17th Apr 2015 16:59
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 APRIL 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 5,443 | 63.8300 USD | 62.8300 USD |
B ADSs | SALES | 700 | 63.4200 USD | 63.0300 USD |
A ADSs | PURCHASES | 62,379 | 62.2700 USD | 61.3200 USD |
A ADSs | SALES | 6,660 | 62.2700 USD | 61.3000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 49 | 28.9400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 28.9425 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,730 | 28.8955 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,005 | 28.9400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,507 | 28.9400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 28.9571 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 72 | 28.9571 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 28.9571 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 28.9576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,653 | 28.9576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 28.9576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 28.9576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 28.9576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 411 | 28.9576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,421 | 28.9758 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 534 | 28.9758 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 162 | 28.9758 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 28.9768 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,441 | 20.5920 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,050 | 20.7392 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,877 | 20.7150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,672 | 20.7230 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,120 | 20.7358 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,181 | 20.7407 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 340 | 20.7461 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 191 | 20.7461 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,963 | 20.7479 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 662 | 20.7833 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,630 | 20.7833 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,303 | 20.7833 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,526 | 20.7833 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,179 | 20.7833 GBP |
B ADSs | CFD | LONG | 500 | 63.1820 USD |
B ADSs | CFD | LONG | 200 | 63.4200 USD |
B ADSs | CFD | SHORT | 200 | 62.8900 USD |
B ADSs | CFD | SHORT | 600 | 62.9367 USD |
B ADSs | CFD | SHORT | 500 | 63.1720 USD |
B ADSs | CFD | SHORT | 900 | 63.2788 USD |
B ADSs | CFD | SHORT | 1,100 | 63.3190 USD |
B ADSs | CFD | SHORT | 560 | 63.3382 USD |
B ADSs | CFD | SHORT | 1,400 | 63.3473 USD |
B ADSs | CFD | SHORT | 100 | 63.7200 USD |
B ADSs | CFD | SHORT | 36 | 63.7400 USD |
B ADSs | CFD | SHORT | 47 | 63.7400 USD |
EUR 0.07 B ordinary | CFD | LONG | 27,287 | 21.1032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,080 | 21.1032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,633 | 21.1032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 677 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,643 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,817 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,031 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 639 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,487 | 21.1558 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,287 | 21.1625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,080 | 21.1625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,633 | 21.1625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,327 | 21.1714 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55 | 21.1881 GBP |
EUR 0.07 B ordinary | CFD | LONG | 440,901 | 21.2937 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,000 | 21.1742 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,200 | 21.1759 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,000 | 21.1789 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,506 | 21.2024 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,897 | 21.2121 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,320 | 21.2143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 132 | 21.2200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 60 | 21.2204 GBP |
A ADSs | CFD | LONG | 1,300 | 61.7894 USD |
A ADSs | CFD | LONG | 925 | 61.8735 USD |
A ADSs | CFD | LONG | 2,900 | 62.0386 USD |
A ADSs | CFD | LONG | 5 | 62.2200 USD |
A ADSs | CFD | LONG | 5 | 62.2200 USD |
A ADSs | CFD | LONG | 400 | 62.2400 USD |
A ADSs | CFD | LONG | 200 | 62.2700 USD |
A ADSs | CFD | SHORT | 800 | 61.4937 USD |
A ADSs | CFD | SHORT | 2,154 | 61.8218 USD |
A ADSs | CFD | SHORT | 14,700 | 62.0666 USD |
A ADSs | CFD | SHORT | 43,800 | 62.0705 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 APRIL 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L