ADSs | CFD | SHORT | 805 | 63.1962 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 100,000 | 30.0000 | A | 15/05/2015 | 0.2500 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100,000 | 30.0000 | A | 15/05/2015 | 0.2600 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 200,000 | 28.0000 | A | 15/05/2015 | 0.2800 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L